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Find Retirement Advisors for Retirement Planning in Rhode Island
While moving closer to retirement, the focus shifts to savings. However, without solid retirement planning, the transition into life after paid work ends can be confusing and seem uncertain. At this crossroad, you would find yourself battling a few 'life' questions such as:
1. Is it the right time to retire?
2. Will I be able to lead a decent lifestyle with my current savings?
3. How much money should I withdraw from my investments so that I have enough money left in my account?
4. How to handle my 401k rollover and IRA?
A retirement planner can help you walk through this journey of planning your finances. A retirement financial planner can answer all your doubts and build financial strategies.
Among the top retirement financial planners in Rhode Island, we have a list of vetted experienced & certified professionals to help you find the best retirement planners for your requirements near you.
Finding the Best Retirement Planners in Rhode Island
Last Updated - April 24, 2025Rhode Island has 2 Retirementplanning.net vetted Retirement Planners and Advisors on the online list below for you to choose from and 52 non-vetted advisors in your local area. These retirement advisors in Rhode Island have an average of 20 years of experience.
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List of Qualified Retirement Planning Advisors in Rhode Island
VERIFIEDBSA Wealth Advisors
LUTCF®
Qualifications
CRD# 4712368
Firm CRD# 11869
Series 7, 66
Minimum Assets Required
Not Specified
Advisory Services:
Financial Planning, Portfolio Management, Retirement Planning, 401K Rollovers, Wealth Management, Money Management, Financial Advice & Consulting, Financial Planning for Businesses, Investment Advice & Management, Estate Planning & Trusts, Insurance Products & Annuities
Compensation/Fee
Fee-Based
VERIFIEDQualifications
Firm CRD# 104510
Minimum Assets Required
Not Specified
Advisory Services:
Not Specified
Compensation/Fee
Fee-Only, Based on Assets
Since 1998
Since 1998A BETTER WAY TO FIND THE RIGHT FINANCIAL ADVISOR
Top 15 Retirement Planning firms in Rhode Island (Ranked by AUM)
| Rank | Firm Name | Assets Under Management | Total Clients | Total Advisors | Fee Structure |
|---|---|---|---|---|---|
| 1 | 900 Salem Street, Smithfield, RI, 02917 | $219,221,467,379 | 605 | 168 | A percentage of AUM, Performance Based, Other (ADMINISTRATION FEES. PERCENTAGE OF REVENUE FROM AFFILIATES) |
| 2 | 50 Kennedy Plaza, 18th Floor, Providence, RI, 02903 | $24,631,658,238 | 40 | 143 | A percentage of AUM, Performance Based |
| 3 | One Citizens Bank Way, Jcb135 Johnston, RI, 02043 | $9,188,004,183 | 53044 | 418 | A percentage of AUM |
| 4 | 50 Kennedy Plaza, 17th Floor Providence, RI, 02903-2393 | $7,825,588,486 | 19 | 70 | A percentage of AUM, Performance Based |
| 5 | 40 Westminster Street, Ste 400, Providence, RI, 02903 | $1,879,594,055 | 1833 | 21 | A percentage of AUM, Fixed fees |
| 6 | 225 Dyer Street, 2nd Floor Providence, RI, 02903 | $1,810,395,000 | 296 | 1 | A percentage of AUM |
| 7 | One West Exchange Center, One West Exchange Street 3rd Floor Providence, RI, 02903 | $1,518,844,317 | 4 | 11 | A percentage of AUM, Performance Based |
| 8 | 98 William Street, Newport, RI, 02840 | $1,431,004,487 | 1992 | 13 | A percentage of AUM |
| 9 | 9 Granite Street, Westerly, RI, 02891 | $1,055,252,906 | 2350 | 17 | A percentage of AUM, Hourly charges, Fixed fees |
| 10 | 747 Aquidneck Ave Ste 1, Middletown, RI, 02842 | $1,033,643,000 | 1077 | 19 | A percentage of AUM, Hourly charges, Fixed fees |
| 11 | 1300 Division Road, Suite 203 West Warwick, RI, 02893 | $858,037,632 | 601 | 17 | A percentage of AUM, Fixed fees |
| 12 | 269 C South Main Street, Providence, RI, 02903 | $815,843,360 | 25 | 20 | A percentage of AUM, Performance Based |
| 13 | 294 West Exchange Street, Providence, RI, 02903-1004 | $716,766,644 | 1948 | 12 | A percentage of AUM, Hourly charges |
| 14 | 105 Main Street, Wakefield, RI, 02879 | $707,642,527 | 774 | 3 | A percentage of AUM |
| 15 | 35 Dyer Street, Portsmouth, RI, 02871 | $654,788,239 | 2876 | 11 | A percentage of AUM, Hourly charges, Fixed fees |
Information on Top Retirement Planning firms in Rhode Island
QualificationsFirm CRD# 133196
Assets Under Management $219,221,467,379
No. Of Clients605
Clients Per Financial Advisor4
FIAM LLC is a financial advisory firm situated in Smithfield, Rhode Island. With a nearly $219B assets under management, the firm specializes in crafting personalized retirement planning solutions for 605 clients. The team consists of 168 skilled financial advisors, committed to delivering comprehensive retirement planning services tailored to your needs.
