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Find Retirement Advisors for Retirement Planning in Southlake, Texas
With so many financial products and solutions available in the market, it is a daunting task to choose the best one for you. We have over 20 years of experience in finding you the best financial planner as per your requirements in the field of retirement planning. Our vetted certified retirement financial planners can help you plan for your dream retirement.
All our retirement planners go through rigorous industry experience, disclosures, and registrations check. Our qualified retirement planners are specialized in investment management, insurance advisory, 401k rollovers, and estate planning. Their work experience ranges from being part of small independent firms to Fortune 500 companies.
Finding the Best Retirement Planners in Southlake, Texas
Last Updated - April 19, 2024Southlake has 17 Retirementplanning.net vetted Retirement Planners and Advisors on the online list below for you to choose from and 16 non-vetted advisors in your local area. These retirement advisors in Southlake, Texas have an average of 20 years of experience.
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List of Qualified Retirement Planning Advisors in Southlake, Texas
VERIFIEDGeorge Cattat
Four Oaks Financial LLC
Qualifications
CRD# 3073307
Firm CRD# 297287
Series 6, 7, 63, 65
Minimum Assets Required
$100,000
Advisory Services:
Financial Planning, Portfolio Management, Retirement Planning, 401K Rollovers, Wealth Management, Money Management, Risk Management, Education Funding and Planning, Financial Advice & Consulting, Financial Planning for Individuals, Financial Planning for Businesses, Investment Advice & Management, Insurance Products & Annuities.
Compensation/Fee
Fee-Based, Based on Assets
VERIFIEDGlen Smith
CFP®, CRPC®
GDS Wealth Management
Qualifications
CRD# 4801922
Firm CRD# 315934
Series 66
Minimum Assets Required
$1,000,000
Advisory Services:
Financial Planning, Portfolio Management, Retirement Planning, Wealth Management, Money Management, Financial Advice & Consulting, Financial Planning for Individuals, Financial Planning for Businesses, Investment Advice & Management.
Compensation/Fee
Fee-Only, Based on Assets
VERIFIEDQuotient Wealth Partners
CPA, CFP®, CFA®
Qualifications
CRD# 4080699
Firm CRD# 326819
Minimum Assets Required
$500,000
Advisory Services:
Financial Planning, Portfolio Management, Retirement Planning, 401K Rollovers, Wealth Management, Money Management, Risk Management, Education Funding and Planning, Financial Advice & Consulting, Financial Planning for Individuals, Financial Planning for Businesses, Investment Advice & Management, Tax Advice and Services, Estate Planning & Trusts, Insurance Products & Annuities.
Compensation/Fee
Fee-Based, Flat Fee, Based on Assets
VERIFIEDBridget E. Palmer
CRPC®
Bisdorf Palmer Private Wealth Advisors
Qualifications
CRD# 6411450
Firm CRD# 8032
Series 7, 66
Minimum Assets Required
$0
Advisory Services:
Financial Planning, Portfolio Management, Retirement Planning, 401K Rollovers, Wealth Management, Money Management, Risk Management, Education Funding and Planning, Financial Advice & Consulting, Financial Planning for Individuals, Financial Planning for Businesses, Investment Advice & Management, Insurance Products & Annuities.
Compensation/Fee
Fee-Based, Commissions, Flat Fee, Based on Assets
VERIFIEDJustin Hall
CFP®
Good Life Asset Strategies, LLC
Qualifications
CRD# 6599260
Firm CRD# 165613
Series 65
Minimum Assets Required
$250,000
Advisory Services:
Financial Planning, Portfolio Management, Retirement Planning, 401K Rollovers, Wealth Management, Money Management, Risk Management, Education Funding and Planning, Financial Advice & Consulting, Financial Planning for Individuals, Financial Planning for Businesses, Investment Advice & Management, Tax Advice and Services, Estate Planning & Trusts, Insurance Products & Annuities.
Compensation/Fee
Fee-Only, Hourly, Flat Fee, Based on Assets
Advisory Services:
Retirement Planning, Tax Advice and Services, Estate Planning & Trusts.
Compensation/Fee
Fee-Based
Advisory Services:
Portfolio Management, Retirement Planning, 401K Rollovers, Wealth Management, Money Management, Education Funding and Planning, Financial Advice & Consulting, Financial Planning for Individuals, Financial Planning for Businesses, Tax Advice and Services, Estate Planning & Trusts.
Compensation/Fee
Fee-Only, Based on Assets
VERIFIED Qualifications
Firm CRD# 157222
Minimum Assets Required
$100,000
Advisory Services:
Retirement Planning, Wealth Management, Education Funding and Planning, Tax Advice and Services, Estate Planning & Trusts.
