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Find Retirement Advisors for Retirement Planning in Southlake, Texas

With so many financial products and solutions available in the market, it is a daunting task to choose the best one for you. We have over 20 years of experience in finding the best financial planner as per your requirements in the field of retirement planning. Our vetted certified retirement financial planners can help you plan for your dream retirement.

All our retirement planners go through rigorous industry experience, disclosures, and registration checks. Our qualified retirement planners are specialized in investment management, insurance advisory, 401k rollovers, and estate planning. Their work experience ranges from being part of small independent firms to Fortune 500 companies.

Finding the Best Retirement Planners in Southlake, Texas

Last Updated - April 25, 2025

Southlake has 19 Retirementplanning.net vetted Retirement Planners and Advisors on the online list below for you to choose from and 16 non-vetted advisors in your local area. These retirement advisors in Southlake, Texas have an average of 21 years of experience.

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List of Qualified Retirement Planning Advisors in Southlake, Texas

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George Cattat
Four Oaks Financial LLC

Qualifications
CRD# 3073307
Firm CRD# 297287
Series 6, 7, 63, 65

Minimum Assets Required
$100,000

Advisory Services:

Financial Planning, Portfolio Management, Retirement Planning, 401K Rollovers, Wealth Management, Money Management, Risk Management, Education Funding and Planning, Financial Advice & Consulting, Financial Planning for Individuals, Financial Planning for Businesses, Investment Advice & Management, Insurance Products & Annuities

Compensation/Fee

Fee-Based, Hourly, Based on Assets

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advisor
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Glen Smith
CFP®, CRPC®
GDS Wealth Management

Qualifications
CRD# 4801922
Firm CRD# 315934
Series 66

Minimum Assets Required
$1,000,000

Advisory Services:

Financial Planning, Portfolio Management, Retirement Planning, Wealth Management, Money Management, Financial Advice & Consulting, Financial Planning for Individuals, Financial Planning for Businesses, Investment Advice & Management

Compensation/Fee

Fee-Only, Based on Assets

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advisor
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Chris McNeal
CFS
Premier Investments & Wealth Management

Qualifications
CRD# 5440343
Firm CRD# 6413
Series 6, 7, 63, 65

Minimum Assets Required
$0

Advisory Services:

Financial Planning, Portfolio Management, Retirement Planning, Wealth Management, Money Management, Risk Management, Education Funding and Planning, Financial Advice & Consulting, Financial Planning for Individuals, Financial Planning for Businesses, Investment Advice & Management, Insurance Products & Annuities

Compensation/Fee

Fee-Based, Based on Assets

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Bridget E. Palmer
CRPC®, ChFC®
Palmer Wealth Group

Qualifications
CRD# 6411450
Firm CRD# 8032
Series 7, 66

Minimum Assets Required
$0

Advisory Services:

Financial Planning, Portfolio Management, Retirement Planning, 401K Rollovers, Wealth Management, Money Management, Risk Management, Education Funding and Planning, Financial Advice & Consulting, Financial Planning for Individuals, Financial Planning for Businesses, Investment Advice & Management, Insurance Products & Annuities

Compensation/Fee

Fee-Based, Commissions, Flat Fee, Based on Assets

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Justin Hall
CFP®
Good Life Asset Strategies, LLC

Qualifications
CRD# 6599260
Firm CRD# 165613
Series 65

Minimum Assets Required
$200,000

Advisory Services:

Financial Planning, Portfolio Management, Retirement Planning, 401K Rollovers, Wealth Management, Money Management, Risk Management, Education Funding and Planning, Financial Advice & Consulting, Financial Planning for Individuals, Financial Planning for Businesses, Investment Advice & Management, Tax Advice and Services, Estate Planning & Trusts, Insurance Products & Annuities

Compensation/Fee

Fee-Only, Hourly, Flat Fee, Based on Assets

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advisor

Qualifications
CRD# 5405451
Firm CRD# 39543
Series 7, 24, 66

Minimum Assets Required
$50,000

Advisory Services:

Financial Planning, Portfolio Management, Retirement Planning, 401K Rollovers, Wealth Management, Money Management, Risk Management, Education Funding and Planning, Financial Advice & Consulting, Financial Planning for Individuals, Financial Planning for Businesses, Investment Advice & Management, Estate Planning & Trusts, Insurance Products & Annuities

Compensation/Fee

Fee-Based, Commissions, Based on Assets

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Michelle Vargas
CFP®
Waymaker Financial Planning