Fee Structure
- A percentage of AUM
- Performance Based
- Other (ADMINISTRATION FEES. PERCENTAGE OF REVENUE FROM AFFILIATES)
Financial Planning Services
- Portfolio management for individuals and/or small businesses
- Portfolio management for investment companies
- Portfolio management for pooled investment vehicles
- Portfolio management for businesses or institutional clients
- Pesnsion consulting services
- Selection for other advisors
- Other (RESEARCH SERVICES)
QualificationsFirm CRD# 155678
Assets Under Management $24,631,658,238
No. Of Clients40
Clients Per Financial Advisor0
PROVIDENCE EQUITY PARTNERS L.L.C. is a financial advisory firm situated in Providence, Rhode Island. With a nearly $25B assets under management, the firm specializes in crafting personalized retirement planning solutions for 40 clients. The team consists of 143 skilled financial advisors, committed to delivering comprehensive retirement planning services tailored to your needs.
Fee Structure
- A percentage of AUM
- Performance Based
Financial Planning Services
- Portfolio management for pooled investment vehicles
QualificationsFirm CRD# 39550
Assets Under Management $9,188,004,183
No. Of Clients53044
Clients Per Financial Advisor127
CITIZENS SECURITIES, INC. is a financial advisory firm situated in Johnston, Rhode Island. With a nearly $9B assets under management, the firm specializes in crafting personalized retirement planning solutions for 53044 clients. The team consists of 418 skilled financial advisors, committed to delivering comprehensive retirement planning services tailored to your needs.
Fee Structure
- A percentage of AUM
Financial Planning Services
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Selection for other advisors
- Other (PARTICIPATE IN WRAP FEE PROGRAM)
QualificationsFirm CRD# 159822
Assets Under Management $7,825,588,486
No. Of Clients19
Clients Per Financial Advisor0
NAUTIC PARTNERS, LLC is a financial advisory firm situated in Providence, Rhode Island. With a nearly $8B assets under management, the firm specializes in crafting personalized retirement planning solutions for 19 clients. The team consists of 70 skilled financial advisors, committed to delivering comprehensive retirement planning services tailored to your needs.
Fee Structure
- A percentage of AUM
- Performance Based
Financial Planning Services
- Portfolio management for pooled investment vehicles
QualificationsFirm CRD# 106295
Assets Under Management $1,879,594,055
No. Of Clients1833
Clients Per Financial Advisor87
PARSONS CAPITAL MANAGEMENT INC is a financial advisory firm situated in Providence, Rhode Island. With a nearly $2B assets under management, the firm specializes in crafting personalized retirement planning solutions for 1833 clients. The team consists of 21 skilled financial advisors, committed to delivering comprehensive retirement planning services tailored to your needs.
Fee Structure
- A percentage of AUM
- Fixed fees
Financial Planning Services
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses or institutional clients
QualificationsFirm CRD# 155470
Assets Under Management $1,810,395,000
No. Of Clients296
Clients Per Financial Advisor296
UNISON is a financial advisory firm situated in Providence, Rhode Island. With a nearly $2B assets under management, the firm specializes in crafting personalized retirement planning solutions for 296 clients. The team consists of 1 skilled financial advisors, committed to delivering comprehensive retirement planning services tailored to your needs.
Fee Structure
- A percentage of AUM
Financial Planning Services
- Portfolio management for individuals and/or small businesses
QualificationsFirm CRD# 327157
Assets Under Management $1,518,844,317
No. Of Clients4
Clients Per Financial Advisor0
GLOBAL STRATEGIC RISK MANAGEMENT, LLC is a financial advisory firm situated in Providence, Rhode Island. With a nearly $2B assets under management, the firm specializes in crafting personalized retirement planning solutions for 4 clients. The team consists of 11 skilled financial advisors, committed to delivering comprehensive retirement planning services tailored to your needs.
Fee Structure
- A percentage of AUM
- Performance Based
Financial Planning Services
- Portfolio management for pooled investment vehicles
QualificationsFirm CRD# 105866
Assets Under Management $1,431,004,487
No. Of Clients1992
Clients Per Financial Advisor153
YOUNG RICHARD C & CO LTD is a financial advisory firm situated in Newport, Rhode Island. With a nearly $1B assets under management, the firm specializes in crafting personalized retirement planning solutions for 1992 clients. The team consists of 13 skilled financial advisors, committed to delivering comprehensive retirement planning services tailored to your needs.
