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Find Retirement Advisors for Retirement Planning in Southlake, Texas
With so many financial products and solutions available in the market, it is a daunting task to choose the best one for you. We have over 20 years of experience in finding the best financial planner as per your requirements in the field of retirement planning. Our vetted certified retirement financial planners can help you plan for your dream retirement.
All our retirement planners go through rigorous industry experience, disclosures, and registration checks. Our qualified retirement planners are specialized in investment management, insurance advisory, 401k rollovers, and estate planning. Their work experience ranges from being part of small independent firms to Fortune 500 companies.
Finding the Best Retirement Planners in Southlake, Texas
Last Updated - May 15, 2025Southlake has 19 Retirementplanning.net vetted Retirement Planners and Advisors on the online list below for you to choose from and 16 non-vetted advisors in your local area. These retirement advisors in Southlake, Texas have an average of 23 years of experience.
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List of Qualified Retirement Planning Advisors in Southlake, Texas
VERIFIEDGeorge Cattat
Four Oaks Financial LLC
Qualifications
CRD# 3073307
Firm CRD# 297287
Series 6, 7, 63, 65
Minimum Assets Required
$100,000
Advisory Services:
Financial Planning, Portfolio Management, Retirement Planning, 401K Rollovers, Wealth Management, Money Management, Risk Management, Education Funding and Planning, Financial Advice & Consulting, Financial Planning for Individuals, Financial Planning for Businesses, Investment Advice & Management, Insurance Products & Annuities
Compensation/Fee
Fee-Based, Hourly, Based on Assets
VERIFIEDGlen Smith
CFP®, CRPC®
GDS Wealth Management
Qualifications
CRD# 4801922
Firm CRD# 315934
Series 66
Minimum Assets Required
$1,000,000
Advisory Services:
Financial Planning, Portfolio Management, Retirement Planning, Wealth Management, Money Management, Financial Advice & Consulting, Financial Planning for Individuals, Financial Planning for Businesses, Investment Advice & Management
Compensation/Fee
Fee-Only, Based on Assets
VERIFIEDChris McNeal
CFS
Premier Investments & Wealth Management
Qualifications
CRD# 5440343
Firm CRD# 6413
Series 6, 7, 63, 65
Minimum Assets Required
$0
Advisory Services:
Financial Planning, Portfolio Management, Retirement Planning, Wealth Management, Money Management, Risk Management, Education Funding and Planning, Financial Advice & Consulting, Financial Planning for Individuals, Financial Planning for Businesses, Investment Advice & Management, Insurance Products & Annuities
Compensation/Fee
Fee-Based, Based on Assets
VERIFIEDBrian Bisdorf
CRPC®
Cedarwood Financial Partners
Qualifications
CRD# 5619385
Firm CRD# 8032
Series 7, 66
Minimum Assets Required
Not Specified
Advisory Services:
Portfolio Management, Retirement Planning, 401K Rollovers, Wealth Management
Compensation/Fee
Fee-Based, Commissions, Based on Assets
VERIFIEDJustin Hall
CFP®
Good Life Asset Strategies, LLC
Qualifications
CRD# 6599260
Firm CRD# 165613
Series 65
Minimum Assets Required
$200,000
Advisory Services:
Financial Planning, Portfolio Management, Retirement Planning, 401K Rollovers, Wealth Management, Money Management, Risk Management, Education Funding and Planning, Financial Advice & Consulting, Financial Planning for Individuals, Financial Planning for Businesses, Investment Advice & Management, Tax Advice and Services, Estate Planning & Trusts, Insurance Products & Annuities
Compensation/Fee
Fee-Only, Hourly, Flat Fee, Based on Assets
VERIFIEDQualifications
CRD# 5405451
Firm CRD# 39543
Series 7, 24, 66
Minimum Assets Required
$50,000
Advisory Services:
Financial Planning, Portfolio Management, Retirement Planning, 401K Rollovers, Wealth Management, Money Management, Risk Management, Education Funding and Planning, Financial Advice & Consulting, Financial Planning for Individuals, Financial Planning for Businesses, Investment Advice & Management, Estate Planning & Trusts, Insurance Products & Annuities
Compensation/Fee
Fee-Based, Commissions, Based on Assets
VERIFIEDMichelle Vargas
CFP®
Waymaker Financial Planning
Qualifications
CRD# 2441702
Firm CRD# 308177
Minimum Assets Required
Not Specified
Advisory Services:
Financial Planning, Portfolio Management, Retirement Planning, 401K Rollovers, Wealth Management, Money Management, Risk Management, Financial Advice & Consulting, Financial Planning for Individuals, Investment Advice & Management
Compensation/Fee
Fee-Only, Hourly, Flat Fee, Based on Assets
Advisory Services:
Retirement Planning, Wealth Management, Education Funding and Planning, Tax Advice and Services, Estate Planning & Trusts
Compensation/Fee
Fee-Based, Based on Assets
VERIFIEDZach Allen
Disciplined Advisors Group
Qualifications
CRD# 5059261
Firm CRD# 105644
Series 7, 66
Minimum Assets Required
$100,000
Advisory Services:
Not Specified
Compensation/Fee
Fee-Based, Commissions, Based on Assets
VERIFIEDQualifications
Firm CRD# 164109
Series 7, 63, 65, 66
Minimum Assets Required
Not Specified
Advisory Services:
Not Specified
Compensation/Fee
Fee-Based, Commissions, Based on Assets
VERIFIEDQualifications
Firm CRD# 104510
Minimum Assets Required
Not Specified
Advisory Services:
Not Specified
Compensation/Fee
Fee-Only, Based on Assets
VERIFIEDJ.K. Financial, Inc. John Kvale
CFP®, CFA®
J.K. Financial, Inc.
