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North Kingstown, RI 02852
401-285-2859Better Strategies Achieving Wealth
About BSA Wealth Advisors
As your financial planner, it's our fiducial responsibility to ensure the advice presented is in your best interest, and it supports decisions that protect your family, businesses, and investments. Recognizing that each client has individual needs, BSA Wealth is dedicated to understanding and appreciating each client's situation before making recommendations. We believe in educating clients and work diligently to help develop achievable goals, understand financial choices and portfolios, and implement strategies that assist clients in attaining their personal plans. As an independent financial advisory firm, we do not receive financial incentives for using any investment over another, so we are able to tailor advice so it will always be in the best interest of each client. If these attributes are ones, you feel are important to building a relationship, then we are looking forward to using our experience to help you pursue your financial goals.
See Disclosures
General Information
Firm Start Year
2004
No. of Employees
2-4
CRD#
4712368
Firm CRD#
11869
Name of Broker/Dealer
PlanMember Securities Corporation
States Licensed in
RI, MA, CT, FL, NY
Years of Experience in Financial Services
20
Number of Years with Current Firm
1
Work with the following types of clients
Businesses, Individual Investors
Foreign Languages Serviced
Spanish
Advisory Services Provided
Investment Advice & Management, Estate Planning & Trusts, Insurance Products & Annuities, Financial Planning, Portfolio Management, Retirement Planning, 401K Rollovers, Wealth Management, Financial Planning for Businesses, Money Management, Financial Advice & Consulting
Services
Investment Types
Exchange Traded Funds (ETFs), Stocks, Bonds, Alternative Investments, Annuities, Insurance, Mutual Funds
Can meet clients in the following ways
Your Home, Our Office, Phone, Email, Your Office, Video Conference
Compliance
Registered Representative
Yes
Investment Advisor Representative
Yes
Acknowledged fiduciary
Yes
Compliance Disclosures in Last 5 years
I have a clean record
Criminal Disclosures in Last 5 years
I have a clean record
Qualifications & Membership
Certifications, Accreditations & Designations
LUTCF®
Securities Licenses
Series 66, Series 7
Insurance and Annuity Licenses
Disability, Annuity, Health, Life, Variable Annuity, Variable Life, Long Term Care
Firm Information
Firm's Number of Clients
250
Firm's Number of Managed Clients
55
Assets Managed by Firm
30,000,000
Advisor's Number of Clients
200
Advisor's Number of Managed Clients
30
Total Assets Under Management by Advisor
$20,000,000
Compensation and Fees
Fee Structure
Fee-Based
Fee % Based on Assets
1
Education
BS in Management - Resource Management
Universtity of Vermont
09/1988 -05/1992
Disclosures
Beren Anderson is a registered representative of PlanMember Securities Corporation (PSEC) We are licensed in the following states. If you are a legal resident of one of these states, please proceed. We are sorry if we are unable to offer you our services at this time. Securities: RI, MA, CT, FL, NY Insurance: RI, MA, CT, FL, NY Representative registered with and offers only securities and advisory services through PlanMember Securities Corporation (PSEC), a registered broker/dealer, investment advisor and member FINRA/SIPC. BSA Wealth and PSEC are independently owned and operated. 6267 Carpinteria Ave., Carpinteria, CA 93013 (800) 874-6910
Additional Detailed Disclosures
https://www.retirementplanning.net/disclosure/1891377/retirementplanning-BSA-Wealth-Advisors-detailed-disclosure.html