B. RILEY WEALTH ADVISORS, INC.

40 S. Main St.
Suite 1800
Memphis, Tennessee 38103
Tel: 901-251-1330

About B. RILEY WEALTH ADVISORS, INC.

B RILEY WEALTH ADVISORS, INC, formally registered with the SEC as B RILEY WEALTH ADVISORS, INC. The firm was established in 11/03/2005. They have over 110 offices throughout the country.

B. RILEY WEALTH ADVISORS, INC. is a Memphis, Tennessee based Financial Planning firm with nearly $7,645,255,735 assets under management, offering retirement planning & investment advisory services to 20038 clients. The firm is staffed with 457 experienced financial planners.

Firm Information

SEC Current Status	Approved
Firm CRD#	115927
SEC#	801-64837
Assets Managed by Firm	$7,645,255,735
No. of Clients	20038
No. of Advisors	457

Fee Structure

A percentage of AUM
Hourly charges
Fixed fees

Advisory Services Provided

Financial planning services
Portfolio management for individuals and/or small businesses
Portfolio management for businesses or institutional clients
Pesnsion consulting services
Selection for other advisors
Education seminars/workshops

Firm Client Information

	No. of Clients	AUM
Firm Total	20038	$7,645,255,735
Individuals (other than high net worth individuals)	18277	$4,128,871,899
High net worth individuals	1364	$3,096,830,079
Pension and profit sharing plans	162	$137,425,311
Charitable organizations	40	$57,731,448
Corporations or other businesses	192	$223,223,382

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