RIVERGLADE CAPITAL

One North Wacker Drive
Suite 4000
Chicago, Illinois 60606
Tel: 312-940-6700

About RIVERGLADE CAPITAL

RIVERGLADE CAPITAL, formally registered with the SEC as RIVERGLADE CAPITAL. The firm was established in 07/26/2019. They have over 1 offices throughout the country.

RIVERGLADE CAPITAL is a Chicago, Illinois based Financial Planning firm with nearly $794,137,843 assets under management, offering retirement planning & investment advisory services to 5 clients. The firm is staffed with 11 experienced financial planners.

Firm Information

SEC Current Status	Approved
Firm CRD#	290557
SEC#	801-117071
Assets Managed by Firm	$794,137,843
No. of Clients	5
No. of Advisors	11

Fee Structure

A percentage of AUM
Performance Based
Other (SEE SCHEDULE D - MISCELLANEOUS)

Advisory Services Provided

Portfolio management for pooled investment vehicles
Other (PORTFOLIO COMPANY MANAGEMENT SERVICES)

Firm Client Information

	No. of Clients	AUM
Firm Total	5	$794,137,843

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