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LIGHTHOUSE FINANCIAL MANAGEMENT, LLC

85 Beach Street
Building D
Westerly, Rhode Island 02891
Tel: 401-596-3392

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About LIGHTHOUSE FINANCIAL MANAGEMENT, LLC

LIGHTHOUSE FINANCIAL MANAGEMENT, LLC, formally registered with the SEC as LIGHTHOUSE FINANCIAL MANAGEMENT, LLC. The firm was established in 03/28/2017. They have over 1 offices throughout the country.

LIGHTHOUSE FINANCIAL MANAGEMENT, LLC is a Westerly, Rhode Island based Financial Planning firm with nearly $184,117,678 assets under management, offering retirement planning & investment advisory services to 448 clients. The firm is staffed with 8 experienced financial planners.

Firm Information

SEC Current StatusApproved
Firm CRD#127748
SEC#801-110214
Assets Managed by Firm$184,117,678
No. of Clients448
No. of Advisors8

Fee Structure

  • A percentage of AUM
  • Fixed fees

Advisory Services Provided

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for pooled investment vehicles
  • Selection for other advisors

Firm Client Information

No. of ClientsAUM
Firm Total448$184,117,678
Individuals (other than high net worth individuals)51$27,491,300
High net worth individuals68$155,517,792
Pension and profit sharing plansFewer than 5 clients$1,108,586

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