ROTHSCHILD INVESTMENT CORPORATION

311 South Wacker Drive
Suite 5900
Chicago, Illinois 60606
Tel: 312-983-8900

About ROTHSCHILD INVESTMENT CORPORATION

ROTHSCHILD INVESTMENT CORPORATION, formally registered with the SEC as ROTHSCHILD INVESTMENT CORPORATION. The firm was established in 05/30/1971. They have over 1 offices throughout the country.

ROTHSCHILD INVESTMENT CORPORATION is a Chicago, Illinois based Financial Planning firm with nearly $2,001,729,602 assets under management, offering retirement planning & investment advisory services to 2211 clients. The firm is staffed with 40 experienced financial planners.

Firm Information

SEC Current Status	Approved
Firm CRD#	728
SEC#	801-7395
Assets Managed by Firm	$2,001,729,602
No. of Clients	2211
No. of Advisors	40

Fee Structure

A percentage of AUM
Hourly charges
Fixed fees
Commission Based
Performance Based

Advisory Services Provided

Portfolio management for individuals and/or small businesses
Portfolio management for businesses or institutional clients
Pesnsion consulting services
Selection for other advisors

Firm Client Information

	No. of Clients	AUM
Firm Total	2211	$2,001,729,602
Individuals (other than high net worth individuals)	1662	$453,886,552
High net worth individuals	453	$1,241,163,700
Pension and profit sharing plans	46	$38,245,342
Charitable organizations	12	$9,468,915
Corporations or other businesses	38	$258,965,093

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