Fee Structure
- A percentage of AUM
Financial Planning Services
- Financial planning services
- Portfolio management for individuals and/or small businesses
QualificationsFirm CRD# 108868
Assets Under Management $1,055,252,906
No. Of Clients2350
Clients Per Financial Advisor138
PROFESSIONAL PLANNING GROUP is a financial advisory firm situated in Westerly, Rhode Island. With a nearly $1B assets under management, the firm specializes in crafting personalized retirement planning solutions for 2350 clients. The team consists of 17 skilled financial advisors, committed to delivering comprehensive retirement planning services tailored to your needs.
Fee Structure
- A percentage of AUM
- Hourly charges
- Fixed fees
Financial Planning Services
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Selection for other advisors
- Education seminars/workshops
QualificationsFirm CRD# 109115
Assets Under Management $1,033,643,000
No. Of Clients1077
Clients Per Financial Advisor57
CORRIGAN FINANCIAL INC is a financial advisory firm situated in Middletown, Rhode Island. With a nearly $1B assets under management, the firm specializes in crafting personalized retirement planning solutions for 1077 clients. The team consists of 19 skilled financial advisors, committed to delivering comprehensive retirement planning services tailored to your needs.
Fee Structure
- A percentage of AUM
- Hourly charges
- Fixed fees
Financial Planning Services
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses or institutional clients
- Pesnsion consulting services
- Selection for other advisors
- Other (TAX PLANNING AND PREPARATION)
QualificationsFirm CRD# 157959
Assets Under Management $858,037,632
No. Of Clients601
Clients Per Financial Advisor35
CAPITAL WEALTH MANAGEMENT, LLC is a financial advisory firm situated in West Warwick, Rhode Island. With a nearly $858M assets under management, the firm specializes in crafting personalized retirement planning solutions for 601 clients. The team consists of 17 skilled financial advisors, committed to delivering comprehensive retirement planning services tailored to your needs.
Fee Structure
- A percentage of AUM
- Fixed fees
Financial Planning Services
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses or institutional clients
- Selection for other advisors
QualificationsFirm CRD# 304179
Assets Under Management $815,843,360
No. Of Clients25
Clients Per Financial Advisor1
UPPER90 is a financial advisory firm situated in Providence, Rhode Island. With a nearly $816M assets under management, the firm specializes in crafting personalized retirement planning solutions for 25 clients. The team consists of 20 skilled financial advisors, committed to delivering comprehensive retirement planning services tailored to your needs.
Fee Structure
- A percentage of AUM
- Performance Based
Financial Planning Services
- Portfolio management for pooled investment vehicles
QualificationsFirm CRD# 124636
Assets Under Management $716,766,644
No. Of Clients1948
Clients Per Financial Advisor162
STRATEGICPOINT INVESTMENT ADVISORS LLC is a financial advisory firm situated in Providence, Rhode Island. With a nearly $717M assets under management, the firm specializes in crafting personalized retirement planning solutions for 1948 clients. The team consists of 12 skilled financial advisors, committed to delivering comprehensive retirement planning services tailored to your needs.
Fee Structure
- A percentage of AUM
- Hourly charges
Financial Planning Services
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Pesnsion consulting services
- Selection for other advisors
- Other (INSURANCE SOLUTIONS, CASH MANAGEMENT SOLUTIONS)
QualificationsFirm CRD# 296271
Assets Under Management $707,642,527
No. Of Clients774
Clients Per Financial Advisor258
MCGUIRE WEALTH MANAGEMENT is a financial advisory firm situated in Wakefield, Rhode Island. With a nearly $708M assets under management, the firm specializes in crafting personalized retirement planning solutions for 774 clients. The team consists of 3 skilled financial advisors, committed to delivering comprehensive retirement planning services tailored to your needs.
Fee Structure
- A percentage of AUM
Financial Planning Services
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses or institutional clients
- Pesnsion consulting services
QualificationsFirm CRD# 296475
Assets Under Management $654,788,239
No. Of Clients2876
Clients Per Financial Advisor261
WEALTHCARE INVESTMENT PARTNERS LLC is a financial advisory firm situated in Portsmouth, Rhode Island. With a nearly $655M assets under management, the firm specializes in crafting personalized retirement planning solutions for 2876 clients. The team consists of 11 skilled financial advisors, committed to delivering comprehensive retirement planning services tailored to your needs.
Fee Structure
- A percentage of AUM
- Hourly charges
- Fixed fees
Financial Planning Services
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Pesnsion consulting services
Retirement Planners Near You
Seeking Retirement Planners in a nearby city? Here are some additional lists of top Retirement Planners in the area:
- Retirement Planners in East Greenwich, Rhode Island
- Retirement Planners in North Kingstown, Rhode Island
- Retirement Planners in Warwick, Rhode Island
Looking for more choices? Use our free match service to compare retirement planners serving your area.