Qualifications
CRD# 2047457
Firm CRD# 114929
Minimum Assets Required
$1,000,000
Advisory Services:
Financial Planning, Portfolio Management, Retirement Planning, 401K Rollovers, Wealth Management, Risk Management, Education Funding and Planning, Financial Advice & Consulting, Financial Planning for Individuals, Financial Planning for Businesses, Estate Planning & Trusts
Compensation/Fee
Fee-Only
VERIFIEDQualifications
CRD# 5979802
Firm CRD# 291218
Minimum Assets Required
$3,000,000
Advisory Services:
Financial Planning, Portfolio Management, Retirement Planning, 401K Rollovers, Wealth Management, Money Management, Risk Management, Education Funding and Planning, Financial Advice & Consulting, Financial Planning for Individuals, Financial Planning for Businesses, Investment Advice & Management, Tax Advice and Services, Estate Planning & Trusts
Compensation/Fee
Fee-Only
VERIFIEDMichelle Connell
CFA®
Portia Capital Management, LLC
Qualifications
CRD# 2526305
Firm CRD# 286662
Series 65, 66
Minimum Assets Required
$0
Advisory Services:
Financial Planning, Portfolio Management, Retirement Planning, Wealth Management, Risk Management, Education Funding and Planning, Financial Advice & Consulting, Financial Planning for Individuals, Financial Planning for Businesses, Investment Advice & Management
Compensation/Fee
Not Specified
Advisory Services:
Financial Planning, Portfolio Management, Retirement Planning, 401K Rollovers, Wealth Management, Money Management, Risk Management, Education Funding and Planning, Financial Advice & Consulting, Financial Planning for Individuals, Estate Planning & Trusts
Compensation/Fee
Fee-Only
VERIFIEDKenneth Beber
CFS, AIF®
Peak Financial, Inc.
