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Find Retirement Advisors for Retirement Planning in Providence, Rhode Island

With so many financial products and solutions available in the market, it is a daunting task to choose the best one for you. We have over 20 years of experience in finding you the best financial planner as per your requirements in the field of retirement planning. Our vetted certified retirement financial planners can help you plan for your dream retirement.

All our retirement planners go through rigorous industry experience, disclosures, and registrations check. Our qualified retirement planners are specialized in investment management, insurance advisory, 401k rollovers, and estate planning. Their work experience ranges from being part of small independent firms to Fortune 500 companies.

Finding the Best Retirement Planners in Providence, Rhode Island

Last Updated - May 13, 2024

Providence has 10 Retirementplanning.net vetted Retirement Planners and Advisors on the online list below for you to choose from and 19 non-vetted advisors in your local area. These retirement advisors in Providence, Rhode Island have an average of 28 years of experience.

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List of Qualified Retirement Planning Advisors in Providence, Rhode Island

advisor-photo

Qualifications
CRD# 7556128
Firm CRD# 172011

Minimum Assets Required
$50,000

Advisory Services:

Not Specified.

Compensation/Fee

Not Specified

advisor-photo
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Ronald Newton
CFP®
Edelman Financial Engines, LLC

Qualifications
CRD# 1276178
Firm CRD# 104510
Series 66

Minimum Assets Required
Not Specified

Advisory Services:

Not Specified.

Compensation/Fee

Fee-Based

advisor-photo
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Jordan Cohne
RICP®
Prudential

Qualifications
CRD# 4763296
Firm CRD# 5685
Series 7, 66

Minimum Assets Required
Not Specified

Advisory Services:

Not Specified.

Compensation/Fee

Not Specified

advisor-photo
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John Finn
Chartered Financial Consultant (ChFC®), CLU®, ChFC®
Finn and Meehan Wealth Management

Qualifications
CRD# 1505858
Firm CRD# 6413
Series 6, 7, 22, 24, 63, 65

Minimum Assets Required
$250,000

Advisory Services:

Financial Planning, Portfolio Management, Retirement Planning, 401K Rollovers, Wealth Management, Financial Advice & Consulting, Financial Planning for Individuals, Investment Advice & Management, Estate Planning & Trusts, Insurance Products & Annuities.

Compensation/Fee

Fee-Based, Hourly, Flat Fee, Based on Assets

advisor-photo
vector.svg VERIFIED

Jonathan Straus
CSNA (Certified Special Needs Advisor)
Commons Capital

Qualifications
CRD# 2839717
Firm CRD# 165738
Series 7, 24, 63, 65, 66

Minimum Assets Required
$25,000,000

Advisory Services:

Financial Planning, Portfolio Management, Retirement Planning, 401K Rollovers, Wealth Management, Money Management, Risk Management, Education Funding and Planning, Financial Advice & Consulting, Financial Planning for Individuals, Financial Planning for Businesses, Investment Advice & Management, Insurance Products & Annuities.

Compensation/Fee

Fee-Based, Based on Assets

advisor-photo
vector.svg VERIFIED

Savant Wealth Management
Savant Wealth Management

Qualifications
Firm CRD# 107271

Minimum Assets Required
Not Specified

Advisory Services:

Financial Planning, Portfolio Management, Retirement Planning, 401K Rollovers, Wealth Management, Money Management, Education Funding and Planning, Financial Advice & Consulting, Financial Planning for Individuals, Financial Planning for Businesses, Investment Advice & Management, Legal Advice and Services, Estate Planning & Trusts.

Compensation/Fee

Fee-Only, Based on Assets

advisor-photo

Qualifications
Firm CRD# 104510

Minimum Assets Required
Not Specified

Advisory Services:

Not Specified.

Compensation/Fee

Fee-Based

advisor-photo
vector.svg VERIFIED

Michael MacLean
CFP®
Mercantile Private Wealth Management

Qualifications
CRD# 5457640
Firm CRD# 5457640
Series 7, 66

Minimum Assets Required
Not Specified

Advisory Services:

Financial Planning, Portfolio Management, Retirement Planning, 401K Rollovers, Wealth Management, Money Management, Risk Management, Education Funding and Planning, Financial Planning for Individuals, Investment Advice & Management, Estate Planning & Trusts.

Compensation/Fee

Fee-Based, Commissions, Based on Assets

advisor-photo
vector.svg VERIFIED

Allworth Financial
Allworth Financial

Qualifications
Firm CRD# 111167

Minimum Assets Required
Not Specified

Advisory Services:

Retirement Planning, Tax Advice and Services, Estate Planning & Trusts.

