GREAT LAKES ADVISORS, LLC

231 S. Lasalle Street
4th Floor
Chicago, Illinois 60604
Tel: 312-431-1700

About GREAT LAKES ADVISORS, LLC

GREAT LAKES ADVISORS, LLC, formally registered with the SEC as GREAT LAKES ADVISORS, LLC. The firm was established in 03/24/1982. They have over 5 offices throughout the country.

GREAT LAKES ADVISORS, LLC is a Chicago, Illinois based Financial Planning firm with nearly $13,863,779,241 assets under management, offering retirement planning & investment advisory services to 3330 clients. The firm is staffed with 91 experienced financial planners.

Firm Information

SEC Current Status	Approved
Firm CRD#	110757
SEC#	801-16937
Assets Managed by Firm	$13,863,779,241
No. of Clients	3330
No. of Advisors	91

Fee Structure

A percentage of AUM
Fixed fees
Performance Based
Other (FULCRUM FEE; ASSET-BASED FEE CONTINGENT ON PERFORMANCE)

Advisory Services Provided

Financial planning services
Portfolio management for individuals and/or small businesses
Portfolio management for investment companies
Portfolio management for pooled investment vehicles
Portfolio management for businesses or institutional clients
Selection for other advisors

Firm Client Information

	No. of Clients	AUM
Firm Total	3330	$13,863,779,241
Individuals (other than high net worth individuals)	1083	$1,217,088,317
High net worth individuals	153	$1,418,605,616
Pension and profit sharing plans	79	$3,418,190,160
Charitable organizations	129	$1,192,954,702
Other investment advisers	1	$84,091,215
Corporations or other businesses	54	$831,140,544

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