ARIEL INVESTMENTS, LLC

200 East Randolph Street
Suite 2900
Chicago, Illinois 60601-6505
Tel: 312-726-0140

About ARIEL INVESTMENTS, LLC

ARIEL INVESTMENTS, LLC, formally registered with the SEC as ARIEL INVESTMENTS, LLC. The firm was established in 04/15/1983. They have over 4 offices throughout the country.

ARIEL INVESTMENTS, LLC is a Chicago, Illinois based Financial Planning firm with nearly $13,392,842,256 assets under management, offering retirement planning & investment advisory services to 183 clients. The firm is staffed with 101 experienced financial planners.

Firm Information

SEC Current Status	Approved
Firm CRD#	108211
SEC#	801-18767
Assets Managed by Firm	$13,392,842,256
No. of Clients	183
No. of Advisors	101

Fee Structure

A percentage of AUM
Performance Based

Advisory Services Provided

Portfolio management for individuals and/or small businesses
Portfolio management for investment companies
Portfolio management for pooled investment vehicles
Portfolio management for businesses or institutional clients

Firm Client Information

	No. of Clients	AUM
Firm Total	183	$13,392,842,256
Individuals (other than high net worth individuals)	20	$12,256,483
High net worth individuals	55	$1,459,376,295
Pension and profit sharing plans	25	$1,916,611,777
Charitable organizations	24	$632,695,253
Other investment advisers	6	$19,423,149
Corporations or other businesses	8	$484,798,799

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BALYASNY ASSET MANAGEMENT L.P. 444 W. Lake Street, 50th Floor Chicago, IL, 60606	$248,044,764,038	37	1857
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