Compensation/Fee

Fee-Based

Top 15 Retirement Planning firms in Providence, Rhode Island (Ranked by AUM)

Rank Firm NameAssets Under ManagementTotal ClientsTotal AdvisorsFee Structure
1
PROVIDENCE EQUITY PARTNERS L.L.C.
50 Kennedy Plaza, 18th Floor,
Providence, RI, 2903
$23,513,292,81737165
A Percentage of AUM, Performance Based
2
NAUTIC PARTNERS, LLC
50 Kennedy Plaza, 17th Floor
Providence, RI, 02903-2393
$8,599,323,0602365
A Percentage of AUM, Performance Based
3
PARSONS CAPITAL MANAGEMENT INC
40 Westminster Street, Ste 400,
Providence, RI, 2903
$1,683,043,951173419
A Percentage of AUM, Fixed Fees
4
UPPER90
269 C South Main Street,
Providence, RI, 2903
$1,047,502,4343120
A Percentage of AUM, Performance Based
5
NEW ENGLAND INVESTMENT CONSULTANTS, LTD.
790 North Main Street,
Providence, RI, 2904
$1,013,287,7436845
A Percentage of AUM, Hourly charges, Fixed Fees
6
STRATEGICPOINT INVESTMENT ADVISORS LLC
294 West Exchange Street,
Providence, RI, 02903-1004
$637,570,364192513
A Percentage of AUM, Hourly charges
7
WHALEROCK POINT PARTNERS, LLC
One Turks Head Place, Suite 1400
Providence, RI, 02903-2205
$601,949,4023058
A Percentage of AUM, Fixed Fees, Other (CONSULTING FEES)
8
CANTON HATHAWAY LLC
One West Exchange Street, Suite 3202
Providence, RI, 2903
$551,257,1982116
A Percentage of AUM, Fixed Fees
9
NEWMAN DIGNAN & SHEERAR, INC
56 Exchange Terrace, Suite 200
Providence, RI, 2903
$537,800,25610878
A Percentage of AUM, Hourly charges, Fixed Fees, Other (RETIREMENT PLAN CONSULTING -PERCENTAGE OF PLAN ASSETS)
10
SK WEALTH MANAGEMENT, LLC
50 Holden St,
Providence, RI, 02908-5757
$377,172,58610776
A Percentage of AUM, Hourly charges, Fixed Fees
11
BARRETT & COMPANY
42 Weybosset Street,
Providence, RI, 02903-2855
$309,379,20893312
A Percentage of AUM
12
WEYBOSSET RESEARCH & MANAGEMENT, LLC
50 South Main Street, Suite 205
Providence, RI, 2903
$282,853,6393344
A Percentage of AUM, Fixed Fees, Performance Based
13
SIGNET INVESTMENT ADVISORY GROUP, INC.
101 Dyer Street, Suite 3c,
Providence, RI, 2903
$277,636,2467029
A Percentage of AUM
14
KLR INVESTMENT ADVISORS, LLC
951 North Main Street,
Providence, RI, 2904
$252,740,2784397
A Percentage of AUM, Hourly charges, Fixed Fees, Other (REFERRAL FEES)
15
BROWN, LISLE/CUMMINGS, INC
One Turks Head Place, Suite 800
Providence, RI, 2903
$238,757,77430712
A Percentage of AUM, Fixed Fees

Information on Top Retirement Planning firms in Providence, Rhode Island

QualificationsFirm CRD# 155678

Assets Under Management $23,513,292,817

No. Of Clients37

Clients Per Financial Advisor0

PROVIDENCE EQUITY PARTNERS L.L.C. is a financial advisory firm situated in Providence, Rhode Island. With a nearly $24B assets under management, the firm specializes in crafting personalized retirement planning solutions for 37 clients. The team consists of 165 skilled financial advisors, committed to delivering comprehensive retirement planning services tailored to your needs.

Fee Structure

  • A Percentage of AUM
  • Performance Based

Financial Planning Services

  • Portfolio Management for pooled Investment
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QualificationsFirm CRD# 159822

Assets Under Management $8,599,323,060

No. Of Clients23

Clients Per Financial Advisor0

NAUTIC PARTNERS, LLC is a financial advisory firm situated in Providence, Rhode Island. With a nearly $9B assets under management, the firm specializes in crafting personalized retirement planning solutions for 23 clients. The team consists of 65 skilled financial advisors, committed to delivering comprehensive retirement planning services tailored to your needs.

