FRANCIS FINANCIAL

39 Broadway
Suite 1730
New York, New York 10006
Tel: 212-374-9008

About FRANCIS FINANCIAL

FRANCIS FINANCIAL, formally registered with the SEC as FRANCIS FINANCIAL. The firm was established in 06/07/2012. They have over 1 offices throughout the country.

FRANCIS FINANCIAL is a New York, New York based Financial Planning firm with nearly $509,718,437 assets under management, offering retirement planning & investment advisory services to 884 clients. The firm is staffed with 12 experienced financial planners.

Firm Information

SEC Current Status	Approved
Firm CRD#	128067
SEC#	801-76703
Assets Managed by Firm	$509,718,437
No. of Clients	884
No. of Advisors	12

Fee Structure

A percentage of AUM
Hourly charges
Other (REFERRAL FEES)

Advisory Services Provided

Financial planning services
Portfolio management for individuals and/or small businesses
Selection for other advisors
Publication of periodicals and newsletters
Education seminars/workshops

Firm Client Information

	No. of Clients	AUM
Firm Total	884	$509,718,437
Individuals (other than high net worth individuals)	30	$16,525,878
High net worth individuals	179	$493,192,559

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