ALLIANCEBERNSTEIN L.P.

501 Commerce Street
Nashville, Tennessee 37203
Tel: 615-622-0000

About ALLIANCEBERNSTEIN L.P.

ALLIANCEBERNSTEIN LP, formally registered with the SEC as ALLIANCEBERNSTEIN LP. The firm was established in 08/13/1999. They have over 55 offices throughout the country.

ALLIANCEBERNSTEIN L.P. is a Nashville, Tennessee based Financial Planning firm with nearly $651,482,000,000 assets under management, offering retirement planning & investment advisory services to 62140 clients. The firm is staffed with 4565 experienced financial planners.

Firm Information

SEC Current Status	Approved
Firm CRD#	108477
SEC#	801-56720
Assets Managed by Firm	$651,482,000,000
No. of Clients	62140
No. of Advisors	4565

Fee Structure

A percentage of AUM
Subscription fees
Fixed fees
Commission Based
Performance Based

Advisory Services Provided

Financial planning services
Portfolio management for individuals and/or small businesses
Portfolio management for investment companies
Portfolio management for pooled investment vehicles
Portfolio management for businesses or institutional clients
Selection for other advisors
Publication of periodicals and newsletters
Other (ASSET ALLOCATION)

Firm Client Information

	No. of Clients	AUM
Firm Total	62140	$651,482,000,000
High net worth individuals	21169	$50,013,000,000
Pension and profit sharing plans	788	$18,088,000,000
Charitable organizations	1881	$4,502,000,000
Other investment advisers	63	$33,299,000,000
Corporations or other businesses	1052	$8,438,000,000

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B. RILEY WEALTH ADVISORS, INC. 40 S. Main St., Suite 1800 Memphis, TN, 38103	$7,645,255,735	20038	457

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