Qualifications
CRD# 4257664
Firm CRD# 7717
Series 6, 7, 63, 66
Minimum Assets Required
Not Specified
Advisory Services:
Financial Planning, Portfolio Management, Retirement Planning, 401K Rollovers, Wealth Management, Money Management, Risk Management, Education Funding and Planning, Financial Advice & Consulting, Financial Planning for Individuals, Financial Planning for Businesses, Investment Advice & Management, Insurance Products & Annuities
Compensation/Fee
Fee-Based, Hourly, Commissions, Flat Fee, Based on Assets
VERIFIEDJeffrey M. Garton
JMG Wealth Management
Qualifications
CRD# 2645788
Firm CRD# 3870
Series 6, 63, 65
Minimum Assets Required
$250,000
Advisory Services:
Financial Planning, Portfolio Management, Retirement Planning, 401K Rollovers, Wealth Management, Money Management, Risk Management, Education Funding and Planning, Financial Planning for Individuals, Investment Advice & Management, Insurance Products & Annuities
Compensation/Fee
Fee-Based
VERIFIEDCourtney Leffall
CFP®
LX Parker Wealth Management
Qualifications
CRD# 5211412
Firm CRD# 6413
Series 7, 66
Minimum Assets Required
$200,000
Advisory Services:
Financial Planning, Portfolio Management, Retirement Planning, 401K Rollovers, Wealth Management, Money Management, Risk Management, Education Funding and Planning, Financial Advice & Consulting, Financial Planning for Individuals, Financial Planning for Businesses, Investment Advice & Management, Estate Planning & Trusts, Insurance Products & Annuities
Compensation/Fee
Fee-Based, Hourly, Commissions, Flat Fee, Based on Assets
Advisory Services:
Financial Planning, Portfolio Management, Retirement Planning, Wealth Management, Money Management, Risk Management, Education Funding and Planning, Financial Advice & Consulting, Financial Planning for Individuals, Financial Planning for Businesses, Investment Advice & Management, Tax Advice and Services, Estate Planning & Trusts, Insurance Products & Annuities
Compensation/Fee
Fee-Only, Flat Fee, Based on Assets
Since 1998
Since 1998A BETTER WAY TO FIND THE RIGHT FINANCIAL ADVISOR
Top 15 Retirement Planning firms in Southlake, Texas (Ranked by AUM)
| Rank | Firm Name | Assets Under Management | Total Clients | Total Advisors | Fee Structure |
|---|---|---|---|---|---|
| 1 | 1256 Main Street, Suite 256 Southlake, TX, 76092 | $3,343,926,877 | 8 | 67 | A percentage of AUM, Performance Based, Other (MONITORING, TRANSACTION AND OTHER COMPENSATION FROM PORTFOLIO CO) |
| 2 | 1400 Civic Place, Suite 250 Southlake, TX, 76092 | $1,147,543,811 | 17 | 24 | A percentage of AUM, Performance Based |
| 3 | 535 S. Kimball Avenue, Suite 140 Southlake, TX, 76092 | $661,939,121 | 1288 | 5 | A percentage of AUM |
| 4 | 2102 E State Hwy 114, Suite 300 Southlake, TX, 76092 | $492,220,173 | 40 | 4 | A percentage of AUM, Other (PROJECT LEVEL CARRIED INTEREST) |
| 5 | 121 Countryside Court, Suite 140 Southlake, TX, 76092 | $452,649,116 | 945 | 12 | A percentage of AUM, Fixed fees |
| 6 | 1207 S. White Chapel Blvd, Suite 150 Southlake, TX, 76092 | $346,240,660 | 1537 | 6 | A percentage of AUM, Hourly charges, Fixed fees, Performance Based |
| 7 | 165 S Kimball Ave, Suite 120 Southlake, TX, 76092 | $311,139,891 | 614 | 4 | A percentage of AUM |
| 8 | 566 North Kimball Avenue, Suite 100 Southlake, TX, 76092 | $288,538,612 | 333 | 2 | A percentage of AUM |
| 9 | 280 Miron Drive, Southlake, TX, 76092 | $280,800,000 | 1024 | 7 | A percentage of AUM, Fixed fees |
| 10 | 1460 Main Street, Suite 200 Southlake, TX, 76092 | $249,672,605 | 1 | 8 | A percentage of AUM, Performance Based |
| 11 | 950 E. State Highway 114, Suite 160, #1018 Southlake, TX, 76092 | $239,111,724 | 15 | 41 | A percentage of AUM, Performance Based |
| 12 | 2720 E. State Hwy 114, Southlake, TX, 76092 | $181,067,784 | 15 | 9 | Performance Based, Other (TRANSACTION FEES AND MANAGEMENT SERVICE FEES) |
| 13 | 1900 W Kirkwood Blvd., Suite 1400b Southlake, TX, 76092 | $174,910,744 | 27 | 5 | A percentage of AUM, Hourly charges |
| 14 | 566 North Kimball Ave, Suite 120 Southlake, TX, 76092 | $141,888,912 | 546 | 6 | A percentage of AUM, Fixed fees |
| 15 | 1422 Main Street, Suite 274 Southlake, TX, 76092 | $107,453,019 | 3 | 2 | A percentage of AUM, Performance Based |
Information on Top Retirement Planning firms in Southlake, Texas
QualificationsFirm CRD# 169890
Assets Under Management $3,343,926,877
No. Of Clients8
Clients Per Financial Advisor0
GAUGE CAPITAL is a financial advisory firm situated in Southlake, Texas. With a nearly $3B assets under management, the firm specializes in crafting personalized retirement planning solutions for 8 clients. The team consists of 67 skilled financial advisors, committed to delivering comprehensive retirement planning services tailored to your needs.
