ATIVO CAPITAL MANAGEMENT, LLC

120 N Lasalle Street
Suite 1160
Chicago, Illinois 60602-2493
Tel: 312-263-7600

About ATIVO CAPITAL MANAGEMENT, LLC

ATIVO CAPITAL MANAGEMENT, LLC, formally registered with the SEC as ATIVO CAPITAL MANAGEMENT, LLC. The firm was established in 01/31/2006. They have over 1 offices throughout the country.

ATIVO CAPITAL MANAGEMENT, LLC is a Chicago, Illinois based Financial Planning firm with nearly $999,526,084 assets under management, offering retirement planning & investment advisory services to 48 clients. The firm is staffed with 9 experienced financial planners.

Firm Information

SEC Current Status	Approved
Firm CRD#	125303
SEC#	801-65975
Assets Managed by Firm	$999,526,084
No. of Clients	48
No. of Advisors	9

Fee Structure

A percentage of AUM
Performance Based
Other (PERCENTAGE OF ASSETS ADVISED THAT ARE NOT REGULATORY AUM)

Advisory Services Provided

Portfolio management for individuals and/or small businesses
Portfolio management for pooled investment vehicles
Portfolio management for businesses or institutional clients
Other (MODEL PORTFOLIO DELIVERY)

Firm Client Information

	No. of Clients	AUM
Firm Total	48	$999,526,084
High net worth individuals	5	$1,008,186
Pension and profit sharing plans	Fewer than 5 clients	$47,834,437

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