Qualifications
CRD# 2441702
Firm CRD# 308177

Minimum Assets Required
Not Specified

Advisory Services:

Financial Planning, Portfolio Management, Retirement Planning, 401K Rollovers, Wealth Management, Money Management, Risk Management, Financial Advice & Consulting, Financial Planning for Individuals, Investment Advice & Management

Compensation/Fee

Fee-Only, Hourly, Flat Fee, Based on Assets

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advisor

Qualifications
Firm CRD# 157222

Minimum Assets Required
$100,000

Advisory Services:

Retirement Planning, Wealth Management, Education Funding and Planning, Tax Advice and Services, Estate Planning & Trusts

Compensation/Fee

Fee-Based, Based on Assets

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advisor
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Zach Allen
None
Disciplined Advisors Group

Qualifications
CRD# 5059261
Firm CRD# 105644
Series 7, 66

Minimum Assets Required
$10,000,000

Advisory Services:

Not Specified

Compensation/Fee

Fee-Based, Commissions, Based on Assets

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360 Wealth Planners
CFP®

Qualifications
Firm CRD# 164109
Series 7, 63, 65, 66

Minimum Assets Required
Not Specified

Advisory Services:

Not Specified

Compensation/Fee

Fee-Based, Commissions, Based on Assets

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advisor

Qualifications
Firm CRD# 104510

Minimum Assets Required
Not Specified

Advisory Services:

Not Specified

Compensation/Fee

Fee-Only, Based on Assets

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J.K. Financial, Inc. John Kvale
CFP®, CFA®
J.K. Financial, Inc.

Qualifications
CRD# 2047457
Firm CRD# 114929

Minimum Assets Required
$1,000,000

Advisory Services:

Financial Planning, Portfolio Management, Retirement Planning, 401K Rollovers, Wealth Management, Risk Management, Education Funding and Planning, Financial Advice & Consulting, Financial Planning for Individuals, Financial Planning for Businesses, Estate Planning & Trusts

Compensation/Fee

Fee-Only

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advisor

Qualifications
CRD# 5979802
Firm CRD# 291218

Minimum Assets Required
$3,000,000

Advisory Services:

Financial Planning, Portfolio Management, Retirement Planning, 401K Rollovers, Wealth Management, Money Management, Risk Management, Education Funding and Planning, Financial Advice & Consulting, Financial Planning for Individuals, Financial Planning for Businesses, Investment Advice & Management, Tax Advice and Services, Estate Planning & Trusts

Compensation/Fee

Fee-Only

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advisor
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Courtney Leffall
CFP®
LX Parker Wealth Management

Qualifications
CRD# 5211412
Firm CRD# 6413
Series 7, 66

Minimum Assets Required
$500,000

Advisory Services:

Financial Planning, Portfolio Management, Retirement Planning, 401K Rollovers, Wealth Management, Money Management, Risk Management, Education Funding and Planning, Financial Advice & Consulting, Financial Planning for Individuals, Financial Planning for Businesses, Investment Advice & Management, Estate Planning & Trusts, Insurance Products & Annuities

Compensation/Fee

Fee-Based, Hourly, Commissions, Flat Fee, Based on Assets

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advisor
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Michelle Connell
CFA®
Portia Capital Management, LLC

Qualifications
CRD# 2526305
Firm CRD# 286662
Series 65, 66

Minimum Assets Required
$0

Advisory Services:

Financial Planning, Portfolio Management, Retirement Planning, Wealth Management, Risk Management, Education Funding and Planning, Financial Advice & Consulting, Financial Planning for Individuals, Financial Planning for Businesses, Investment Advice & Management

Compensation/Fee

Not Specified

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advisor

Qualifications
Firm CRD# 135281

Minimum Assets Required
Not Specified

Advisory Services:

Financial Planning, Portfolio Management, Retirement Planning, 401K Rollovers, Wealth Management, Money Management, Risk Management, Education Funding and Planning, Financial Advice & Consulting, Financial Planning for Individuals, Estate Planning & Trusts

Compensation/Fee

Fee-Only

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advisor
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Kenneth Beber
CFS, AIF®
Peak Financial, Inc.

