N.D. PITMAN & COMPANY, INC.

3800 Airport Blvd
Suite 306
Mobile, Alabama 36608
Tel: 251.345.7748

About N.D. PITMAN & COMPANY, INC.

ND PITMAN & COMPANY, INC, formally registered with the SEC as ND PITMAN & COMPANY, INC. The firm was established in 07/12/2005. They have over 1 offices throughout the country.

N.D. PITMAN & COMPANY, INC. is a Mobile, Alabama based Financial Planning firm with nearly $148,758,694 assets under management, offering retirement planning & investment advisory services to 276 clients. The firm is staffed with 2 experienced financial planners.

Firm Information

SEC Current Status	Approved
Firm CRD#	121180
SEC#	801-64499
Assets Managed by Firm	$148,758,694
No. of Clients	276
No. of Advisors	2

Fee Structure

A percentage of AUM
Hourly charges
Fixed fees

Advisory Services Provided

Financial planning services
Portfolio management for individuals and/or small businesses
Portfolio management for businesses or institutional clients
Pesnsion consulting services
Selection for other advisors
Other (CONSULTING)

Firm Client Information

	No. of Clients	AUM
Firm Total	276	$148,758,694
Individuals (other than high net worth individuals)	64	$20,241,943
High net worth individuals	44	$105,411,498
Pension and profit sharing plans	2	$13,722,608
Charitable organizations	1	$380,459
Corporations or other businesses	12	$9,002,186

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REGIONS INVESTMENT MANAGEMENT, INC. 1900 5th Avenue North, Sixth Floor Birmingham, AL, 35203-2618	$16,990,335,269	2	29
HARBERT FUND ADVISORS, INC. 2100 Third Avenue North Ste 600 Birmingham, AL, 35203	$8,110,107,935	50	167
VULCAN VALUE PARTNERS LLC Three Protective Center, 2801 Highway 280 South, Ste 300 Birmingham, AL, 35223	$7,878,130,018	367	42
STONEGATE INVESTMENT GROUP, LLC 2005 Stonegate Trail, Suite # 101 Birmingham, AL, 35242	$5,670,936,072	2768	14

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