DUKE FUNDING MANAGEMENT, L.L.C.

53 Forest Avenue
3rd Floor
Old Greenwich, Connecticut 06870
Tel: 203-698-1200

About DUKE FUNDING MANAGEMENT, L.L.C.

DUKE FUNDING MANAGEMENT, LLC, formally registered with the SEC as DUKE FUNDING MANAGEMENT, LLC. The firm was established in 04/05/2002. They have over 1 offices throughout the country.

DUKE FUNDING MANAGEMENT, L.L.C. is a Old Greenwich, Connecticut based Financial Planning firm with nearly $150,395,982 assets under management, offering retirement planning & investment advisory services to 4 clients. The firm is staffed with 162 experienced financial planners.

Firm Information

SEC Current Status	Approved
Firm CRD#	117590
SEC#	801-61009
Assets Managed by Firm	$150,395,982
No. of Clients	4
No. of Advisors	162

Fee Structure

A percentage of AUM
Performance Based

Advisory Services Provided

Portfolio management for pooled investment vehicles

Firm Client Information

	No. of Clients	AUM
Firm Total	4	$150,395,982

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