311 South Wacker Drive
Suite 5900
Chicago, Illinois 60606
Tel: 312-983-8900
ROTHSCHILD INVESTMENT CORPORATION, formally registered with the SEC as ROTHSCHILD INVESTMENT CORPORATION. The firm was established in 05/30/1971. They have over 1 offices throughout the country.
ROTHSCHILD INVESTMENT CORPORATION is a Chicago, Illinois based Financial Planning firm with nearly $2,001,729,602 assets under management, offering retirement planning & investment advisory services to 2211 clients. The firm is staffed with 40 experienced financial planners.
| SEC Current Status | Approved |
|---|---|
| Firm CRD# | 728 |
| SEC# | 801-7395 |
| Assets Managed by Firm | $2,001,729,602 |
| No. of Clients | 2211 |
| No. of Advisors | 40 |
| No. of Clients | AUM | |
|---|---|---|
| Firm Total | 2211 | $2,001,729,602 |
| Individuals (other than high net worth individuals) | 1662 | $453,886,552 |
| High net worth individuals | 453 | $1,241,163,700 |
| Pension and profit sharing plans | 46 | $38,245,342 |
| Charitable organizations | 12 | $9,468,915 |
| Corporations or other businesses | 38 | $258,965,093 |
| Firm Name | Assets Under Management | Total Clients | Total Advisors |
|---|---|---|---|
| $1,016,556,943,580 | 41105 | 674 | |
| $545,530,164,135 | 401 | 220 | |
| $426,071,864,566 | 1821809 | 415 | |
| $248,044,764,038 | 37 | 1857 | |
| $239,614,971,441 | 59703 | 397 |
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