STEEPROCK CAPITAL

2 Soundview Drive
3rd Floor
Greenwich, Connecticut 06830
Tel: 212-218-5055

About STEEPROCK CAPITAL

STEEPROCK CAPITAL, formally registered with the SEC as STEEPROCK CAPITAL. The firm was established in 09/23/2014. They have over 2 offices throughout the country.

STEEPROCK CAPITAL is a Greenwich, Connecticut based Financial Planning firm with nearly $1,455,051,935 assets under management, offering retirement planning & investment advisory services to 9 clients. The firm is staffed with 9 experienced financial planners.

Firm Information

SEC Current Status	Approved
Firm CRD#	172775
SEC#	801-80347
Assets Managed by Firm	$1,455,051,935
No. of Clients	9
No. of Advisors	9

Fee Structure

A percentage of AUM
Performance Based

Advisory Services Provided

Portfolio management for pooled investment vehicles
Other (SECTION 3(C)(5)(C) EXEMPT ACCOUNTS AND JOINT VENTURE)

Firm Client Information

	No. of Clients	AUM
Firm Total	9	$1,455,051,935

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