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Find Retirement Advisors for Retirement Planning in Providence, Rhode Island
With so many financial products and solutions available in the market, it is a daunting task to choose the best one for you. We have over 20 years of experience in finding you the best financial planner as per your requirements in the field of retirement planning. Our vetted certified retirement financial planners can help you plan for your dream retirement.
All our retirement planners go through rigorous industry experience, disclosures, and registrations check. Our qualified retirement planners are specialized in investment management, insurance advisory, 401k rollovers, and estate planning. Their work experience ranges from being part of small independent firms to Fortune 500 companies.
Finding the Best Retirement Planners in Providence, Rhode Island
Last Updated - April 17, 2024Providence has 8 Retirementplanning.net vetted Retirement Planners and Advisors on the online list below for you to choose from and 19 non-vetted advisors in your local area. These retirement advisors in Providence, Rhode Island have an average of 28 years of experience.
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List of Qualified Retirement Planning Advisors in Providence, Rhode Island
VERIFIED Qualifications
CRD# 7556128
Firm CRD# 172011
Minimum Assets Required
$50,000
Advisory Services:
Not Specified.
Compensation/Fee
Not Specified
VERIFIEDRonald Newton
CFP®
Edelman Financial Engines, LLC
Qualifications
CRD# 1276178
Firm CRD# 104510
Series 66
Minimum Assets Required
Not Specified
Advisory Services:
Not Specified.
Compensation/Fee
Fee-Based
VERIFIEDJordan Cohne
RICP®
Prudential
Qualifications
CRD# 4763296
Firm CRD# 5685
Series 7, 66
Minimum Assets Required
Not Specified
Advisory Services:
Not Specified.
Compensation/Fee
Not Specified
VERIFIEDJohn Finn
Chartered Financial Consultant (ChFC®), CLU®, ChFC®
Finn and Meehan Wealth Management
Qualifications
CRD# 1505858
Firm CRD# 6413
Series 6, 7, 22, 24, 63, 65
Minimum Assets Required
$250,000
Advisory Services:
Financial Planning, Portfolio Management, Retirement Planning, 401K Rollovers, Wealth Management, Financial Advice & Consulting, Financial Planning for Individuals, Investment Advice & Management, Estate Planning & Trusts, Insurance Products & Annuities.
Compensation/Fee
Fee-Based, Hourly, Flat Fee, Based on Assets
VERIFIEDJonathan Straus
CSNA (Certified Special Needs Advisor)
Commons Capital
Qualifications
CRD# 2839717
Firm CRD# 165738
Series 7, 24, 63, 65, 66
Minimum Assets Required
$25,000,000
Advisory Services:
Financial Planning, Portfolio Management, Retirement Planning, 401K Rollovers, Wealth Management, Money Management, Risk Management, Education Funding and Planning, Financial Advice & Consulting, Financial Planning for Individuals, Financial Planning for Businesses, Investment Advice & Management, Insurance Products & Annuities.
Compensation/Fee
Fee-Based, Based on Assets
VERIFIEDSavant Wealth Management
Savant Wealth Management
Qualifications
Firm CRD# 107271
Minimum Assets Required
Not Specified
Advisory Services:
Financial Planning, Portfolio Management, Retirement Planning, 401K Rollovers, Wealth Management, Money Management, Education Funding and Planning, Financial Advice & Consulting, Financial Planning for Individuals, Financial Planning for Businesses, Investment Advice & Management, Legal Advice and Services, Estate Planning & Trusts.
Compensation/Fee
Fee-Only, Based on Assets
VERIFIEDMichael MacLean
CFP®
Mercantile Private Wealth Management
Qualifications
CRD# 5457640
Firm CRD# 5457640
Series 7, 66
Minimum Assets Required
Not Specified
Advisory Services:
Financial Planning, Portfolio Management, Retirement Planning, 401K Rollovers, Wealth Management, Money Management, Risk Management, Education Funding and Planning, Financial Planning for Individuals, Investment Advice & Management, Estate Planning & Trusts.
Compensation/Fee
Fee-Based, Commissions, Based on Assets
VERIFIEDAllworth Financial
Allworth Financial
Qualifications
Firm CRD# 111167
Minimum Assets Required
Not Specified
Advisory Services:
Retirement Planning, Tax Advice and Services, Estate Planning & Trusts.
