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Find Retirement Advisors for Retirement Planning in Southlake, Texas

With so many financial products and solutions available in the market, it is a daunting task to choose the best one for you. We have over 20 years of experience in finding you the best financial planner as per your requirements in the field of retirement planning. Our vetted certified retirement financial planners can help you plan for your dream retirement.

All our retirement planners go through rigorous industry experience, disclosures, and registrations check. Our qualified retirement planners are specialized in investment management, insurance advisory, 401k rollovers, and estate planning. Their work experience ranges from being part of small independent firms to Fortune 500 companies.

Finding the Best Retirement Planners in Southlake, Texas

Last Updated - May 23, 2024

Southlake has 20 Retirementplanning.net vetted Retirement Planners and Advisors on the online list below for you to choose from and 16 non-vetted advisors in your local area. These retirement advisors in Southlake, Texas have an average of 19 years of experience.

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List of Qualified Retirement Planning Advisors in Southlake, Texas

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George Cattat
Four Oaks Financial LLC

Qualifications
CRD# 3073307
Firm CRD# 297287
Series 6, 7, 63, 65

Minimum Assets Required
$100,000

Advisory Services:

Financial Planning, Portfolio Management, Retirement Planning, 401K Rollovers, Wealth Management, Money Management, Risk Management, Education Funding and Planning, Financial Advice & Consulting, Financial Planning for Individuals, Financial Planning for Businesses, Investment Advice & Management, Insurance Products & Annuities.

Compensation/Fee

Fee-Based, Based on Assets

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Glen Smith
CFP®, CRPC®
GDS Wealth Management

Qualifications
CRD# 4801922
Firm CRD# 315934
Series 66

Minimum Assets Required
$1,000,000

Advisory Services:

Financial Planning, Portfolio Management, Retirement Planning, Wealth Management, Money Management, Financial Advice & Consulting, Financial Planning for Individuals, Financial Planning for Businesses, Investment Advice & Management.

Compensation/Fee

Fee-Only, Based on Assets

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Quotient Wealth Partners
CPA, CFP®, CFA®

Qualifications
CRD# 4080699
Firm CRD# 326819

Minimum Assets Required
$500,000

Advisory Services:

Financial Planning, Portfolio Management, Retirement Planning, 401K Rollovers, Wealth Management, Money Management, Risk Management, Education Funding and Planning, Financial Advice & Consulting, Financial Planning for Individuals, Financial Planning for Businesses, Investment Advice & Management, Tax Advice and Services, Estate Planning & Trusts, Insurance Products & Annuities.

Compensation/Fee

Fee-Based, Flat Fee, Based on Assets

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Bridget E. Palmer
CRPC®
Bisdorf Palmer Private Wealth Advisors

Qualifications
CRD# 6411450
Firm CRD# 8032
Series 7, 66

Minimum Assets Required
$0

Advisory Services:

Financial Planning, Portfolio Management, Retirement Planning, 401K Rollovers, Wealth Management, Money Management, Risk Management, Education Funding and Planning, Financial Advice & Consulting, Financial Planning for Individuals, Financial Planning for Businesses, Investment Advice & Management, Insurance Products & Annuities.

Compensation/Fee

Fee-Based, Commissions, Flat Fee, Based on Assets

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Justin Hall
CFP®
Good Life Asset Strategies, LLC

Qualifications
CRD# 6599260
Firm CRD# 165613
Series 65

Minimum Assets Required
$200,000

Advisory Services:

Financial Planning, Portfolio Management, Retirement Planning, 401K Rollovers, Wealth Management, Money Management, Risk Management, Education Funding and Planning, Financial Advice & Consulting, Financial Planning for Individuals, Financial Planning for Businesses, Investment Advice & Management, Tax Advice and Services, Estate Planning & Trusts, Insurance Products & Annuities.

Compensation/Fee

Fee-Only, Hourly, Flat Fee, Based on Assets

advisor-photo

Qualifications
Firm CRD# 111167

Minimum Assets Required
Not Specified

Advisory Services:

Retirement Planning, Tax Advice and Services, Estate Planning & Trusts.

