NORTHERN TRUST SECURITIES, INC

333 S. Wabash Avenue
34th Floor
Chicago, Illinois 60604
Tel: 312-557-2000

About NORTHERN TRUST SECURITIES, INC

NORTHERN TRUST SECURITIES, INC, formally registered with the SEC as NORTHERN TRUST SECURITIES, INC. The firm was established in 01/02/2015. They have over 25 offices throughout the country.

NORTHERN TRUST SECURITIES, INC is a Chicago, Illinois based Financial Planning firm with nearly $1,276,929,981 assets under management, offering retirement planning & investment advisory services to 2283 clients. The firm is staffed with 76 experienced financial planners.

Firm Information

SEC Current Status	Approved
Firm CRD#	7927
SEC#	801-80781
Assets Managed by Firm	$1,276,929,981
No. of Clients	2283
No. of Advisors	76

Fee Structure

A percentage of AUM
Fixed fees
Commission Based

Advisory Services Provided

Portfolio management for individuals and/or small businesses
Portfolio management for pooled investment vehicles
Portfolio management for businesses or institutional clients
Selection for other advisors

Firm Client Information

	No. of Clients	AUM
Firm Total	2283	$1,276,929,981
Individuals (other than high net worth individuals)	628	$146,118,524
High net worth individuals	1625	$1,096,904,669
Charitable organizations	10	$8,485,702
Corporations or other businesses	16	$15,618,182

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