Fee Structure
- A percentage of AUM
- Performance Based
- Other (MONITORING
- TRANSACTION AND OTHER COMPENSATION FROM PORTFOLIO CO)
Financial Planning Services
- Portfolio management for pooled investment vehicles
- Other (PORTFOLIO COMPANY MANAGEMENT SERVICES)
QualificationsFirm CRD# 157092
Assets Under Management $1,147,543,811
No. Of Clients17
Clients Per Financial Advisor1
INSIGHT EQUITY MANAGEMENT COMPANY LLC is a financial advisory firm situated in Southlake, Texas. With a nearly $1B assets under management, the firm specializes in crafting personalized retirement planning solutions for 17 clients. The team consists of 24 skilled financial advisors, committed to delivering comprehensive retirement planning services tailored to your needs.
Fee Structure
- A percentage of AUM
- Performance Based
Financial Planning Services
- Portfolio management for pooled investment vehicles
QualificationsFirm CRD# 124777
Assets Under Management $661,939,121
No. Of Clients1288
Clients Per Financial Advisor258
ST. JAMES INVESTMENT COMPANY, LLC is a financial advisory firm situated in Southlake, Texas. With a nearly $662M assets under management, the firm specializes in crafting personalized retirement planning solutions for 1288 clients. The team consists of 5 skilled financial advisors, committed to delivering comprehensive retirement planning services tailored to your needs.
Fee Structure
- A percentage of AUM
Financial Planning Services
- Portfolio management for individuals and/or small businesses
- Portfolio management for investment companies
- Portfolio management for businesses or institutional clients
QualificationsFirm CRD# 314603
Assets Under Management $492,220,173
No. Of Clients40
Clients Per Financial Advisor10
TRINITY INVESTORS FUND ADVISORS, LLC is a financial advisory firm situated in Southlake, Texas. With a nearly $492M assets under management, the firm specializes in crafting personalized retirement planning solutions for 40 clients. The team consists of 4 skilled financial advisors, committed to delivering comprehensive retirement planning services tailored to your needs.
Fee Structure
- A percentage of AUM
- Other (PROJECT LEVEL CARRIED INTEREST)
Financial Planning Services
- Portfolio management for pooled investment vehicles
QualificationsFirm CRD# 151721
Assets Under Management $452,649,116
No. Of Clients945
Clients Per Financial Advisor79
TRINITY PORTFOLIO ADVISORS, LLC is a financial advisory firm situated in Southlake, Texas. With a nearly $453M assets under management, the firm specializes in crafting personalized retirement planning solutions for 945 clients. The team consists of 12 skilled financial advisors, committed to delivering comprehensive retirement planning services tailored to your needs.
Fee Structure
- A percentage of AUM
- Fixed fees
Financial Planning Services
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses or institutional clients
- Selection for other advisors
- Education seminars/workshops
- Other (CONSULTING)
QualificationsFirm CRD# 159251
Assets Under Management $346,240,660
No. Of Clients1537
Clients Per Financial Advisor256
MILLS WEALTH ADVISORS, LLC is a financial advisory firm situated in Southlake, Texas. With a nearly $346M assets under management, the firm specializes in crafting personalized retirement planning solutions for 1537 clients. The team consists of 6 skilled financial advisors, committed to delivering comprehensive retirement planning services tailored to your needs.
Fee Structure
- A percentage of AUM
- Hourly charges
- Fixed fees
- Performance Based
Financial Planning Services
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for pooled investment vehicles
- Selection for other advisors
- Other (CONSULTING)
QualificationsFirm CRD# 167818
Assets Under Management $311,139,891
No. Of Clients614
Clients Per Financial Advisor154
TL PRIVATE WEALTH is a financial advisory firm situated in Southlake, Texas. With a nearly $311M assets under management, the firm specializes in crafting personalized retirement planning solutions for 614 clients. The team consists of 4 skilled financial advisors, committed to delivering comprehensive retirement planning services tailored to your needs.
Fee Structure
- A percentage of AUM
Financial Planning Services
- Financial planning services
- Portfolio management for individuals and/or small businesses
QualificationsFirm CRD# 144847
Assets Under Management $288,538,612
No. Of Clients333
Clients Per Financial Advisor167
ORSER CAPITAL MANAGEMENT LLC is a financial advisory firm situated in Southlake, Texas. With a nearly $289M assets under management, the firm specializes in crafting personalized retirement planning solutions for 333 clients. The team consists of 2 skilled financial advisors, committed to delivering comprehensive retirement planning services tailored to your needs.
