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Plano, TX 75024
469-409-7283
About Expound Wealth Management
At Expound Wealth Management, we're not just about numbers and charts. We see dreams and aspirations, and were all about helping you pursue that place of stability and security you can't get to by yourself.
See Disclosures
General Information
Firm Start Year
No. of Employees
2-4
CRD#
4640885
Firm CRD#
6413
Insurance License#
1220336
Name of Broker/Dealer
LPL Financial
States Licensed in
AL, AR, CA, CO, CT, DC, FL, IA, IL, IN, KS, KY, ME, MI, NC, NV, NY, OK, PA, SC, TX, WI
Years of Experience in Financial Services
22
Number of Years with Current Firm
22
Work Experience
22 years in the financial services industry Certified Financial Planner® Chartered Retirement Planning Counselor® Accredited Portfolio Management Advisor"
Work with the following types of clients
Non-Profit Organizations, Individual Investors, Businesses
Foreign Languages Serviced
English
Advisory Services Provided
Financial Advice & Consulting, Investment Advice & Management, Insurance Products & Annuities, Financial Planning, Portfolio Management, Retirement Planning, 401K Rollovers, Wealth Management, Money Management, Risk Management, Education Funding and Planning, Financial Planning for Businesses, Financial Planning for Individuals
Services
Investment Types
Annuities, Stocks, Bonds, Mutual Funds, Insurance, Alternative Investments, Exchange Traded Funds (ETFs), Socially Responsible Investments (SRI)
Can meet clients in the following ways
Phone, Our Offices, Video Conference
Compliance
Investment Advisor Representative
Yes
Compliance Disclosures in Last 5 years
I have a clean record
Criminal Disclosures in Last 5 years
I have a clean record
Qualifications & Membership
Certifications, Accreditations & Designations
CFP®, CRPC®, APMA®
Securities Licenses
Series 66, Series 7
Insurance and Annuity Licenses
Annuity, Life, Variable Annuity, Long Term Care, Disability, Variable Life
Firm Information
Advisor's Number of Clients
175
Advisor's Number of Managed Clients
150
Advisor's Number of Planning Clients
80
Assets Managed by Advisor
$100,000,000
Compensation and Fees
Fee Structure
Fee-Based
Minimum Portfolio Size for New Managed Accounts
$100,000
Compensation Methods
Based on Assets, Flat Fee
Education
Bachelor of Science -
University of Texas
08/01/1998 -05/01/2000
Disclosures
RetirementPlanning.net provides referrals to financial professionals of LPL Financial, LLC (LPL). RetirementPlanning.net is not a current client of LPL for brokerage or advisory services. Financial professionals of LPL pay RetirementPlanning.net cash compensation for these referrals, which creates the incentive for RetirementPlanning.net to make these referrals, resulting in a conflict of interest.
LPL ADV 2A
https://www.lpl.com/content/dam/edam/format/disclosure/a58.pdf
Additional Detailed Disclosures
https://www.lpl.com/content/dam/edam/format/disclosure/wiseradvisor-lpl-detailed-disclosures.pdf