Compensation/Fee

Fee-Based

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Michelle Vargas
CFP®
Waymaker Financial Planning

Qualifications
CRD# 2441702
Firm CRD# 308177

Minimum Assets Required
Not Specified

Advisory Services:

Financial Planning, Portfolio Management, Retirement Planning, 401K Rollovers, Wealth Management, Money Management, Risk Management, Financial Advice & Consulting, Financial Planning for Individuals, Investment Advice & Management.

Compensation/Fee

Fee-Only, Hourly, Flat Fee, Based on Assets

advisor-photo

Qualifications
Firm CRD# 107342

Minimum Assets Required
$500,000

Advisory Services:

Portfolio Management, Retirement Planning, 401K Rollovers, Wealth Management, Money Management, Education Funding and Planning, Financial Advice & Consulting, Financial Planning for Individuals, Financial Planning for Businesses, Tax Advice and Services, Estate Planning & Trusts.

Compensation/Fee

Fee-Only, Based on Assets

advisor-photo

Qualifications
Firm CRD# 157222

Minimum Assets Required
$100,000

Advisory Services:

Retirement Planning, Wealth Management, Education Funding and Planning, Tax Advice and Services, Estate Planning & Trusts.

Compensation/Fee

Fee-Based, Based on Assets

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Zach Allen
None
Disciplined Advisors Group

Qualifications
CRD# 5059261
Firm CRD# 105644
Series 7, 66

Minimum Assets Required
$10,000,000

Advisory Services:

Not Specified.

Compensation/Fee

Fee-Based, Commissions, Based on Assets

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Patrick Strodtman
Edelman Financial Engines, LLC

Qualifications
CRD# 6569476
Firm CRD# 104510
Series 66

Minimum Assets Required
Not Specified

Advisory Services:

Not Specified.

Compensation/Fee

Fee-Based

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John Kvale
CFP®, CFA®
J.K. Financial, Inc.

Qualifications
CRD# 2047457
Firm CRD# 114929

Minimum Assets Required
$1,000,000

Advisory Services:

Retirement Planning, 401K Rollovers, Financial Planning for Individuals.

Compensation/Fee

Fee-Only

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Ascent Capital Partners
CAIA®, CFP®, CPWA®

Qualifications
CRD# 5979802
Firm CRD# 291218
Series 65

Minimum Assets Required
$3,000,000

Advisory Services:

Financial Planning, Portfolio Management, Retirement Planning, 401K Rollovers, Wealth Management, Money Management, Risk Management, Education Funding and Planning, Financial Advice & Consulting, Financial Planning for Individuals, Financial Planning for Businesses, Investment Advice & Management, Tax Advice and Services, Estate Planning & Trusts.

Compensation/Fee

Fee-Only

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Nick Lalonde
CFP®
Third Act Wealth Management, LLC

Qualifications
CRD# 6355155
Firm CRD# 6413
Series 7, 66

Minimum Assets Required
$1,000,000

Advisory Services:

Financial Planning, Portfolio Management, Retirement Planning, 401K Rollovers, Wealth Management, Money Management, Risk Management, Education Funding and Planning, Financial Advice & Consulting, Financial Planning for Individuals, Financial Planning for Businesses, Investment Advice & Management, Tax Advice and Services, Estate Planning & Trusts, Insurance Products & Annuities.

Compensation/Fee

Fee-Based, Based on Assets

advisor-photo

Qualifications
Firm CRD# 135281
Series 63, 65

Minimum Assets Required
Not Specified

Advisory Services:

Financial Planning, Portfolio Management, Retirement Planning, 401K Rollovers, Wealth Management, Money Management, Risk Management, Education Funding and Planning, Financial Advice & Consulting, Financial Planning for Individuals, Estate Planning & Trusts.

Compensation/Fee

Fee-Only

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Kenneth Beber
CFS, AIF®
Peak Financial, Inc.

