SOWA FINANCIAL GROUP

24 Albion Road
Suite 340
Lincoln, Rhode Island 02865
Tel: 401-434-8090

About SOWA FINANCIAL GROUP

SOWA FINANCIAL GROUP, formally registered with the SEC as SOWA FINANCIAL GROUP. The firm was established in 01/22/1993. They have over 1 offices throughout the country.

SOWA FINANCIAL GROUP is a Lincoln, Rhode Island based Financial Planning firm with nearly $352,181,718 assets under management, offering retirement planning & investment advisory services to 1223 clients. The firm is staffed with 7 experienced financial planners.

Firm Information

SEC Current Status	Approved
Firm CRD#	107646
SEC#	801-43008
Assets Managed by Firm	$352,181,718
No. of Clients	1223
No. of Advisors	7

Fee Structure

A percentage of AUM
Fixed fees

Advisory Services Provided

Financial planning services
Portfolio management for individuals and/or small businesses
Portfolio management for businesses or institutional clients
Publication of periodicals and newsletters
Other (SEE SCHEDULE D)

Firm Client Information

	No. of Clients	AUM
Firm Total	1223	$352,181,718
Individuals (other than high net worth individuals)	420	$180,302,916
High net worth individuals	88	$171,878,802

More Retirement Planning firms in Lincoln, Rhode Island:

Firm Name	Assets Under Management	Total Clients	Total Advisors
FIAM LLC 900 Salem Street Smithfield, RI, 02917	$219,221,467,379	605	168
PROVIDENCE EQUITY PARTNERS L.L.C. 50 Kennedy Plaza 18th Floor Providence, RI, 02903	$24,631,658,238	40	143
NAUTIC PARTNERS, LLC 50 Kennedy Plaza, 17th Floor Providence, RI, 02903-2393	$7,825,588,486	19	70
PARSONS CAPITAL MANAGEMENT INC 40 Westminster Street Ste 400 Providence, RI, 02903	$1,879,594,055	1833	21
UNISON 225 Dyer Street, 2nd Floor Providence, RI, 02903	$1,810,395,000	296	1

Explore More Retirement Advisors in Lincoln, Rhode Island

RetirementPlanning.net is a wholly-owned brand of the Respond.com Inc. ("Respond") family. Respond is registered with the U.S. Securities and Exchange Commission as an investment adviser, and operates through various subsidiaries and brands that provide financial education. RetirementPlanning.net matches and refers investors to qualified financial professionals that have elected to participate in our matching platform. RetirementPlanning.net, Respond, and Respond's other subsidiaries and brands do not manage investor assets or otherwise render investment or financial planning advice beyond the referral of investors to qualified financial professionals. By using this website, you agree to our terms and conditions.