Compensation/Fee
Fee-Based, Based on Assets
VERIFIEDZach Allen
None
Disciplined Advisors Group
Qualifications
CRD# 5059261
Firm CRD# 105644
Series 7, 66
Minimum Assets Required
$10,000,000
Advisory Services:
Not Specified.
Compensation/Fee
Fee-Based, Commissions, Based on Assets
VERIFIEDJohn Kvale
CFP®, CFA®
J.K. Financial, Inc.
Qualifications
CRD# 2047457
Firm CRD# 114929
Minimum Assets Required
$1,000,000
Advisory Services:
Retirement Planning, 401K Rollovers, Financial Planning for Individuals.
Compensation/Fee
Fee-Only
VERIFIED Qualifications
CRD# 5979802
Firm CRD# 291218
Series 65
Minimum Assets Required
$3,000,000
Advisory Services:
Financial Planning, Portfolio Management, Retirement Planning, 401K Rollovers, Wealth Management, Money Management, Risk Management, Education Funding and Planning, Financial Advice & Consulting, Financial Planning for Individuals, Financial Planning for Businesses, Investment Advice & Management, Tax Advice and Services, Estate Planning & Trusts.
Compensation/Fee
Fee-Only
VERIFIEDNick Lalonde
CFP®
Third Act Wealth Management, LLC
Qualifications
CRD# 6355155
Firm CRD# 6413
Series 7, 66
Minimum Assets Required
$1,000,000
Advisory Services:
Financial Planning, Portfolio Management, Retirement Planning, 401K Rollovers, Wealth Management, Money Management, Risk Management, Education Funding and Planning, Financial Advice & Consulting, Financial Planning for Individuals, Financial Planning for Businesses, Investment Advice & Management, Tax Advice and Services, Estate Planning & Trusts, Insurance Products & Annuities.
Compensation/Fee
Fee-Based, Based on Assets
VERIFIED Qualifications
Firm CRD# 135281
Series 63, 65
Minimum Assets Required
Not Specified
Advisory Services:
Financial Planning, Portfolio Management, Retirement Planning, 401K Rollovers, Wealth Management, Money Management, Risk Management, Education Funding and Planning, Financial Advice & Consulting, Financial Planning for Individuals, Estate Planning & Trusts.
Compensation/Fee
Fee-Only
VERIFIEDKenneth Beber
CFS, AIF®
Peak Financial, Inc.
Qualifications
CRD# 4257664
Firm CRD# 7717
Series 6, 7, 63, 66
Minimum Assets Required
Not Specified
Advisory Services:
Financial Planning, Portfolio Management, Retirement Planning, 401K Rollovers, Wealth Management, Money Management, Risk Management, Education Funding and Planning, Financial Advice & Consulting, Financial Planning for Individuals, Financial Planning for Businesses, Investment Advice & Management, Insurance Products & Annuities.
Compensation/Fee
Fee-Based, Hourly, Commissions, Flat Fee, Based on Assets
VERIFIEDNeil Krishnaswamy
CEPA®, CFP®, EA, RICP®, GFP
Krishna Wealth Planning LLC
Qualifications
CRD# 5983812
Firm CRD# 304613
Series 65
Minimum Assets Required
$100,000
Advisory Services:
Financial Planning, Portfolio Management, Retirement Planning, 401K Rollovers, Wealth Management, Money Management, Risk Management, Education Funding and Planning, Financial Advice & Consulting, Financial Planning for Individuals, Financial Planning for Businesses, Investment Advice & Management, Tax Advice and Services, Estate Planning & Trusts, Insurance Products & Annuities.
Compensation/Fee
Fee-Only, Based on Assets
VERIFIEDJeffrey M. Garton
JMG Wealth Management
Qualifications
CRD# 2645788
Firm CRD# 3870
Series 6, 63, 65
Minimum Assets Required
$250,000
Advisory Services:
Financial Planning, Portfolio Management, Retirement Planning, 401K Rollovers, Wealth Management, Money Management, Risk Management, Education Funding and Planning, Financial Planning for Individuals, Investment Advice & Management, Insurance Products & Annuities.
Compensation/Fee
Fee-Based
VERIFIEDCourtney Leffall
CFP®
LX Parker Wealth Management
Qualifications
CRD# 5211412
Firm CRD# 6413
Series 7, 66
Minimum Assets Required
$0
Advisory Services:
Financial Planning, Portfolio Management, Retirement Planning, 401K Rollovers, Wealth Management, Money Management, Risk Management, Education Funding and Planning, Financial Advice & Consulting, Financial Planning for Individuals, Financial Planning for Businesses, Investment Advice & Management, Estate Planning & Trusts, Insurance Products & Annuities.