Fee Structure

  • A Percentage of AUM
  • Performance Based

Financial Planning Services

  • Portfolio Management for pooled Investment
View Full Profile

QualificationsFirm CRD# 106295

Assets Under Management $1,683,043,951

No. Of Clients1734

Clients Per Financial Advisor91

PARSONS CAPITAL MANAGEMENT INC is a financial advisory firm situated in Providence, Rhode Island. With a nearly $2B assets under management, the firm specializes in crafting personalized retirement planning solutions for 1734 clients. The team consists of 19 skilled financial advisors, committed to delivering comprehensive retirement planning services tailored to your needs.

Fee Structure

  • A Percentage of AUM
  • Fixed Fees

Financial Planning Services

  • Financial Planning
  • Portfolio Management for Individuals
  • Portfolio Management for Business
View Full Profile

QualificationsFirm CRD# 304179

Assets Under Management $1,047,502,434

No. Of Clients31

Clients Per Financial Advisor2

UPPER90 is a financial advisory firm situated in Providence, Rhode Island. With a nearly $1B assets under management, the firm specializes in crafting personalized retirement planning solutions for 31 clients. The team consists of 20 skilled financial advisors, committed to delivering comprehensive retirement planning services tailored to your needs.

Fee Structure

  • A Percentage of AUM
  • Performance Based

Financial Planning Services

  • Portfolio Management for pooled Investment
View Full Profile

QualificationsFirm CRD# 142531

Assets Under Management $1,013,287,743

No. Of Clients684

Clients Per Financial Advisor137

NEW ENGLAND INVESTMENT CONSULTANTS, LTD. is a financial advisory firm situated in Providence, Rhode Island. With a nearly $1B assets under management, the firm specializes in crafting personalized retirement planning solutions for 684 clients. The team consists of 5 skilled financial advisors, committed to delivering comprehensive retirement planning services tailored to your needs.

Fee Structure

  • A Percentage of AUM
  • Hourly charges
  • Fixed Fees

Financial Planning Services

  • Financial Planning
  • Portfolio Management for Individuals
  • Portfolio Management for Business
  • Pension Consulting Services
View Full Profile

QualificationsFirm CRD# 124636

Assets Under Management $637,570,364

No. Of Clients1925

Clients Per Financial Advisor148

STRATEGICPOINT INVESTMENT ADVISORS LLC is a financial advisory firm situated in Providence, Rhode Island. With a nearly $638M assets under management, the firm specializes in crafting personalized retirement planning solutions for 1925 clients. The team consists of 13 skilled financial advisors, committed to delivering comprehensive retirement planning services tailored to your needs.

Fee Structure

  • A Percentage of AUM
  • Hourly charges

Financial Planning Services

  • Financial Planning
  • Portfolio Management for Individuals
  • Pension Consulting Services
View Full Profile

QualificationsFirm CRD# 140781

Assets Under Management $601,949,402

No. Of Clients305

Clients Per Financial Advisor38

WHALEROCK POINT PARTNERS, LLC is a financial advisory firm situated in Providence, Rhode Island. With a nearly $602M assets under management, the firm specializes in crafting personalized retirement planning solutions for 305 clients. The team consists of 8 skilled financial advisors, committed to delivering comprehensive retirement planning services tailored to your needs.

Fee Structure

  • A Percentage of AUM
  • Fixed Fees
  • Other (CONSULTING FEES)

Financial Planning Services

  • Portfolio Management for Individuals
  • Portfolio Management for Business
  • Pension Consulting Services
  • Selection of Other Advisors
View Full Profile

QualificationsFirm CRD# 297527

Assets Under Management $551,257,198

No. Of Clients211

Clients Per Financial Advisor35

CANTON HATHAWAY LLC is a financial advisory firm situated in Providence, Rhode Island. With a nearly $551M assets under management, the firm specializes in crafting personalized retirement planning solutions for 211 clients. The team consists of 6 skilled financial advisors, committed to delivering comprehensive retirement planning services tailored to your needs.

Fee Structure

  • A Percentage of AUM
  • Fixed Fees

Financial Planning Services

  • Portfolio Management for Individuals
  • Portfolio Management for Business
  • Pension Consulting Services
  • Selection of Other Advisors
View Full Profile

QualificationsFirm CRD# 107565

Assets Under Management $537,800,256

No. Of Clients1087

Clients Per Financial Advisor136

NEWMAN DIGNAN & SHEERAR, INC is a financial advisory firm situated in Providence, Rhode Island. With a nearly $538M assets under management, the firm specializes in crafting personalized retirement planning solutions for 1087 clients. The team consists of 8 skilled financial advisors, committed to delivering comprehensive retirement planning services tailored to your needs.

