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ROTHSCHILD INVESTMENT CORPORATION

311 South Wacker Drive
Suite 5900
Chicago, Illinois 60606
Tel: 312-983-8900

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About ROTHSCHILD INVESTMENT CORPORATION

ROTHSCHILD INVESTMENT CORPORATION, formally registered with the SEC as ROTHSCHILD INVESTMENT CORPORATION. The firm was established in 05/30/1971. They have over 1 offices throughout the country.

ROTHSCHILD INVESTMENT CORPORATION is a Chicago, Illinois based Financial Planning firm with nearly $2,001,729,602 assets under management, offering retirement planning & investment advisory services to 2211 clients. The firm is staffed with 40 experienced financial planners.

Firm Information

SEC Current StatusApproved
Firm CRD#728
SEC#801-7395
Assets Managed by Firm$2,001,729,602
No. of Clients2211
No. of Advisors40

Fee Structure

  • A percentage of AUM
  • Hourly charges
  • Fixed fees
  • Commission Based
  • Performance Based

Advisory Services Provided

  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses or institutional clients
  • Pesnsion consulting services
  • Selection for other advisors

Firm Client Information

No. of ClientsAUM
Firm Total2211$2,001,729,602
Individuals (other than high net worth individuals)1662$453,886,552
High net worth individuals453$1,241,163,700
Pension and profit sharing plans46$38,245,342
Charitable organizations12$9,468,915
Corporations or other businesses38$258,965,093

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