Qualifications
CRD# 4257664
Firm CRD# 7717
Series 6, 7, 63, 66

Minimum Assets Required
Not Specified

Advisory Services:

Financial Planning, Portfolio Management, Retirement Planning, 401K Rollovers, Wealth Management, Money Management, Risk Management, Education Funding and Planning, Financial Advice & Consulting, Financial Planning for Individuals, Financial Planning for Businesses, Investment Advice & Management, Insurance Products & Annuities

Compensation/Fee

Fee-Based, Hourly, Commissions, Flat Fee, Based on Assets

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advisor
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Jeffrey M. Garton
JMG Wealth Management

Qualifications
CRD# 2645788
Firm CRD# 3870
Series 6, 63, 65

Minimum Assets Required
$250,000

Advisory Services:

Financial Planning, Portfolio Management, Retirement Planning, 401K Rollovers, Wealth Management, Money Management, Risk Management, Education Funding and Planning, Financial Planning for Individuals, Investment Advice & Management, Insurance Products & Annuities

Compensation/Fee

Fee-Based

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advisor

Qualifications
CRD# 6656223
Firm CRD# 173563

Minimum Assets Required
$0

Advisory Services:

Financial Planning, Portfolio Management, Retirement Planning, Wealth Management, Money Management, Risk Management, Education Funding and Planning, Financial Advice & Consulting, Financial Planning for Individuals, Financial Planning for Businesses, Investment Advice & Management, Tax Advice and Services, Estate Planning & Trusts, Insurance Products & Annuities

Compensation/Fee

Fee-Based, Flat Fee, Based on Assets

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Top 15 Retirement Planning firms in Southlake, Texas (Ranked by AUM)

Rank Firm NameAssets Under ManagementTotal ClientsTotal AdvisorsFee Structure
1

1256 Main Street, Suite 256
Southlake, TX, 76092
$3,343,926,877867
A percentage of AUM, Performance Based, Other (MONITORING, TRANSACTION AND OTHER COMPENSATION FROM PORTFOLIO CO)
2

1400 Civic Place, Suite 250
Southlake, TX, 76092
$1,147,543,8111724
A percentage of AUM, Performance Based
3

535 S. Kimball Avenue, Suite 140
Southlake, TX, 76092
$661,939,12112885
A percentage of AUM
4

2102 E State Hwy 114, Suite 300
Southlake, TX, 76092
$492,220,173404
A percentage of AUM, Other (PROJECT LEVEL CARRIED INTEREST)
5

121 Countryside Court, Suite 140
Southlake, TX, 76092
$452,649,11694512
A percentage of AUM, Fixed fees
6

1207 S. White Chapel Blvd, Suite 150
Southlake, TX, 76092
$346,240,66015376
A percentage of AUM, Hourly charges, Fixed fees, Performance Based
7

165 S Kimball Ave, Suite 120
Southlake, TX, 76092
$311,139,8916144
A percentage of AUM
8

566 North Kimball Avenue, Suite 100
Southlake, TX, 76092
$288,538,6123332
A percentage of AUM
9

280 Miron Drive,
Southlake, TX, 76092
$280,800,00010247
A percentage of AUM, Fixed fees
10

1460 Main Street, Suite 200
Southlake, TX, 76092
$249,672,60518
A percentage of AUM, Performance Based
11

950 E. State Highway 114, Suite 160, #1018
Southlake, TX, 76092
$239,111,7241541
A percentage of AUM, Performance Based
12

2720 E. State Hwy 114,
Southlake, TX, 76092
$181,067,784159
Performance Based, Other (TRANSACTION FEES AND MANAGEMENT SERVICE FEES)
13

1900 W Kirkwood Blvd., Suite 1400b
Southlake, TX, 76092
$174,910,744275
A percentage of AUM, Hourly charges
14

566 North Kimball Ave, Suite 120
Southlake, TX, 76092
$141,888,9125466
A percentage of AUM, Fixed fees
15

1422 Main Street, Suite 274
Southlake, TX, 76092
$107,453,01932
A percentage of AUM, Performance Based

Information on Top Retirement Planning firms in Southlake, Texas

QualificationsFirm CRD# 169890

Assets Under Management $3,343,926,877

No. Of Clients8

Clients Per Financial Advisor0

GAUGE CAPITAL is a financial advisory firm situated in Southlake, Texas. With a nearly $3B assets under management, the firm specializes in crafting personalized retirement planning solutions for 8 clients. The team consists of 67 skilled financial advisors, committed to delivering comprehensive retirement planning services tailored to your needs.