Compensation/Fee
Fee-Based
Since 1998
Since 1998A BETTER WAY TO FIND THE RIGHT FINANCIAL ADVISOR
Top 15 Retirement Planning firms in Providence, Rhode Island (Ranked by AUM)
| Rank | Firm Name | Assets Under Management | Total Clients | Total Advisors | Fee Structure |
|---|---|---|---|---|---|
| 1 | PROVIDENCE EQUITY PARTNERS L.L.C. 50 Kennedy Plaza, 18th Floor, Providence, RI, 2903 | $23,513,292,817 | 37 | 165 | A Percentage of AUM, Performance Based |
| 2 | NAUTIC PARTNERS, LLC 50 Kennedy Plaza, 17th Floor Providence, RI, 02903-2393 | $8,599,323,060 | 23 | 65 | A Percentage of AUM, Performance Based |
| 3 | PARSONS CAPITAL MANAGEMENT INC 40 Westminster Street, Ste 400, Providence, RI, 2903 | $1,683,043,951 | 1734 | 19 | A Percentage of AUM, Fixed Fees |
| 4 | UPPER90 269 C South Main Street, Providence, RI, 2903 | $1,047,502,434 | 31 | 20 | A Percentage of AUM, Performance Based |
| 5 | NEW ENGLAND INVESTMENT CONSULTANTS, LTD. 790 North Main Street, Providence, RI, 2904 | $1,013,287,743 | 684 | 5 | A Percentage of AUM, Hourly charges, Fixed Fees |
| 6 | STRATEGICPOINT INVESTMENT ADVISORS LLC 294 West Exchange Street, Providence, RI, 02903-1004 | $637,570,364 | 1925 | 13 | A Percentage of AUM, Hourly charges |
| 7 | WHALEROCK POINT PARTNERS, LLC One Turks Head Place, Suite 1400 Providence, RI, 02903-2205 | $601,949,402 | 305 | 8 | A Percentage of AUM, Fixed Fees, Other (CONSULTING FEES) |
| 8 | CANTON HATHAWAY LLC One West Exchange Street, Suite 3202 Providence, RI, 2903 | $551,257,198 | 211 | 6 | A Percentage of AUM, Fixed Fees |
| 9 | NEWMAN DIGNAN & SHEERAR, INC 56 Exchange Terrace, Suite 200 Providence, RI, 2903 | $537,800,256 | 1087 | 8 | A Percentage of AUM, Hourly charges, Fixed Fees, Other (RETIREMENT PLAN CONSULTING -PERCENTAGE OF PLAN ASSETS) |
| 10 | SK WEALTH MANAGEMENT, LLC 50 Holden St, Providence, RI, 02908-5757 | $377,172,586 | 1077 | 6 | A Percentage of AUM, Hourly charges, Fixed Fees |
| 11 | BARRETT & COMPANY 42 Weybosset Street, Providence, RI, 02903-2855 | $309,379,208 | 933 | 12 | A Percentage of AUM |
| 12 | WEYBOSSET RESEARCH & MANAGEMENT, LLC 50 South Main Street, Suite 205 Providence, RI, 2903 | $282,853,639 | 334 | 4 | A Percentage of AUM, Fixed Fees, Performance Based |
| 13 | SIGNET INVESTMENT ADVISORY GROUP, INC. 101 Dyer Street, Suite 3c, Providence, RI, 2903 | $277,636,246 | 702 | 9 | A Percentage of AUM |
| 14 | KLR INVESTMENT ADVISORS, LLC 951 North Main Street, Providence, RI, 2904 | $252,740,278 | 439 | 7 | A Percentage of AUM, Hourly charges, Fixed Fees, Other (REFERRAL FEES) |
| 15 | BROWN, LISLE/CUMMINGS, INC One Turks Head Place, Suite 800 Providence, RI, 2903 | $238,757,774 | 307 | 12 | A Percentage of AUM, Fixed Fees |
Information on Top Retirement Planning firms in Providence, Rhode Island
QualificationsFirm CRD# 155678
Assets Under Management $23,513,292,817
No. Of Clients37
Clients Per Financial Advisor0
PROVIDENCE EQUITY PARTNERS L.L.C. is a financial advisory firm situated in Providence, Rhode Island. With a nearly $24B assets under management, the firm specializes in crafting personalized retirement planning solutions for 37 clients. The team consists of 165 skilled financial advisors, committed to delivering comprehensive retirement planning services tailored to your needs.