Compensation/Fee
Fee-Based, Hourly, Commissions, Flat Fee, Based on Assets
Since 1998
Since 1998A BETTER WAY TO FIND THE RIGHT FINANCIAL ADVISOR
Top 15 Retirement Planning firms in Southlake, Texas (Ranked by AUM)
| Rank | Firm Name | Assets Under Management | Total Clients | Total Advisors | Fee Structure |
|---|---|---|---|---|---|
| 1 | GAUGE CAPITAL 1256 Main Street, Suite 256 Southlake, TX, 76092 | $2,241,740,385 | 6 | 48 | A Percentage of AUM, Performance Based, Other (MONITORING, TRANSACTION AND OTHER COMPENSATION FROM PORTFOLIO CO) |
| 2 | INSIGHT EQUITY MANAGEMENT COMPANY LLC 1400 Civic Place, Suite 250 Southlake, TX, 76092 | $1,061,257,078 | 14 | 27 | A Percentage of AUM, Performance Based |
| 3 | TRINITY INVESTORS FUND ADVISORS, LLC 2102 E State Hwy 114, Suite 300 Southlake, TX, 76092 | $399,205,092 | 33 | 5 | A Percentage of AUM, Other (PROJECT LEVEL CARRIED INTEREST) |
| 4 | TRINITY PORTFOLIO ADVISORS, LLC 121 Countryside Court, Suite 140 Southlake, TX, 76092 | $380,503,525 | 1017 | 10 | A Percentage of AUM, Fixed Fees |
| 5 | MILLS WEALTH ADVISORS, LLC 1207 S. White Chapel Blvd, Suite 150 Southlake, TX, 76092 | $287,610,565 | 1397 | 7 | A Percentage of AUM, Hourly charges, Fixed Fees, Performance Based |
| 6 | PROPHET EQUITY MANAGEMENT II LLC 1460 Main Street, Suite 200 Southlake, TX, 76092 | $283,252,660 | 1 | 6 | A Percentage of AUM, Performance Based |
| 7 | TL PRIVATE WEALTH 165 S Kimball Ave, Suite 120 Southlake, TX, 76092 | $266,809,928 | 606 | 4 | A Percentage of AUM |
| 8 | ORSER CAPITAL MANAGEMENT LLC 566 North Kimball Avenue, Suite 100 Southlake, TX, 76092 | $223,517,825 | 310 | 2 | A Percentage of AUM |
| 9 | ANCOR CAPITAL PARTNERS 2720 E. State Hwy 114, Southlake, TX, 76092 | $192,355,676 | 18 | 9 | Performance Based, Other (TRANSACTION FEES AND MANAGEMENT SERVICE FEES) |
| 10 | CORPS CAPITAL ADVISORS, LLC 1900 W Kirkwood Blvd., Suite 1400b Southlake, TX, 76092 | $171,697,500 | 33 | 4 | A Percentage of AUM, Hourly charges |
| 11 | OPENAIR FINANCIAL, LLC 165 S. Kimball Avenue, Southlake, TX, 76092 | $151,000,000 | 732 | 6 | A Percentage of AUM, Fixed Fees |
| 12 | SOLUTIONS 4 WEALTH 566 North Kimball Ave, Suite 120 Southlake, TX, 76092 | $119,614,937 | 632 | 9 | A Percentage of AUM, Fixed Fees |
| 13 | DOUBLE EAGLE CAPITAL MANAGEMENT LP 1422 Main Street, Suite 274 Southlake, TX, 76092 | $106,971,151 | 3 | 2 | A Percentage of AUM, Performance Based |
| 14 | PROVIDENT FINANCIAL PLANNING, LLC 1560 E. Southlake Blvd, Ste. 100 Southlake, TX, 76092 | $102,634,730 | 289 | 2 | Hourly charges, Fixed Fees |
| 15 | PROPHET EQUITY MANAGEMENT LLC 1460 Main Street, Suite 200 Southlake, TX, 76092 | $94,737,379 | 1 | 6 | A Percentage of AUM, Performance Based |
Information on Top Retirement Planning firms in Southlake, Texas
QualificationsFirm CRD# 169890
Assets Under Management $2,241,740,385
No. Of Clients6
Clients Per Financial Advisor0
GAUGE CAPITAL is a financial advisory firm situated in Southlake, Texas. With a nearly $2B assets under management, the firm specializes in crafting personalized retirement planning solutions for 6 clients. The team consists of 48 skilled financial advisors, committed to delivering comprehensive retirement planning services tailored to your needs.