Fee Structure

  • A percentage of AUM
  • Performance Based
  • Other (MONITORING
  • TRANSACTION AND OTHER COMPENSATION FROM PORTFOLIO CO)

Financial Planning Services

  • Portfolio management for pooled investment vehicles
  • Other (PORTFOLIO COMPANY MANAGEMENT SERVICES)
View Full Profile

QualificationsFirm CRD# 157092

Assets Under Management $1,147,543,811

No. Of Clients17

Clients Per Financial Advisor1

INSIGHT EQUITY MANAGEMENT COMPANY LLC is a financial advisory firm situated in Southlake, Texas. With a nearly $1B assets under management, the firm specializes in crafting personalized retirement planning solutions for 17 clients. The team consists of 24 skilled financial advisors, committed to delivering comprehensive retirement planning services tailored to your needs.

Fee Structure

  • A percentage of AUM
  • Performance Based

Financial Planning Services

  • Portfolio management for pooled investment vehicles
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QualificationsFirm CRD# 124777

Assets Under Management $661,939,121

No. Of Clients1288

Clients Per Financial Advisor258

ST. JAMES INVESTMENT COMPANY, LLC is a financial advisory firm situated in Southlake, Texas. With a nearly $662M assets under management, the firm specializes in crafting personalized retirement planning solutions for 1288 clients. The team consists of 5 skilled financial advisors, committed to delivering comprehensive retirement planning services tailored to your needs.

Fee Structure

  • A percentage of AUM

Financial Planning Services

  • Portfolio management for individuals and/or small businesses
  • Portfolio management for investment companies
  • Portfolio management for businesses or institutional clients
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QualificationsFirm CRD# 314603

Assets Under Management $492,220,173

No. Of Clients40

Clients Per Financial Advisor10

TRINITY INVESTORS FUND ADVISORS, LLC is a financial advisory firm situated in Southlake, Texas. With a nearly $492M assets under management, the firm specializes in crafting personalized retirement planning solutions for 40 clients. The team consists of 4 skilled financial advisors, committed to delivering comprehensive retirement planning services tailored to your needs.

Fee Structure

  • A percentage of AUM
  • Other (PROJECT LEVEL CARRIED INTEREST)

Financial Planning Services

  • Portfolio management for pooled investment vehicles
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QualificationsFirm CRD# 151721

Assets Under Management $452,649,116

No. Of Clients945

Clients Per Financial Advisor79

TRINITY PORTFOLIO ADVISORS, LLC is a financial advisory firm situated in Southlake, Texas. With a nearly $453M assets under management, the firm specializes in crafting personalized retirement planning solutions for 945 clients. The team consists of 12 skilled financial advisors, committed to delivering comprehensive retirement planning services tailored to your needs.

Fee Structure

  • A percentage of AUM
  • Fixed fees

Financial Planning Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses or institutional clients
  • Selection for other advisors
  • Education seminars/workshops
  • Other (CONSULTING)
View Full Profile

QualificationsFirm CRD# 159251

Assets Under Management $346,240,660

No. Of Clients1537

Clients Per Financial Advisor256

MILLS WEALTH ADVISORS, LLC is a financial advisory firm situated in Southlake, Texas. With a nearly $346M assets under management, the firm specializes in crafting personalized retirement planning solutions for 1537 clients. The team consists of 6 skilled financial advisors, committed to delivering comprehensive retirement planning services tailored to your needs.

Fee Structure

  • A percentage of AUM
  • Hourly charges
  • Fixed fees
  • Performance Based

Financial Planning Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for pooled investment vehicles
  • Selection for other advisors
  • Other (CONSULTING)
View Full Profile

QualificationsFirm CRD# 167818

Assets Under Management $311,139,891

No. Of Clients614

Clients Per Financial Advisor154

TL PRIVATE WEALTH is a financial advisory firm situated in Southlake, Texas. With a nearly $311M assets under management, the firm specializes in crafting personalized retirement planning solutions for 614 clients. The team consists of 4 skilled financial advisors, committed to delivering comprehensive retirement planning services tailored to your needs.

Fee Structure

  • A percentage of AUM

Financial Planning Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
View Full Profile

QualificationsFirm CRD# 144847

Assets Under Management $288,538,612

No. Of Clients333

Clients Per Financial Advisor167

ORSER CAPITAL MANAGEMENT LLC is a financial advisory firm situated in Southlake, Texas. With a nearly $289M assets under management, the firm specializes in crafting personalized retirement planning solutions for 333 clients. The team consists of 2 skilled financial advisors, committed to delivering comprehensive retirement planning services tailored to your needs.

