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Find Retirement Advisors for Retirement Planning in Rhode Island

While moving closer to retirement, the focus shifts to savings. However, without solid retirement planning, the transition into life after paid work ends can be confusing and can seem uncertain. At this crossroad, you would find yourself battling a few 'life' questions such as:

1. Is it the right time to retire?

2. Will I be able to lead a decent lifestyle with my current savings?

3. How much money should I withdraw from my investments so that I have enough money left in my account?

4. How to handle my 401k rollover and IRA?

A retirement planner can help you walk through this journey of planning your finances. A retirement financial planner can answer all your doubts and build financial strategies.

Among the top retirement financial planners in Rhode Island, we have a list of vetted experienced & certified professionals to help you find the best retirement planners for your requirements near you.

Finding the Best Retirement Planners in Rhode Island

Last Updated - June 13, 2024

Rhode Island has 3 Retirementplanning.net vetted Retirement Planners and Advisors on the online list below for you to choose from and 51 non-vetted advisors in your local area. These retirement advisors in Rhode Island have an average of 35 years of experience.

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List of Qualified Retirement Planning Advisors in Rhode Island

advisor-photo
vector.svg VERIFIED

John Finn
Chartered Financial Consultant (ChFC®), CLU®, ChFC®
Finn and Meehan Wealth Management

Qualifications
CRD# 1505858
Firm CRD# 6413
Series 6, 7, 22, 24, 63, 65

Minimum Assets Required
$250,000

Advisory Services:

Financial Planning, Portfolio Management, Retirement Planning, 401K Rollovers, Wealth Management, Financial Advice & Consulting, Financial Planning for Individuals, Investment Advice & Management, Estate Planning & Trusts, Insurance Products & Annuities.

Compensation/Fee

Fee-Based, Hourly, Flat Fee, Based on Assets

advisor-photo
vector.svg VERIFIED

Ronald Newton
CFP®
Edelman Financial Engines, LLC

Qualifications
CRD# 1276178
Firm CRD# 104510
Series 66

Minimum Assets Required
Not Specified

Advisory Services:

Not Specified.

Compensation/Fee

Fee-Based

advisor-photo

Qualifications
CRD# 2664381
Firm CRD# 292776

Minimum Assets Required
$250,000

Advisory Services:

Not Specified.

Compensation/Fee

Not Specified

Top 15 Retirement Planning firms in Rhode Island (Ranked by AUM)

Rank Firm NameAssets Under ManagementTotal ClientsTotal AdvisorsFee Structure
1
FIAM LLC
900 Salem Street,
Smithfield, RI, 2917
$152,386,258,592620199
A Percentage of AUM, Fixed Fees, Performance Based, Other (ADMINISTRATION FEES. PERCENTAGE OF REVENUE FROM AFFILIATES)
2
PROVIDENCE EQUITY PARTNERS L.L.C.
50 Kennedy Plaza, 18th Floor,
Providence, RI, 2903
$23,513,292,81737165
A Percentage of AUM, Performance Based
3
NAUTIC PARTNERS, LLC
50 Kennedy Plaza, 17th Floor
Providence, RI, 02903-2393
$8,599,323,0602365
A Percentage of AUM, Performance Based
4
CITIZENS SECURITIES, INC.
One Citizens Bank Way, Jcb135
Johnston, RI, 2043
$6,960,227,08847802613
A Percentage of AUM
5
PARSONS CAPITAL MANAGEMENT INC
40 Westminster Street, Ste 400,
Providence, RI, 2903
$1,683,043,951173419
A Percentage of AUM, Fixed Fees
6
YOUNG RICHARD C & CO LTD
98 William Street,
Newport, RI, 2840
$1,364,907,841192614
A Percentage of AUM
7
UPPER90
269 C South Main Street,
Providence, RI, 2903
$1,047,502,4343120
A Percentage of AUM, Performance Based
8
NEW ENGLAND INVESTMENT CONSULTANTS, LTD.
790 North Main Street,
Providence, RI, 2904
$1,013,287,7436845
A Percentage of AUM, Hourly charges, Fixed Fees
9
PROFESSIONAL PLANNING GROUP
9 Granite Street,
Westerly, RI, 2891
$937,180,405237818
A Percentage of AUM, Hourly charges, Fixed Fees
10
CORRIGAN FINANCIAL INC
747 Aquidneck Ave Ste 1,
Middletown, RI, 2842
$931,917,000108917
A Percentage of AUM, Hourly charges, Fixed Fees
11
CAPITAL WEALTH MANAGEMENT, LLC
1300 Division Road, Suite 203
West Warwick, RI, 2893
$772,494,20355117
A Percentage of AUM, Fixed Fees
12
STRATEGICPOINT INVESTMENT ADVISORS LLC
294 West Exchange Street,
Providence, RI, 02903-1004
$637,570,364192513
A Percentage of AUM, Hourly charges
13
WHALEROCK POINT PARTNERS, LLC
One Turks Head Place, Suite 1400
Providence, RI, 02903-2205
$601,949,4023058
A Percentage of AUM, Fixed Fees, Other (CONSULTING FEES)
14
MCGUIRE WEALTH MANAGEMENT
105 Main Street,
Wakefield, RI, 2879
$558,229,0797433
A Percentage of AUM
15
CANTON HATHAWAY LLC
One West Exchange Street, Suite 3202
Providence, RI, 2903
$551,257,1982116
A Percentage of AUM, Fixed Fees

