CAPSTONE FINANCIAL ADVISORS INC

2001 Butterfield Road
Suite 1750
Downers Grove, Illinois 60515
Tel: 630-241-0833

About CAPSTONE FINANCIAL ADVISORS INC

CAPSTONE FINANCIAL ADVISORS INC, formally registered with the SEC as CAPSTONE FINANCIAL ADVISORS INC. The firm was established in 11/16/1999. They have over 2 offices throughout the country.

CAPSTONE FINANCIAL ADVISORS INC is a Downers Grove, Illinois based Financial Planning firm with nearly $2,116,697,964 assets under management, offering retirement planning & investment advisory services to 3159 clients. The firm is staffed with 31 experienced financial planners.

Firm Information

SEC Current Status	Approved
Firm CRD#	109341
SEC#	801-56979
Assets Managed by Firm	$2,116,697,964
No. of Clients	3159
No. of Advisors	31

Fee Structure

A percentage of AUM
Hourly charges
Fixed fees
Other (FIXED QUARTERLY RETAINERS)

Advisory Services Provided

Financial planning services
Portfolio management for individuals and/or small businesses
Pesnsion consulting services
Selection for other advisors

Firm Client Information

	No. of Clients	AUM
Firm Total	3159	$2,116,697,964
Individuals (other than high net worth individuals)	300	$121,349,346
High net worth individuals	362	$1,983,652,307
Pension and profit sharing plans	6	$9,068,735
Charitable organizations	Fewer than 5 clients	$2,627,576

More Retirement Planning firms in Downers Grove, Illinois:

Firm Name	Assets Under Management	Total Clients	Total Advisors
NORTHERN TRUST INVESTMENTS, INCORPORATED 50 S Lasalle Street Chicago, IL, 60603-1008	$1,016,556,943,580	41105	674
INVESCO CAPITAL MANAGEMENT LLC 3500 Lacey Road, Suite 700 Downers Grove, IL, 60515	$545,530,164,135	401	220
ENVESTNET PMC 150 North Riverside Plaza Suite 2050 Chicago, IL, 60606	$426,071,864,566	1821809	415
BALYASNY ASSET MANAGEMENT L.P. 444 W. Lake Street, 50th Floor Chicago, IL, 60606	$248,044,764,038	37	1857
NUVEEN ASSET MANAGEMENT, LLC 333 West Wacker Drive Chicago, IL, 60606	$239,614,971,441	59703	397

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