Fee Structure

  • A percentage of AUM

Financial Planning Services

  • Portfolio management for individuals and/or small businesses
View Full Profile

QualificationsFirm CRD# 300362

Assets Under Management $280,800,000

No. Of Clients1024

Clients Per Financial Advisor146

OPENAIR FINANCIAL, LLC is a financial advisory firm situated in Southlake, Texas. With a nearly $281M assets under management, the firm specializes in crafting personalized retirement planning solutions for 1024 clients. The team consists of 7 skilled financial advisors, committed to delivering comprehensive retirement planning services tailored to your needs.

Fee Structure

  • A percentage of AUM
  • Fixed fees

Financial Planning Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Education seminars/workshops
View Full Profile

QualificationsFirm CRD# 170614

Assets Under Management $249,672,605

No. Of Clients1

Clients Per Financial Advisor0

PROPHET EQUITY MANAGEMENT II LLC is a financial advisory firm situated in Southlake, Texas. With a nearly $250M assets under management, the firm specializes in crafting personalized retirement planning solutions for 1 clients. The team consists of 8 skilled financial advisors, committed to delivering comprehensive retirement planning services tailored to your needs.

Fee Structure

  • A percentage of AUM
  • Performance Based

Financial Planning Services

  • Portfolio management for pooled investment vehicles
View Full Profile

QualificationsFirm CRD# 283489

Assets Under Management $239,111,724

No. Of Clients15

Clients Per Financial Advisor0

KINGFISH CAPITAL PARTNERS LLC is a financial advisory firm situated in Southlake, Texas. With a nearly $239M assets under management, the firm specializes in crafting personalized retirement planning solutions for 15 clients. The team consists of 41 skilled financial advisors, committed to delivering comprehensive retirement planning services tailored to your needs.

Fee Structure

  • A percentage of AUM
  • Performance Based

Financial Planning Services

  • Portfolio management for pooled investment vehicles
View Full Profile

QualificationsFirm CRD# 210524

Assets Under Management $181,067,784

No. Of Clients15

Clients Per Financial Advisor2

ANCOR CAPITAL PARTNERS is a financial advisory firm situated in Southlake, Texas. With a nearly $181M assets under management, the firm specializes in crafting personalized retirement planning solutions for 15 clients. The team consists of 9 skilled financial advisors, committed to delivering comprehensive retirement planning services tailored to your needs.

Fee Structure

  • Performance Based
  • Other (TRANSACTION FEES AND MANAGEMENT SERVICE FEES)

Financial Planning Services

  • Portfolio management for pooled investment vehicles
View Full Profile

QualificationsFirm CRD# 304643

Assets Under Management $174,910,744

No. Of Clients27

Clients Per Financial Advisor5

CORPS CAPITAL ADVISORS, LLC is a financial advisory firm situated in Southlake, Texas. With a nearly $175M assets under management, the firm specializes in crafting personalized retirement planning solutions for 27 clients. The team consists of 5 skilled financial advisors, committed to delivering comprehensive retirement planning services tailored to your needs.

Fee Structure

  • A percentage of AUM
  • Hourly charges

Financial Planning Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for pooled investment vehicles
  • Selection for other advisors
View Full Profile

QualificationsFirm CRD# 143248

Assets Under Management $141,888,912

No. Of Clients546

Clients Per Financial Advisor91

SOLUTIONS 4 WEALTH is a financial advisory firm situated in Southlake, Texas. With a nearly $142M assets under management, the firm specializes in crafting personalized retirement planning solutions for 546 clients. The team consists of 6 skilled financial advisors, committed to delivering comprehensive retirement planning services tailored to your needs.

Fee Structure

  • A percentage of AUM
  • Fixed fees

Financial Planning Services

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses or institutional clients
  • Education seminars/workshops
  • Other (CONSULTING)
View Full Profile

QualificationsFirm CRD# 135522

Assets Under Management $107,453,019

No. Of Clients3

Clients Per Financial Advisor2

DOUBLE EAGLE CAPITAL MANAGEMENT LP is a financial advisory firm situated in Southlake, Texas. With a nearly $107M assets under management, the firm specializes in crafting personalized retirement planning solutions for 3 clients. The team consists of 2 skilled financial advisors, committed to delivering comprehensive retirement planning services tailored to your needs.

Fee Structure

  • A percentage of AUM
  • Performance Based

Financial Planning Services

  • Portfolio management for pooled investment vehicles
View Full Profile

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