Personalized advice for Portfolio
Size of 100K and above
FINRA/SEC Registered Advisors
While moving closer to retirement, the focus shifts to savings. However, without solid retirement planning, the transition into life after paid work ends can be confusing and seem uncertain. At this crossroad, you would find yourself battling a few 'life' questions such as:
1. Is it the right time to retire?
2. Will I be able to lead a decent lifestyle with my current savings?
3. How much money should I withdraw from my investments so that I have enough money left in my account?
4. How to handle my 401k rollover and IRA?
A retirement planner can help you walk through this journey of planning your finances. A retirement financial planner can answer all your doubts and build financial strategies.
Among the top retirement financial planners in Rhode Island, we have a list of vetted experienced & certified professionals to help you find the best retirement planners for your requirements near you.
Rhode Island has 2 Retirementplanning.net vetted Retirement Planners and Advisors on the online list below for you to choose from and 51 non-vetted advisors in your local area. These retirement advisors in Rhode Island have an average of 20 years of experience.
BSA Wealth Advisors
LUTCF®
Qualifications
CRD# 4712368
Firm CRD# 11869
Series 7, 66
Minimum Assets Required
Not Specified
Financial Planning, Portfolio Management, Retirement Planning, 401K Rollovers, Wealth Management, Money Management, Financial Advice & Consulting, Financial Planning for Businesses, Investment Advice & Management, Estate Planning & Trusts, Insurance Products & Annuities
Fee-Based
Qualifications
Firm CRD# 104510
Minimum Assets Required
Not Specified
Not Specified
Fee-Only, Based on Assets
Rank | Firm Name | Assets Under Management | Total Clients | Total Advisors | Fee Structure |
---|---|---|---|---|---|
1 | 900 Salem Street, Smithfield, RI, 2917 | $152,386,258,592 | 620 | 199 | A Percentage of AUM, Fixed Fees, Performance Based, Other (ADMINISTRATION FEES. PERCENTAGE OF REVENUE FROM AFFILIATES) |
2 | 50 Kennedy Plaza, 18th Floor, Providence, RI, 2903 | $23,513,292,817 | 37 | 165 | A Percentage of AUM, Performance Based |
3 | 50 Kennedy Plaza, 17th Floor Providence, RI, 02903-2393 | $8,599,323,060 | 23 | 65 | A Percentage of AUM, Performance Based |
4 | One Citizens Bank Way, Jcb135 Johnston, RI, 2043 | $6,960,227,088 | 47802 | 613 | A Percentage of AUM |
5 | 40 Westminster Street, Ste 400, Providence, RI, 2903 | $1,683,043,951 | 1734 | 19 | A Percentage of AUM, Fixed Fees |
6 | 98 William Street, Newport, RI, 2840 | $1,364,907,841 | 1926 | 14 | A Percentage of AUM |
7 | 269 C South Main Street, Providence, RI, 2903 | $1,047,502,434 | 31 | 20 | A Percentage of AUM, Performance Based |
8 | 790 North Main Street, Providence, RI, 2904 | $1,013,287,743 | 684 | 5 | A Percentage of AUM, Hourly charges, Fixed Fees |
9 | 9 Granite Street, Westerly, RI, 2891 | $937,180,405 | 2378 | 18 | A Percentage of AUM, Hourly charges, Fixed Fees |
10 | 747 Aquidneck Ave Ste 1, Middletown, RI, 2842 | $931,917,000 | 1089 | 17 | A Percentage of AUM, Hourly charges, Fixed Fees |
11 | 1300 Division Road, Suite 203 West Warwick, RI, 2893 | $772,494,203 | 551 | 17 | A Percentage of AUM, Fixed Fees |
12 | 294 West Exchange Street, Providence, RI, 02903-1004 | $637,570,364 | 1925 | 13 | A Percentage of AUM, Hourly charges |
13 | One Turks Head Place, Suite 1400 Providence, RI, 02903-2205 | $601,949,402 | 305 | 8 | A Percentage of AUM, Fixed Fees, Other (CONSULTING FEES) |
14 | 105 Main Street, Wakefield, RI, 2879 | $558,229,079 | 743 | 3 | A Percentage of AUM |
15 | One West Exchange Street, Suite 3202 Providence, RI, 2903 | $551,257,198 | 211 | 6 | A Percentage of AUM, Fixed Fees |
QualificationsFirm CRD# 133196
Assets Under Management $152,386,258,592
No. Of Clients620
Clients Per Financial Advisor3
FIAM LLC is a financial advisory firm situated in Smithfield, Rhode Island. With a nearly $152B assets under management, the firm specializes in crafting personalized retirement planning solutions for 620 clients. The team consists of 199 skilled financial advisors, committed to delivering comprehensive retirement planning services tailored to your needs.
QualificationsFirm CRD# 155678
Assets Under Management $23,513,292,817
No. Of Clients37
Clients Per Financial Advisor0
PROVIDENCE EQUITY PARTNERS L.L.C. is a financial advisory firm situated in Providence, Rhode Island. With a nearly $24B assets under management, the firm specializes in crafting personalized retirement planning solutions for 37 clients. The team consists of 165 skilled financial advisors, committed to delivering comprehensive retirement planning services tailored to your needs.
QualificationsFirm CRD# 159822
Assets Under Management $8,599,323,060
No. Of Clients23
Clients Per Financial Advisor0
NAUTIC PARTNERS, LLC is a financial advisory firm situated in Providence, Rhode Island. With a nearly $9B assets under management, the firm specializes in crafting personalized retirement planning solutions for 23 clients. The team consists of 65 skilled financial advisors, committed to delivering comprehensive retirement planning services tailored to your needs.