Information on Top Retirement Planning firms in Rhode Island

QualificationsFirm CRD# 133196

Assets Under Management $152,386,258,592

No. Of Clients620

Clients Per Financial Advisor3

FIAM LLC is a financial advisory firm situated in Smithfield, Rhode Island. With a nearly $152B assets under management, the firm specializes in crafting personalized retirement planning solutions for 620 clients. The team consists of 199 skilled financial advisors, committed to delivering comprehensive retirement planning services tailored to your needs.

Fee Structure

  • A Percentage of AUM
  • Fixed Fees
  • Performance Based
  • Other (ADMINISTRATION FEES. PERCENTAGE OF REVENUE FROM AFFILIATES)

Financial Planning Services

  • Portfolio Management for Individuals
  • Portfolio Management for Investment
  • Portfolio Management for pooled Investment
  • Portfolio Management for Business
  • Pension Consulting Services
  • Selection of Other Advisors
View Full Profile

QualificationsFirm CRD# 155678

Assets Under Management $23,513,292,817

No. Of Clients37

Clients Per Financial Advisor0

PROVIDENCE EQUITY PARTNERS L.L.C. is a financial advisory firm situated in Providence, Rhode Island. With a nearly $24B assets under management, the firm specializes in crafting personalized retirement planning solutions for 37 clients. The team consists of 165 skilled financial advisors, committed to delivering comprehensive retirement planning services tailored to your needs.

Fee Structure

  • A Percentage of AUM
  • Performance Based

Financial Planning Services

  • Portfolio Management for pooled Investment
View Full Profile

QualificationsFirm CRD# 159822

Assets Under Management $8,599,323,060

No. Of Clients23

Clients Per Financial Advisor0

NAUTIC PARTNERS, LLC is a financial advisory firm situated in Providence, Rhode Island. With a nearly $9B assets under management, the firm specializes in crafting personalized retirement planning solutions for 23 clients. The team consists of 65 skilled financial advisors, committed to delivering comprehensive retirement planning services tailored to your needs.

Fee Structure

  • A Percentage of AUM
  • Performance Based

Financial Planning Services

  • Portfolio Management for pooled Investment
View Full Profile

QualificationsFirm CRD# 39550

Assets Under Management $6,960,227,088

No. Of Clients47802

Clients Per Financial Advisor78

CITIZENS SECURITIES, INC. is a financial advisory firm situated in Johnston, Rhode Island. With a nearly $7B assets under management, the firm specializes in crafting personalized retirement planning solutions for 47802 clients. The team consists of 613 skilled financial advisors, committed to delivering comprehensive retirement planning services tailored to your needs.