Fee Structure
- A percentage of AUM
Financial Planning Services
- Portfolio management for individuals and/or small businesses
QualificationsFirm CRD# 300362
Assets Under Management $280,800,000
No. Of Clients1024
Clients Per Financial Advisor146
OPENAIR FINANCIAL, LLC is a financial advisory firm situated in Southlake, Texas. With a nearly $281M assets under management, the firm specializes in crafting personalized retirement planning solutions for 1024 clients. The team consists of 7 skilled financial advisors, committed to delivering comprehensive retirement planning services tailored to your needs.
Fee Structure
- A percentage of AUM
- Fixed fees
Financial Planning Services
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Education seminars/workshops
QualificationsFirm CRD# 170614
Assets Under Management $249,672,605
No. Of Clients1
Clients Per Financial Advisor0
PROPHET EQUITY MANAGEMENT II LLC is a financial advisory firm situated in Southlake, Texas. With a nearly $250M assets under management, the firm specializes in crafting personalized retirement planning solutions for 1 clients. The team consists of 8 skilled financial advisors, committed to delivering comprehensive retirement planning services tailored to your needs.
Fee Structure
- A percentage of AUM
- Performance Based
Financial Planning Services
- Portfolio management for pooled investment vehicles
QualificationsFirm CRD# 283489
Assets Under Management $239,111,724
No. Of Clients15
Clients Per Financial Advisor0
KINGFISH CAPITAL PARTNERS LLC is a financial advisory firm situated in Southlake, Texas. With a nearly $239M assets under management, the firm specializes in crafting personalized retirement planning solutions for 15 clients. The team consists of 41 skilled financial advisors, committed to delivering comprehensive retirement planning services tailored to your needs.
Fee Structure
- A percentage of AUM
- Performance Based
Financial Planning Services
- Portfolio management for pooled investment vehicles
QualificationsFirm CRD# 210524
Assets Under Management $181,067,784
No. Of Clients15
Clients Per Financial Advisor2
ANCOR CAPITAL PARTNERS is a financial advisory firm situated in Southlake, Texas. With a nearly $181M assets under management, the firm specializes in crafting personalized retirement planning solutions for 15 clients. The team consists of 9 skilled financial advisors, committed to delivering comprehensive retirement planning services tailored to your needs.
Fee Structure
- Performance Based
- Other (TRANSACTION FEES AND MANAGEMENT SERVICE FEES)
Financial Planning Services
- Portfolio management for pooled investment vehicles
QualificationsFirm CRD# 304643
Assets Under Management $174,910,744
No. Of Clients27
Clients Per Financial Advisor5
CORPS CAPITAL ADVISORS, LLC is a financial advisory firm situated in Southlake, Texas. With a nearly $175M assets under management, the firm specializes in crafting personalized retirement planning solutions for 27 clients. The team consists of 5 skilled financial advisors, committed to delivering comprehensive retirement planning services tailored to your needs.
Fee Structure
- A percentage of AUM
- Hourly charges
Financial Planning Services
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for pooled investment vehicles
- Selection for other advisors
QualificationsFirm CRD# 143248
Assets Under Management $141,888,912
No. Of Clients546
Clients Per Financial Advisor91
SOLUTIONS 4 WEALTH is a financial advisory firm situated in Southlake, Texas. With a nearly $142M assets under management, the firm specializes in crafting personalized retirement planning solutions for 546 clients. The team consists of 6 skilled financial advisors, committed to delivering comprehensive retirement planning services tailored to your needs.
Fee Structure
- A percentage of AUM
- Fixed fees
Financial Planning Services
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses or institutional clients
- Education seminars/workshops
- Other (CONSULTING)
QualificationsFirm CRD# 135522
Assets Under Management $107,453,019
No. Of Clients3
Clients Per Financial Advisor2
DOUBLE EAGLE CAPITAL MANAGEMENT LP is a financial advisory firm situated in Southlake, Texas. With a nearly $107M assets under management, the firm specializes in crafting personalized retirement planning solutions for 3 clients. The team consists of 2 skilled financial advisors, committed to delivering comprehensive retirement planning services tailored to your needs.
Fee Structure
- A percentage of AUM
- Performance Based
Financial Planning Services
- Portfolio management for pooled investment vehicles
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Looking for more choices? Use our free match service to compare retirement planners serving your area.