ASTOR INVESTMENT MANAGEMENT LLC

233 South Wacker Drive
Suite 4400
Chicago, Illinois 60606
Tel: 312-228-5900

About ASTOR INVESTMENT MANAGEMENT LLC

ASTOR INVESTMENT MANAGEMENT LLC, formally registered with the SEC as ASTOR INVESTMENT MANAGEMENT LLC. The firm was established in 11/18/2013. They have over 6 offices throughout the country.

ASTOR INVESTMENT MANAGEMENT LLC is a Chicago, Illinois based Financial Planning firm with nearly $198,424,930 assets under management, offering retirement planning & investment advisory services to 447 clients. The firm is staffed with 6 experienced financial planners.

Firm Information

SEC Current Status	Approved
Firm CRD#	169679
SEC#	801-78794
Assets Managed by Firm	$198,424,930
No. of Clients	447
No. of Advisors	6

Fee Structure

A percentage of AUM

Advisory Services Provided

Portfolio management for individuals and/or small businesses
Portfolio management for investment companies
Portfolio management for businesses or institutional clients

Firm Client Information

	No. of Clients	AUM
Firm Total	447	$198,424,930
Individuals (other than high net worth individuals)	426	$89,964,292
High net worth individuals	9	$12,730,622
Pension and profit sharing plans	3	$1,712,979
Charitable organizations	2	$5,791,504
Corporations or other businesses	5	$2,170,663

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