Fee Structure

  • A Percentage of AUM

Financial Planning Services

  • Financial Planning
  • Portfolio Management for Individuals
  • Selection of Other Advisors
View Full Profile

QualificationsFirm CRD# 106295

Assets Under Management $1,683,043,951

No. Of Clients1734

Clients Per Financial Advisor91

PARSONS CAPITAL MANAGEMENT INC is a financial advisory firm situated in Providence, Rhode Island. With a nearly $2B assets under management, the firm specializes in crafting personalized retirement planning solutions for 1734 clients. The team consists of 19 skilled financial advisors, committed to delivering comprehensive retirement planning services tailored to your needs.

Fee Structure

  • A Percentage of AUM
  • Fixed Fees

Financial Planning Services

  • Financial Planning
  • Portfolio Management for Individuals
  • Portfolio Management for Business
View Full Profile

QualificationsFirm CRD# 105866

Assets Under Management $1,364,907,841

No. Of Clients1926

Clients Per Financial Advisor138

YOUNG RICHARD C & CO LTD is a financial advisory firm situated in Newport, Rhode Island. With a nearly $1B assets under management, the firm specializes in crafting personalized retirement planning solutions for 1926 clients. The team consists of 14 skilled financial advisors, committed to delivering comprehensive retirement planning services tailored to your needs.

Fee Structure

  • A Percentage of AUM

Financial Planning Services

  • Financial Planning
  • Portfolio Management for Individuals
View Full Profile

QualificationsFirm CRD# 304179

Assets Under Management $1,047,502,434

No. Of Clients31

Clients Per Financial Advisor2

UPPER90 is a financial advisory firm situated in Providence, Rhode Island. With a nearly $1B assets under management, the firm specializes in crafting personalized retirement planning solutions for 31 clients. The team consists of 20 skilled financial advisors, committed to delivering comprehensive retirement planning services tailored to your needs.

Fee Structure

  • A Percentage of AUM
  • Performance Based

Financial Planning Services

  • Portfolio Management for pooled Investment
View Full Profile

QualificationsFirm CRD# 142531

Assets Under Management $1,013,287,743

No. Of Clients684

Clients Per Financial Advisor137

NEW ENGLAND INVESTMENT CONSULTANTS, LTD. is a financial advisory firm situated in Providence, Rhode Island. With a nearly $1B assets under management, the firm specializes in crafting personalized retirement planning solutions for 684 clients. The team consists of 5 skilled financial advisors, committed to delivering comprehensive retirement planning services tailored to your needs.

Fee Structure

  • A Percentage of AUM
  • Hourly charges
  • Fixed Fees

Financial Planning Services

  • Financial Planning
  • Portfolio Management for Individuals
  • Portfolio Management for Business
  • Pension Consulting Services
View Full Profile

QualificationsFirm CRD# 108868

Assets Under Management $937,180,405

No. Of Clients2378

Clients Per Financial Advisor132

PROFESSIONAL PLANNING GROUP is a financial advisory firm situated in Westerly, Rhode Island. With a nearly $937M assets under management, the firm specializes in crafting personalized retirement planning solutions for 2378 clients. The team consists of 18 skilled financial advisors, committed to delivering comprehensive retirement planning services tailored to your needs.

Fee Structure

  • A Percentage of AUM
  • Hourly charges
  • Fixed Fees

Financial Planning Services

  • Financial Planning
  • Portfolio Management for Individuals
  • Selection of Other Advisors
  • Educational Seminars/ Workshops
View Full Profile

QualificationsFirm CRD# 109115

Assets Under Management $931,917,000

No. Of Clients1089

Clients Per Financial Advisor64

CORRIGAN FINANCIAL INC is a financial advisory firm situated in Middletown, Rhode Island. With a nearly $932M assets under management, the firm specializes in crafting personalized retirement planning solutions for 1089 clients. The team consists of 17 skilled financial advisors, committed to delivering comprehensive retirement planning services tailored to your needs.

