ONE RIVER ASSET MANAGEMENT, LLC

2200 Atlantic Street
Suite 310
Stamford, Connecticut 06902
Tel: 203-489-1440

About ONE RIVER ASSET MANAGEMENT, LLC

ONE RIVER ASSET MANAGEMENT, LLC, formally registered with the SEC as ONE RIVER ASSET MANAGEMENT, LLC. The firm was established in 07/09/2013. They have over 1 offices throughout the country.

ONE RIVER ASSET MANAGEMENT, LLC is a Stamford, Connecticut based Financial Planning firm with nearly $4,030,196,000 assets under management, offering retirement planning & investment advisory services to 15 clients. The firm is staffed with 32 experienced financial planners.

Firm Information

SEC Current Status	Approved
Firm CRD#	167835
SEC#	801-78232
Assets Managed by Firm	$4,030,196,000
No. of Clients	15
No. of Advisors	32

Fee Structure

A percentage of AUM
Performance Based

Advisory Services Provided

Portfolio management for pooled investment vehicles
Publication of periodicals and newsletters

Firm Client Information

	No. of Clients	AUM
Firm Total	15	$4,030,196,000
Corporations or other businesses	Fewer than 5 clients	$1,214,539,000

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