Qualifications
CRD# 4257664
Firm CRD# 7717
Series 6, 7, 63, 66

Minimum Assets Required
Not Specified

Advisory Services:

Financial Planning, Portfolio Management, Retirement Planning, 401K Rollovers, Wealth Management, Money Management, Risk Management, Education Funding and Planning, Financial Advice & Consulting, Financial Planning for Individuals, Financial Planning for Businesses, Investment Advice & Management, Insurance Products & Annuities.

Compensation/Fee

Fee-Based, Hourly, Commissions, Flat Fee, Based on Assets

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Stephen Koessl
J&S Partners Inc.

Qualifications
CRD# 2537590
Firm CRD# 6413
Series 7, 9, 10, 63, 65, 66

Minimum Assets Required
Not Specified

Advisory Services:

Portfolio Management, Retirement Planning, 401K Rollovers, Wealth Management, Money Management, Risk Management, Financial Advice & Consulting, Financial Planning for Individuals, Financial Planning for Businesses, Investment Advice & Management, Estate Planning & Trusts, Insurance Products & Annuities.

Compensation/Fee

Fee-Based, Commissions, Based on Assets

advisor-photo
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Neil Krishnaswamy
CEPA®, CFP®, EA, RICP®, GFP
Krishna Wealth Planning LLC

Qualifications
CRD# 5983812
Firm CRD# 304613
Series 65

Minimum Assets Required
$100,000

Advisory Services:

Financial Planning, Portfolio Management, Retirement Planning, 401K Rollovers, Wealth Management, Money Management, Risk Management, Education Funding and Planning, Financial Advice & Consulting, Financial Planning for Individuals, Financial Planning for Businesses, Investment Advice & Management, Tax Advice and Services, Estate Planning & Trusts, Insurance Products & Annuities.

Compensation/Fee

Fee-Only, Based on Assets

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Jeffrey M. Garton
JMG Wealth Management

Qualifications
CRD# 2645788
Firm CRD# 3870
Series 6, 63, 65

Minimum Assets Required
$250,000

Advisory Services:

Financial Planning, Portfolio Management, Retirement Planning, 401K Rollovers, Wealth Management, Money Management, Risk Management, Education Funding and Planning, Financial Planning for Individuals, Investment Advice & Management, Insurance Products & Annuities.

Compensation/Fee

Fee-Based

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Courtney Leffall
CFP®
LX Parker Wealth Management

Qualifications
CRD# 5211412
Firm CRD# 6413
Series 7, 66

Minimum Assets Required
$0

Advisory Services:

Financial Planning, Portfolio Management, Retirement Planning, 401K Rollovers, Wealth Management, Money Management, Risk Management, Education Funding and Planning, Financial Advice & Consulting, Financial Planning for Individuals, Financial Planning for Businesses, Investment Advice & Management, Estate Planning & Trusts, Insurance Products & Annuities.

Compensation/Fee

Fee-Based, Hourly, Commissions, Flat Fee, Based on Assets

Top 15 Retirement Planning firms in Southlake, Texas (Ranked by AUM)