Fee Structure
- A Percentage of AUM
- Performance Based
- Other (MONITORING
- TRANSACTION AND OTHER COMPENSATION FROM PORTFOLIO CO)
Financial Planning Services
- Portfolio Management for pooled Investment
QualificationsFirm CRD# 157092
Assets Under Management $1,061,257,078
No. Of Clients14
Clients Per Financial Advisor1
INSIGHT EQUITY MANAGEMENT COMPANY LLC is a financial advisory firm situated in Southlake, Texas. With a nearly $1B assets under management, the firm specializes in crafting personalized retirement planning solutions for 14 clients. The team consists of 27 skilled financial advisors, committed to delivering comprehensive retirement planning services tailored to your needs.
Fee Structure
- A Percentage of AUM
- Performance Based
Financial Planning Services
- Portfolio Management for pooled Investment
QualificationsFirm CRD# 314603
Assets Under Management $399,205,092
No. Of Clients33
Clients Per Financial Advisor7
TRINITY INVESTORS FUND ADVISORS, LLC is a financial advisory firm situated in Southlake, Texas. With a nearly $399M assets under management, the firm specializes in crafting personalized retirement planning solutions for 33 clients. The team consists of 5 skilled financial advisors, committed to delivering comprehensive retirement planning services tailored to your needs.
Fee Structure
- A Percentage of AUM
- Other (PROJECT LEVEL CARRIED INTEREST)
Financial Planning Services
- Portfolio Management for pooled Investment
QualificationsFirm CRD# 151721
Assets Under Management $380,503,525
No. Of Clients1017
Clients Per Financial Advisor102
TRINITY PORTFOLIO ADVISORS, LLC is a financial advisory firm situated in Southlake, Texas. With a nearly $381M assets under management, the firm specializes in crafting personalized retirement planning solutions for 1017 clients. The team consists of 10 skilled financial advisors, committed to delivering comprehensive retirement planning services tailored to your needs.
Fee Structure
- A Percentage of AUM
- Fixed Fees
Financial Planning Services
- Financial Planning
- Portfolio Management for Individuals
- Portfolio Management for Business
- Selection of Other Advisors
- Educational Seminars/ Workshops
QualificationsFirm CRD# 159251
Assets Under Management $287,610,565
No. Of Clients1397
Clients Per Financial Advisor200
MILLS WEALTH ADVISORS, LLC is a financial advisory firm situated in Southlake, Texas. With a nearly $288M assets under management, the firm specializes in crafting personalized retirement planning solutions for 1397 clients. The team consists of 7 skilled financial advisors, committed to delivering comprehensive retirement planning services tailored to your needs.
Fee Structure
- A Percentage of AUM
- Hourly charges
- Fixed Fees
- Performance Based
Financial Planning Services
- Financial Planning
- Portfolio Management for Individuals
- Portfolio Management for pooled Investment
- Selection of Other Advisors
QualificationsFirm CRD# 170614
Assets Under Management $283,252,660
No. Of Clients1
Clients Per Financial Advisor0
PROPHET EQUITY MANAGEMENT II LLC is a financial advisory firm situated in Southlake, Texas. With a nearly $283M assets under management, the firm specializes in crafting personalized retirement planning solutions for 1 clients. The team consists of 6 skilled financial advisors, committed to delivering comprehensive retirement planning services tailored to your needs.
Fee Structure
- A Percentage of AUM
- Performance Based
Financial Planning Services
- Portfolio Management for pooled Investment
QualificationsFirm CRD# 167818
Assets Under Management $266,809,928
No. Of Clients606
Clients Per Financial Advisor152
TL PRIVATE WEALTH is a financial advisory firm situated in Southlake, Texas. With a nearly $267M assets under management, the firm specializes in crafting personalized retirement planning solutions for 606 clients. The team consists of 4 skilled financial advisors, committed to delivering comprehensive retirement planning services tailored to your needs.
Fee Structure
- A Percentage of AUM
Financial Planning Services
- Financial Planning
- Portfolio Management for Individuals
QualificationsFirm CRD# 144847
Assets Under Management $223,517,825
No. Of Clients310
Clients Per Financial Advisor155
ORSER CAPITAL MANAGEMENT LLC is a financial advisory firm situated in Southlake, Texas. With a nearly $224M assets under management, the firm specializes in crafting personalized retirement planning solutions for 310 clients. The team consists of 2 skilled financial advisors, committed to delivering comprehensive retirement planning services tailored to your needs.