Fee Structure

  • A Percentage of AUM
  • Hourly charges
  • Fixed Fees

Financial Planning Services

  • Financial Planning
  • Portfolio Management for Individuals
  • Portfolio Management for Business
  • Pension Consulting Services
  • Selection of Other Advisors
View Full Profile

QualificationsFirm CRD# 157959

Assets Under Management $772,494,203

No. Of Clients551

Clients Per Financial Advisor32

CAPITAL WEALTH MANAGEMENT, LLC is a financial advisory firm situated in West Warwick, Rhode Island. With a nearly $772M assets under management, the firm specializes in crafting personalized retirement planning solutions for 551 clients. The team consists of 17 skilled financial advisors, committed to delivering comprehensive retirement planning services tailored to your needs.

Fee Structure

  • A Percentage of AUM
  • Fixed Fees

Financial Planning Services

  • Financial Planning
  • Portfolio Management for Individuals
  • Portfolio Management for Business
  • Selection of Other Advisors
View Full Profile

QualificationsFirm CRD# 124636

Assets Under Management $637,570,364

No. Of Clients1925

Clients Per Financial Advisor148

STRATEGICPOINT INVESTMENT ADVISORS LLC is a financial advisory firm situated in Providence, Rhode Island. With a nearly $638M assets under management, the firm specializes in crafting personalized retirement planning solutions for 1925 clients. The team consists of 13 skilled financial advisors, committed to delivering comprehensive retirement planning services tailored to your needs.

Fee Structure

  • A Percentage of AUM
  • Hourly charges

Financial Planning Services

  • Financial Planning
  • Portfolio Management for Individuals
  • Pension Consulting Services
View Full Profile

QualificationsFirm CRD# 140781

Assets Under Management $601,949,402

No. Of Clients305

Clients Per Financial Advisor38

WHALEROCK POINT PARTNERS, LLC is a financial advisory firm situated in Providence, Rhode Island. With a nearly $602M assets under management, the firm specializes in crafting personalized retirement planning solutions for 305 clients. The team consists of 8 skilled financial advisors, committed to delivering comprehensive retirement planning services tailored to your needs.

Fee Structure

  • A Percentage of AUM
  • Fixed Fees
  • Other (CONSULTING FEES)

Financial Planning Services

  • Portfolio Management for Individuals
  • Portfolio Management for Business
  • Pension Consulting Services
  • Selection of Other Advisors
View Full Profile

QualificationsFirm CRD# 296271

Assets Under Management $558,229,079

No. Of Clients743

Clients Per Financial Advisor248

MCGUIRE WEALTH MANAGEMENT is a financial advisory firm situated in Wakefield, Rhode Island. With a nearly $558M assets under management, the firm specializes in crafting personalized retirement planning solutions for 743 clients. The team consists of 3 skilled financial advisors, committed to delivering comprehensive retirement planning services tailored to your needs.

Fee Structure

  • A Percentage of AUM

Financial Planning Services

  • Financial Planning
  • Portfolio Management for Individuals
  • Portfolio Management for Business
  • Pension Consulting Services
View Full Profile

QualificationsFirm CRD# 297527

Assets Under Management $551,257,198

No. Of Clients211

Clients Per Financial Advisor35

CANTON HATHAWAY LLC is a financial advisory firm situated in Providence, Rhode Island. With a nearly $551M assets under management, the firm specializes in crafting personalized retirement planning solutions for 211 clients. The team consists of 6 skilled financial advisors, committed to delivering comprehensive retirement planning services tailored to your needs.

Fee Structure

  • A Percentage of AUM
  • Fixed Fees

Financial Planning Services

  • Portfolio Management for Individuals
  • Portfolio Management for Business
  • Pension Consulting Services
  • Selection of Other Advisors
View Full Profile

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