Rank Firm NameAssets Under ManagementTotal ClientsTotal AdvisorsFee Structure
1
GAUGE CAPITAL
1256 Main Street, Suite 256
Southlake, TX, 76092
$2,241,740,385648
A Percentage of AUM, Performance Based, Other (MONITORING, TRANSACTION AND OTHER COMPENSATION FROM PORTFOLIO CO)
2
INSIGHT EQUITY MANAGEMENT COMPANY LLC
1400 Civic Place, Suite 250
Southlake, TX, 76092
$1,061,257,0781427
A Percentage of AUM, Performance Based
3
TRINITY INVESTORS FUND ADVISORS, LLC
2102 E State Hwy 114, Suite 300
Southlake, TX, 76092
$399,205,092335
A Percentage of AUM, Other (PROJECT LEVEL CARRIED INTEREST)
4
TRINITY PORTFOLIO ADVISORS, LLC
121 Countryside Court, Suite 140
Southlake, TX, 76092
$380,503,525101710
A Percentage of AUM, Fixed Fees
5
MILLS WEALTH ADVISORS, LLC
1207 S. White Chapel Blvd, Suite 150
Southlake, TX, 76092
$287,610,56513977
A Percentage of AUM, Hourly charges, Fixed Fees, Performance Based
6
PROPHET EQUITY MANAGEMENT II LLC
1460 Main Street, Suite 200
Southlake, TX, 76092
$283,252,66016
A Percentage of AUM, Performance Based
7
TL PRIVATE WEALTH
165 S Kimball Ave, Suite 120
Southlake, TX, 76092
$266,809,9286064
A Percentage of AUM
8
ORSER CAPITAL MANAGEMENT LLC
566 North Kimball Avenue, Suite 100
Southlake, TX, 76092
$223,517,8253102
A Percentage of AUM
9
ANCOR CAPITAL PARTNERS
2720 E. State Hwy 114,
Southlake, TX, 76092
$192,355,676189
Performance Based, Other (TRANSACTION FEES AND MANAGEMENT SERVICE FEES)
10
CORPS CAPITAL ADVISORS, LLC
1900 W Kirkwood Blvd., Suite 1400b
Southlake, TX, 76092
$171,697,500334
A Percentage of AUM, Hourly charges
11
OPENAIR FINANCIAL, LLC
165 S. Kimball Avenue,
Southlake, TX, 76092
$151,000,0007326
A Percentage of AUM, Fixed Fees
12
SOLUTIONS 4 WEALTH
566 North Kimball Ave, Suite 120
Southlake, TX, 76092
$119,614,9376329
A Percentage of AUM, Fixed Fees
13
DOUBLE EAGLE CAPITAL MANAGEMENT LP
1422 Main Street, Suite 274
Southlake, TX, 76092
$106,971,15132
A Percentage of AUM, Performance Based
14
PROVIDENT FINANCIAL PLANNING, LLC
1560 E. Southlake Blvd, Ste. 100
Southlake, TX, 76092
$102,634,7302892
Hourly charges, Fixed Fees
15
PROPHET EQUITY MANAGEMENT LLC
1460 Main Street, Suite 200
Southlake, TX, 76092
$94,737,37916
A Percentage of AUM, Performance Based

Information on Top Retirement Planning firms in Southlake, Texas

QualificationsFirm CRD# 169890

Assets Under Management $2,241,740,385

No. Of Clients6

Clients Per Financial Advisor0

GAUGE CAPITAL is a financial advisory firm situated in Southlake, Texas. With a nearly $2B assets under management, the firm specializes in crafting personalized retirement planning solutions for 6 clients. The team consists of 48 skilled financial advisors, committed to delivering comprehensive retirement planning services tailored to your needs.

Fee Structure

  • A Percentage of AUM
  • Performance Based
  • Other (MONITORING
  • TRANSACTION AND OTHER COMPENSATION FROM PORTFOLIO CO)

Financial Planning Services

  • Portfolio Management for pooled Investment
View Full Profile

QualificationsFirm CRD# 157092

Assets Under Management $1,061,257,078

No. Of Clients14

Clients Per Financial Advisor1

INSIGHT EQUITY MANAGEMENT COMPANY LLC is a financial advisory firm situated in Southlake, Texas. With a nearly $1B assets under management, the firm specializes in crafting personalized retirement planning solutions for 14 clients. The team consists of 27 skilled financial advisors, committed to delivering comprehensive retirement planning services tailored to your needs.

Fee Structure

  • A Percentage of AUM
  • Performance Based

Financial Planning Services

  • Portfolio Management for pooled Investment
View Full Profile

QualificationsFirm CRD# 314603

Assets Under Management $399,205,092

No. Of Clients33

Clients Per Financial Advisor7

TRINITY INVESTORS FUND ADVISORS, LLC is a financial advisory firm situated in Southlake, Texas. With a nearly $399M assets under management, the firm specializes in crafting personalized retirement planning solutions for 33 clients. The team consists of 5 skilled financial advisors, committed to delivering comprehensive retirement planning services tailored to your needs.