Fee Structure
- A Percentage of AUM
- Performance Based
Financial Planning Services
- Portfolio Management for pooled Investment
QualificationsFirm CRD# 159822
Assets Under Management $8,599,323,060
No. Of Clients23
Clients Per Financial Advisor0
NAUTIC PARTNERS, LLC is a financial advisory firm situated in Providence, Rhode Island. With a nearly $9B assets under management, the firm specializes in crafting personalized retirement planning solutions for 23 clients. The team consists of 65 skilled financial advisors, committed to delivering comprehensive retirement planning services tailored to your needs.
Fee Structure
- A Percentage of AUM
- Performance Based
Financial Planning Services
- Portfolio Management for pooled Investment
QualificationsFirm CRD# 106295
Assets Under Management $1,683,043,951
No. Of Clients1734
Clients Per Financial Advisor91
PARSONS CAPITAL MANAGEMENT INC is a financial advisory firm situated in Providence, Rhode Island. With a nearly $2B assets under management, the firm specializes in crafting personalized retirement planning solutions for 1734 clients. The team consists of 19 skilled financial advisors, committed to delivering comprehensive retirement planning services tailored to your needs.
Fee Structure
- A Percentage of AUM
- Fixed Fees
Financial Planning Services
- Financial Planning
- Portfolio Management for Individuals
- Portfolio Management for Business
QualificationsFirm CRD# 304179
Assets Under Management $1,047,502,434
No. Of Clients31
Clients Per Financial Advisor2
UPPER90 is a financial advisory firm situated in Providence, Rhode Island. With a nearly $1B assets under management, the firm specializes in crafting personalized retirement planning solutions for 31 clients. The team consists of 20 skilled financial advisors, committed to delivering comprehensive retirement planning services tailored to your needs.
Fee Structure
- A Percentage of AUM
- Performance Based
Financial Planning Services
- Portfolio Management for pooled Investment
QualificationsFirm CRD# 142531
Assets Under Management $1,013,287,743
No. Of Clients684
Clients Per Financial Advisor137
NEW ENGLAND INVESTMENT CONSULTANTS, LTD. is a financial advisory firm situated in Providence, Rhode Island. With a nearly $1B assets under management, the firm specializes in crafting personalized retirement planning solutions for 684 clients. The team consists of 5 skilled financial advisors, committed to delivering comprehensive retirement planning services tailored to your needs.
Fee Structure
- A Percentage of AUM
- Hourly charges
- Fixed Fees
Financial Planning Services
- Financial Planning
- Portfolio Management for Individuals
- Portfolio Management for Business
- Pension Consulting Services
QualificationsFirm CRD# 124636
Assets Under Management $637,570,364
No. Of Clients1925
Clients Per Financial Advisor148
STRATEGICPOINT INVESTMENT ADVISORS LLC is a financial advisory firm situated in Providence, Rhode Island. With a nearly $638M assets under management, the firm specializes in crafting personalized retirement planning solutions for 1925 clients. The team consists of 13 skilled financial advisors, committed to delivering comprehensive retirement planning services tailored to your needs.
Fee Structure
- A Percentage of AUM
- Hourly charges
Financial Planning Services
- Financial Planning
- Portfolio Management for Individuals
- Pension Consulting Services
QualificationsFirm CRD# 140781
Assets Under Management $601,949,402
No. Of Clients305
Clients Per Financial Advisor38
WHALEROCK POINT PARTNERS, LLC is a financial advisory firm situated in Providence, Rhode Island. With a nearly $602M assets under management, the firm specializes in crafting personalized retirement planning solutions for 305 clients. The team consists of 8 skilled financial advisors, committed to delivering comprehensive retirement planning services tailored to your needs.
Fee Structure
- A Percentage of AUM
- Fixed Fees
- Other (CONSULTING FEES)
Financial Planning Services
- Portfolio Management for Individuals
- Portfolio Management for Business
- Pension Consulting Services
- Selection of Other Advisors
QualificationsFirm CRD# 297527
Assets Under Management $551,257,198
No. Of Clients211
Clients Per Financial Advisor35
CANTON HATHAWAY LLC is a financial advisory firm situated in Providence, Rhode Island. With a nearly $551M assets under management, the firm specializes in crafting personalized retirement planning solutions for 211 clients. The team consists of 6 skilled financial advisors, committed to delivering comprehensive retirement planning services tailored to your needs.