Fee Structure
- A Percentage of AUM
Financial Planning Services
- Portfolio Management for Individuals
QualificationsFirm CRD# 210524
Assets Under Management $192,355,676
No. Of Clients18
Clients Per Financial Advisor2
ANCOR CAPITAL PARTNERS is a financial advisory firm situated in Southlake, Texas. With a nearly $192M assets under management, the firm specializes in crafting personalized retirement planning solutions for 18 clients. The team consists of 9 skilled financial advisors, committed to delivering comprehensive retirement planning services tailored to your needs.
Fee Structure
- Performance Based
- Other (TRANSACTION FEES AND MANAGEMENT SERVICE FEES)
Financial Planning Services
- Portfolio Management for pooled Investment
QualificationsFirm CRD# 304643
Assets Under Management $171,697,500
No. Of Clients33
Clients Per Financial Advisor8
CORPS CAPITAL ADVISORS, LLC is a financial advisory firm situated in Southlake, Texas. With a nearly $172M assets under management, the firm specializes in crafting personalized retirement planning solutions for 33 clients. The team consists of 4 skilled financial advisors, committed to delivering comprehensive retirement planning services tailored to your needs.
Fee Structure
- A Percentage of AUM
- Hourly charges
Financial Planning Services
- Financial Planning
- Portfolio Management for Individuals
- Portfolio Management for pooled Investment
- Selection of Other Advisors
QualificationsFirm CRD# 300362
Assets Under Management $151,000,000
No. Of Clients732
Clients Per Financial Advisor122
OPENAIR FINANCIAL, LLC is a financial advisory firm situated in Southlake, Texas. With a nearly $151M assets under management, the firm specializes in crafting personalized retirement planning solutions for 732 clients. The team consists of 6 skilled financial advisors, committed to delivering comprehensive retirement planning services tailored to your needs.
Fee Structure
- A Percentage of AUM
- Fixed Fees
Financial Planning Services
- Financial Planning
- Portfolio Management for Individuals
- Educational Seminars/ Workshops
QualificationsFirm CRD# 143248
Assets Under Management $119,614,937
No. Of Clients632
Clients Per Financial Advisor70
SOLUTIONS 4 WEALTH is a financial advisory firm situated in Southlake, Texas. With a nearly $120M assets under management, the firm specializes in crafting personalized retirement planning solutions for 632 clients. The team consists of 9 skilled financial advisors, committed to delivering comprehensive retirement planning services tailored to your needs.
Fee Structure
- A Percentage of AUM
- Fixed Fees
Financial Planning Services
- Financial Planning
- Portfolio Management for Individuals
- Portfolio Management for Business
- Educational Seminars/ Workshops
QualificationsFirm CRD# 135522
Assets Under Management $106,971,151
No. Of Clients3
Clients Per Financial Advisor2
DOUBLE EAGLE CAPITAL MANAGEMENT LP is a financial advisory firm situated in Southlake, Texas. With a nearly $107M assets under management, the firm specializes in crafting personalized retirement planning solutions for 3 clients. The team consists of 2 skilled financial advisors, committed to delivering comprehensive retirement planning services tailored to your needs.
Fee Structure
- A Percentage of AUM
- Performance Based
Financial Planning Services
- Portfolio Management for pooled Investment
QualificationsFirm CRD# 291830
Assets Under Management $102,634,730
No. Of Clients289
Clients Per Financial Advisor145
PROVIDENT FINANCIAL PLANNING, LLC is a financial advisory firm situated in Southlake, Texas. With a nearly $103M assets under management, the firm specializes in crafting personalized retirement planning solutions for 289 clients. The team consists of 2 skilled financial advisors, committed to delivering comprehensive retirement planning services tailored to your needs.
Fee Structure
- Hourly charges
- Fixed Fees
Financial Planning Services
- Financial Planning
- Portfolio Management for Individuals
QualificationsFirm CRD# 163214
Assets Under Management $94,737,379
No. Of Clients1
Clients Per Financial Advisor0
PROPHET EQUITY MANAGEMENT LLC is a financial advisory firm situated in Southlake, Texas. With a nearly $95M assets under management, the firm specializes in crafting personalized retirement planning solutions for 1 clients. The team consists of 6 skilled financial advisors, committed to delivering comprehensive retirement planning services tailored to your needs.
Fee Structure
- A Percentage of AUM
- Performance Based
Financial Planning Services
- Portfolio Management for pooled Investment
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