Fee Structure

  • A Percentage of AUM
  • Other (PROJECT LEVEL CARRIED INTEREST)

Financial Planning Services

  • Portfolio Management for pooled Investment
View Full Profile

QualificationsFirm CRD# 151721

Assets Under Management $380,503,525

No. Of Clients1017

Clients Per Financial Advisor102

TRINITY PORTFOLIO ADVISORS, LLC is a financial advisory firm situated in Southlake, Texas. With a nearly $381M assets under management, the firm specializes in crafting personalized retirement planning solutions for 1017 clients. The team consists of 10 skilled financial advisors, committed to delivering comprehensive retirement planning services tailored to your needs.

Fee Structure

  • A Percentage of AUM
  • Fixed Fees

Financial Planning Services

  • Financial Planning
  • Portfolio Management for Individuals
  • Portfolio Management for Business
  • Selection of Other Advisors
  • Educational Seminars/ Workshops
View Full Profile

QualificationsFirm CRD# 159251

Assets Under Management $287,610,565

No. Of Clients1397

Clients Per Financial Advisor200

MILLS WEALTH ADVISORS, LLC is a financial advisory firm situated in Southlake, Texas. With a nearly $288M assets under management, the firm specializes in crafting personalized retirement planning solutions for 1397 clients. The team consists of 7 skilled financial advisors, committed to delivering comprehensive retirement planning services tailored to your needs.

Fee Structure

  • A Percentage of AUM
  • Hourly charges
  • Fixed Fees
  • Performance Based

Financial Planning Services

  • Financial Planning
  • Portfolio Management for Individuals
  • Portfolio Management for pooled Investment
  • Selection of Other Advisors
View Full Profile

QualificationsFirm CRD# 170614

Assets Under Management $283,252,660

No. Of Clients1

Clients Per Financial Advisor0

PROPHET EQUITY MANAGEMENT II LLC is a financial advisory firm situated in Southlake, Texas. With a nearly $283M assets under management, the firm specializes in crafting personalized retirement planning solutions for 1 clients. The team consists of 6 skilled financial advisors, committed to delivering comprehensive retirement planning services tailored to your needs.

Fee Structure

  • A Percentage of AUM
  • Performance Based

Financial Planning Services

  • Portfolio Management for pooled Investment
View Full Profile

QualificationsFirm CRD# 167818

Assets Under Management $266,809,928

No. Of Clients606

Clients Per Financial Advisor152

TL PRIVATE WEALTH is a financial advisory firm situated in Southlake, Texas. With a nearly $267M assets under management, the firm specializes in crafting personalized retirement planning solutions for 606 clients. The team consists of 4 skilled financial advisors, committed to delivering comprehensive retirement planning services tailored to your needs.

Fee Structure

  • A Percentage of AUM

Financial Planning Services

  • Financial Planning
  • Portfolio Management for Individuals
View Full Profile

QualificationsFirm CRD# 144847

Assets Under Management $223,517,825

No. Of Clients310

Clients Per Financial Advisor155

ORSER CAPITAL MANAGEMENT LLC is a financial advisory firm situated in Southlake, Texas. With a nearly $224M assets under management, the firm specializes in crafting personalized retirement planning solutions for 310 clients. The team consists of 2 skilled financial advisors, committed to delivering comprehensive retirement planning services tailored to your needs.

Fee Structure

  • A Percentage of AUM

Financial Planning Services

  • Portfolio Management for Individuals
View Full Profile

QualificationsFirm CRD# 210524

Assets Under Management $192,355,676

No. Of Clients18

Clients Per Financial Advisor2

ANCOR CAPITAL PARTNERS is a financial advisory firm situated in Southlake, Texas. With a nearly $192M assets under management, the firm specializes in crafting personalized retirement planning solutions for 18 clients. The team consists of 9 skilled financial advisors, committed to delivering comprehensive retirement planning services tailored to your needs.