Fee Structure
- A Percentage of AUM
- Fixed Fees
Financial Planning Services
- Portfolio Management for Individuals
- Portfolio Management for Business
- Pension Consulting Services
- Selection of Other Advisors
QualificationsFirm CRD# 107565
Assets Under Management $537,800,256
No. Of Clients1087
Clients Per Financial Advisor136
NEWMAN DIGNAN & SHEERAR, INC is a financial advisory firm situated in Providence, Rhode Island. With a nearly $538M assets under management, the firm specializes in crafting personalized retirement planning solutions for 1087 clients. The team consists of 8 skilled financial advisors, committed to delivering comprehensive retirement planning services tailored to your needs.
Fee Structure
- A Percentage of AUM
- Hourly charges
- Fixed Fees
- Other (RETIREMENT PLAN CONSULTING -PERCENTAGE OF PLAN ASSETS)
Financial Planning Services
- Financial Planning
- Portfolio Management for Individuals
- Portfolio Management for Business
- Pension Consulting Services
QualificationsFirm CRD# 109114
Assets Under Management $377,172,586
No. Of Clients1077
Clients Per Financial Advisor180
SK WEALTH MANAGEMENT, LLC is a financial advisory firm situated in Providence, Rhode Island. With a nearly $377M assets under management, the firm specializes in crafting personalized retirement planning solutions for 1077 clients. The team consists of 6 skilled financial advisors, committed to delivering comprehensive retirement planning services tailored to your needs.
Fee Structure
- A Percentage of AUM
- Hourly charges
- Fixed Fees
Financial Planning Services
- Financial Planning
- Portfolio Management for Individuals
- Pension Consulting Services
QualificationsFirm CRD# 1175
Assets Under Management $309,379,208
No. Of Clients933
Clients Per Financial Advisor78
BARRETT & COMPANY is a financial advisory firm situated in Providence, Rhode Island. With a nearly $309M assets under management, the firm specializes in crafting personalized retirement planning solutions for 933 clients. The team consists of 12 skilled financial advisors, committed to delivering comprehensive retirement planning services tailored to your needs.
Fee Structure
- A Percentage of AUM
Financial Planning Services
- Financial Planning
- Portfolio Management for Individuals
- Pension Consulting Services
QualificationsFirm CRD# 108047
Assets Under Management $282,853,639
No. Of Clients334
Clients Per Financial Advisor84
WEYBOSSET RESEARCH & MANAGEMENT, LLC is a financial advisory firm situated in Providence, Rhode Island. With a nearly $283M assets under management, the firm specializes in crafting personalized retirement planning solutions for 334 clients. The team consists of 4 skilled financial advisors, committed to delivering comprehensive retirement planning services tailored to your needs.
Fee Structure
- A Percentage of AUM
- Fixed Fees
- Performance Based
Financial Planning Services
- Portfolio Management for Individuals
QualificationsFirm CRD# 123910
Assets Under Management $277,636,246
No. Of Clients702
Clients Per Financial Advisor78
SIGNET INVESTMENT ADVISORY GROUP, INC. is a financial advisory firm situated in Providence, Rhode Island. With a nearly $278M assets under management, the firm specializes in crafting personalized retirement planning solutions for 702 clients. The team consists of 9 skilled financial advisors, committed to delivering comprehensive retirement planning services tailored to your needs.
Fee Structure
- A Percentage of AUM
Financial Planning Services
- Portfolio Management for Individuals
QualificationsFirm CRD# 124716
Assets Under Management $252,740,278
No. Of Clients439
Clients Per Financial Advisor63
KLR INVESTMENT ADVISORS, LLC is a financial advisory firm situated in Providence, Rhode Island. With a nearly $253M assets under management, the firm specializes in crafting personalized retirement planning solutions for 439 clients. The team consists of 7 skilled financial advisors, committed to delivering comprehensive retirement planning services tailored to your needs.
Fee Structure
- A Percentage of AUM
- Hourly charges
- Fixed Fees
- Other (REFERRAL FEES)
Financial Planning Services
- Portfolio Management for Individuals
- Portfolio Management for Business
QualificationsFirm CRD# 1331
Assets Under Management $238,757,774
No. Of Clients307
Clients Per Financial Advisor26
BROWN, LISLE/CUMMINGS, INC is a financial advisory firm situated in Providence, Rhode Island. With a nearly $239M assets under management, the firm specializes in crafting personalized retirement planning solutions for 307 clients. The team consists of 12 skilled financial advisors, committed to delivering comprehensive retirement planning services tailored to your needs.
Fee Structure
- A Percentage of AUM
- Fixed Fees
Financial Planning Services
- Financial Planning
- Portfolio Management for Individuals
- Portfolio Management for Business
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