Fee Structure

  • A Percentage of AUM
  • Hourly charges
  • Fixed Fees
  • Other (RETIREMENT PLAN CONSULTING -PERCENTAGE OF PLAN ASSETS)

Financial Planning Services

  • Financial Planning
  • Portfolio Management for Individuals
  • Portfolio Management for Business
  • Pension Consulting Services
View Full Profile

QualificationsFirm CRD# 109114

Assets Under Management $377,172,586

No. Of Clients1077

Clients Per Financial Advisor180

SK WEALTH MANAGEMENT, LLC is a financial advisory firm situated in Providence, Rhode Island. With a nearly $377M assets under management, the firm specializes in crafting personalized retirement planning solutions for 1077 clients. The team consists of 6 skilled financial advisors, committed to delivering comprehensive retirement planning services tailored to your needs.

Fee Structure

  • A Percentage of AUM
  • Hourly charges
  • Fixed Fees

Financial Planning Services

  • Financial Planning
  • Portfolio Management for Individuals
  • Pension Consulting Services
View Full Profile

QualificationsFirm CRD# 1175

Assets Under Management $309,379,208

No. Of Clients933

Clients Per Financial Advisor78

BARRETT & COMPANY is a financial advisory firm situated in Providence, Rhode Island. With a nearly $309M assets under management, the firm specializes in crafting personalized retirement planning solutions for 933 clients. The team consists of 12 skilled financial advisors, committed to delivering comprehensive retirement planning services tailored to your needs.

Fee Structure

  • A Percentage of AUM

Financial Planning Services

  • Financial Planning
  • Portfolio Management for Individuals
  • Pension Consulting Services
View Full Profile

QualificationsFirm CRD# 108047

Assets Under Management $282,853,639

No. Of Clients334

Clients Per Financial Advisor84

WEYBOSSET RESEARCH & MANAGEMENT, LLC is a financial advisory firm situated in Providence, Rhode Island. With a nearly $283M assets under management, the firm specializes in crafting personalized retirement planning solutions for 334 clients. The team consists of 4 skilled financial advisors, committed to delivering comprehensive retirement planning services tailored to your needs.

Fee Structure

  • A Percentage of AUM
  • Fixed Fees
  • Performance Based

Financial Planning Services

  • Portfolio Management for Individuals
View Full Profile

QualificationsFirm CRD# 123910

Assets Under Management $277,636,246

No. Of Clients702

Clients Per Financial Advisor78

SIGNET INVESTMENT ADVISORY GROUP, INC. is a financial advisory firm situated in Providence, Rhode Island. With a nearly $278M assets under management, the firm specializes in crafting personalized retirement planning solutions for 702 clients. The team consists of 9 skilled financial advisors, committed to delivering comprehensive retirement planning services tailored to your needs.

Fee Structure

  • A Percentage of AUM

Financial Planning Services

  • Portfolio Management for Individuals
View Full Profile

QualificationsFirm CRD# 124716

Assets Under Management $252,740,278

No. Of Clients439

Clients Per Financial Advisor63

KLR INVESTMENT ADVISORS, LLC is a financial advisory firm situated in Providence, Rhode Island. With a nearly $253M assets under management, the firm specializes in crafting personalized retirement planning solutions for 439 clients. The team consists of 7 skilled financial advisors, committed to delivering comprehensive retirement planning services tailored to your needs.

Fee Structure

  • A Percentage of AUM
  • Hourly charges
  • Fixed Fees
  • Other (REFERRAL FEES)

Financial Planning Services

  • Portfolio Management for Individuals
  • Portfolio Management for Business
View Full Profile

QualificationsFirm CRD# 1331

Assets Under Management $238,757,774

No. Of Clients307

Clients Per Financial Advisor26

BROWN, LISLE/CUMMINGS, INC is a financial advisory firm situated in Providence, Rhode Island. With a nearly $239M assets under management, the firm specializes in crafting personalized retirement planning solutions for 307 clients. The team consists of 12 skilled financial advisors, committed to delivering comprehensive retirement planning services tailored to your needs.

Fee Structure

  • A Percentage of AUM
  • Fixed Fees

Financial Planning Services

  • Financial Planning
  • Portfolio Management for Individuals
  • Portfolio Management for Business
View Full Profile

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