SPROTT ASSET MANAGEMENT USA INC.

320 Post Road
Suite 230
Darien, Connecticut 06820
Tel: 203-656-2400

About SPROTT ASSET MANAGEMENT USA INC.

SPROTT ASSET MANAGEMENT USA INC, formally registered with the SEC as SPROTT ASSET MANAGEMENT USA INC. The firm was established in 02/01/2006. They have over 3 offices throughout the country.

SPROTT ASSET MANAGEMENT USA INC. is a Darien, Connecticut based Financial Planning firm with nearly $4,600,551,307 assets under management, offering retirement planning & investment advisory services to 2678 clients. The firm is staffed with 57 experienced financial planners.

Firm Information

SEC Current Status	Approved
Firm CRD#	139022
SEC#	801-66131
Assets Managed by Firm	$4,600,551,307
No. of Clients	2678
No. of Advisors	57

Fee Structure

A percentage of AUM
Performance Based

Advisory Services Provided

Portfolio management for individuals and/or small businesses
Portfolio management for investment companies
Portfolio management for pooled investment vehicles
Portfolio management for businesses or institutional clients

Firm Client Information

	No. of Clients	AUM
Firm Total	2678	$4,600,551,307
Individuals (other than high net worth individuals)	2264	$335,845,489
High net worth individuals	210	$621,348,161
Pension and profit sharing plans	36	$35,858,830
Charitable organizations	8	$66,464,709
Corporations or other businesses	145	$101,534,433

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