QualificationsFirm CRD# 39550
Assets Under Management $6,960,227,088
No. Of Clients47802
Clients Per Financial Advisor78
CITIZENS SECURITIES, INC. is a financial advisory firm situated in Johnston, Rhode Island. With a nearly $7B assets under management, the firm specializes in crafting personalized retirement planning solutions for 47802 clients. The team consists of 613 skilled financial advisors, committed to delivering comprehensive retirement planning services tailored to your needs.
QualificationsFirm CRD# 106295
Assets Under Management $1,683,043,951
No. Of Clients1734
Clients Per Financial Advisor91
PARSONS CAPITAL MANAGEMENT INC is a financial advisory firm situated in Providence, Rhode Island. With a nearly $2B assets under management, the firm specializes in crafting personalized retirement planning solutions for 1734 clients. The team consists of 19 skilled financial advisors, committed to delivering comprehensive retirement planning services tailored to your needs.
QualificationsFirm CRD# 105866
Assets Under Management $1,364,907,841
No. Of Clients1926
Clients Per Financial Advisor138
YOUNG RICHARD C & CO LTD is a financial advisory firm situated in Newport, Rhode Island. With a nearly $1B assets under management, the firm specializes in crafting personalized retirement planning solutions for 1926 clients. The team consists of 14 skilled financial advisors, committed to delivering comprehensive retirement planning services tailored to your needs.
QualificationsFirm CRD# 304179
Assets Under Management $1,047,502,434
No. Of Clients31
Clients Per Financial Advisor2
UPPER90 is a financial advisory firm situated in Providence, Rhode Island. With a nearly $1B assets under management, the firm specializes in crafting personalized retirement planning solutions for 31 clients. The team consists of 20 skilled financial advisors, committed to delivering comprehensive retirement planning services tailored to your needs.
QualificationsFirm CRD# 142531
Assets Under Management $1,013,287,743
No. Of Clients684
Clients Per Financial Advisor137
NEW ENGLAND INVESTMENT CONSULTANTS, LTD. is a financial advisory firm situated in Providence, Rhode Island. With a nearly $1B assets under management, the firm specializes in crafting personalized retirement planning solutions for 684 clients. The team consists of 5 skilled financial advisors, committed to delivering comprehensive retirement planning services tailored to your needs.
QualificationsFirm CRD# 108868
Assets Under Management $937,180,405
No. Of Clients2378
Clients Per Financial Advisor132
PROFESSIONAL PLANNING GROUP is a financial advisory firm situated in Westerly, Rhode Island. With a nearly $937M assets under management, the firm specializes in crafting personalized retirement planning solutions for 2378 clients. The team consists of 18 skilled financial advisors, committed to delivering comprehensive retirement planning services tailored to your needs.
QualificationsFirm CRD# 109115
Assets Under Management $931,917,000
No. Of Clients1089
Clients Per Financial Advisor64
CORRIGAN FINANCIAL INC is a financial advisory firm situated in Middletown, Rhode Island. With a nearly $932M assets under management, the firm specializes in crafting personalized retirement planning solutions for 1089 clients. The team consists of 17 skilled financial advisors, committed to delivering comprehensive retirement planning services tailored to your needs.
QualificationsFirm CRD# 157959
Assets Under Management $772,494,203
No. Of Clients551
Clients Per Financial Advisor32
CAPITAL WEALTH MANAGEMENT, LLC is a financial advisory firm situated in West Warwick, Rhode Island. With a nearly $772M assets under management, the firm specializes in crafting personalized retirement planning solutions for 551 clients. The team consists of 17 skilled financial advisors, committed to delivering comprehensive retirement planning services tailored to your needs.
QualificationsFirm CRD# 124636
Assets Under Management $637,570,364
No. Of Clients1925
Clients Per Financial Advisor148
STRATEGICPOINT INVESTMENT ADVISORS LLC is a financial advisory firm situated in Providence, Rhode Island. With a nearly $638M assets under management, the firm specializes in crafting personalized retirement planning solutions for 1925 clients. The team consists of 13 skilled financial advisors, committed to delivering comprehensive retirement planning services tailored to your needs.
QualificationsFirm CRD# 140781
Assets Under Management $601,949,402
No. Of Clients305
Clients Per Financial Advisor38
WHALEROCK POINT PARTNERS, LLC is a financial advisory firm situated in Providence, Rhode Island. With a nearly $602M assets under management, the firm specializes in crafting personalized retirement planning solutions for 305 clients. The team consists of 8 skilled financial advisors, committed to delivering comprehensive retirement planning services tailored to your needs.
QualificationsFirm CRD# 296271
Assets Under Management $558,229,079
No. Of Clients743
Clients Per Financial Advisor248
MCGUIRE WEALTH MANAGEMENT is a financial advisory firm situated in Wakefield, Rhode Island. With a nearly $558M assets under management, the firm specializes in crafting personalized retirement planning solutions for 743 clients. The team consists of 3 skilled financial advisors, committed to delivering comprehensive retirement planning services tailored to your needs.
QualificationsFirm CRD# 297527
Assets Under Management $551,257,198
No. Of Clients211
Clients Per Financial Advisor35
CANTON HATHAWAY LLC is a financial advisory firm situated in Providence, Rhode Island. With a nearly $551M assets under management, the firm specializes in crafting personalized retirement planning solutions for 211 clients. The team consists of 6 skilled financial advisors, committed to delivering comprehensive retirement planning services tailored to your needs.
Seeking Retirement Planners in a nearby city? Here are some additional lists of top Retirement Planners in the area:
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