Fee Structure

  • Performance Based
  • Other (TRANSACTION FEES AND MANAGEMENT SERVICE FEES)

Financial Planning Services

  • Portfolio Management for pooled Investment
View Full Profile

QualificationsFirm CRD# 304643

Assets Under Management $171,697,500

No. Of Clients33

Clients Per Financial Advisor8

CORPS CAPITAL ADVISORS, LLC is a financial advisory firm situated in Southlake, Texas. With a nearly $172M assets under management, the firm specializes in crafting personalized retirement planning solutions for 33 clients. The team consists of 4 skilled financial advisors, committed to delivering comprehensive retirement planning services tailored to your needs.

Fee Structure

  • A Percentage of AUM
  • Hourly charges

Financial Planning Services

  • Financial Planning
  • Portfolio Management for Individuals
  • Portfolio Management for pooled Investment
  • Selection of Other Advisors
View Full Profile

QualificationsFirm CRD# 300362

Assets Under Management $151,000,000

No. Of Clients732

Clients Per Financial Advisor122

OPENAIR FINANCIAL, LLC is a financial advisory firm situated in Southlake, Texas. With a nearly $151M assets under management, the firm specializes in crafting personalized retirement planning solutions for 732 clients. The team consists of 6 skilled financial advisors, committed to delivering comprehensive retirement planning services tailored to your needs.

Fee Structure

  • A Percentage of AUM
  • Fixed Fees

Financial Planning Services

  • Financial Planning
  • Portfolio Management for Individuals
  • Educational Seminars/ Workshops
View Full Profile

QualificationsFirm CRD# 143248

Assets Under Management $119,614,937

No. Of Clients632

Clients Per Financial Advisor70

SOLUTIONS 4 WEALTH is a financial advisory firm situated in Southlake, Texas. With a nearly $120M assets under management, the firm specializes in crafting personalized retirement planning solutions for 632 clients. The team consists of 9 skilled financial advisors, committed to delivering comprehensive retirement planning services tailored to your needs.

Fee Structure

  • A Percentage of AUM
  • Fixed Fees

Financial Planning Services

  • Financial Planning
  • Portfolio Management for Individuals
  • Portfolio Management for Business
  • Educational Seminars/ Workshops
View Full Profile

QualificationsFirm CRD# 135522

Assets Under Management $106,971,151

No. Of Clients3

Clients Per Financial Advisor2

DOUBLE EAGLE CAPITAL MANAGEMENT LP is a financial advisory firm situated in Southlake, Texas. With a nearly $107M assets under management, the firm specializes in crafting personalized retirement planning solutions for 3 clients. The team consists of 2 skilled financial advisors, committed to delivering comprehensive retirement planning services tailored to your needs.

Fee Structure

  • A Percentage of AUM
  • Performance Based

Financial Planning Services

  • Portfolio Management for pooled Investment
View Full Profile

QualificationsFirm CRD# 291830

Assets Under Management $102,634,730

No. Of Clients289

Clients Per Financial Advisor145

PROVIDENT FINANCIAL PLANNING, LLC is a financial advisory firm situated in Southlake, Texas. With a nearly $103M assets under management, the firm specializes in crafting personalized retirement planning solutions for 289 clients. The team consists of 2 skilled financial advisors, committed to delivering comprehensive retirement planning services tailored to your needs.

Fee Structure

  • Hourly charges
  • Fixed Fees

Financial Planning Services

  • Financial Planning
  • Portfolio Management for Individuals
View Full Profile

QualificationsFirm CRD# 163214

Assets Under Management $94,737,379

No. Of Clients1

Clients Per Financial Advisor0

PROPHET EQUITY MANAGEMENT LLC is a financial advisory firm situated in Southlake, Texas. With a nearly $95M assets under management, the firm specializes in crafting personalized retirement planning solutions for 1 clients. The team consists of 6 skilled financial advisors, committed to delivering comprehensive retirement planning services tailored to your needs.

Fee Structure

  • A Percentage of AUM
  • Performance Based

Financial Planning Services

  • Portfolio Management for pooled Investment
View Full Profile

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