SOWA FINANCIAL GROUP

24 Albion Road
Suite 340
Lincoln, Rhode Island 02865
Tel: 401-434-8090

About SOWA FINANCIAL GROUP

SOWA FINANCIAL GROUP, formally registered with the SEC as SOWA FINANCIAL GROUP. The firm was established in 01/22/1993. They have over 1 offices throughout the country.

SOWA FINANCIAL GROUP is a Lincoln, Rhode Island based Financial Planning firm with nearly $352,181,718 assets under management, offering retirement planning & investment advisory services to 1223 clients. The firm is staffed with 7 experienced financial planners.

Firm Information

SEC Current Status	Approved
Firm CRD#	107646
SEC#	801-43008
Assets Managed by Firm	$352,181,718
No. of Clients	1223
No. of Advisors	7

Fee Structure

A percentage of AUM
Fixed fees

Advisory Services Provided

Financial planning services
Portfolio management for individuals and/or small businesses
Portfolio management for businesses or institutional clients
Publication of periodicals and newsletters
Other (SEE SCHEDULE D)

Firm Client Information

	No. of Clients	AUM
Firm Total	1223	$352,181,718
Individuals (other than high net worth individuals)	420	$180,302,916
High net worth individuals	88	$171,878,802

More Retirement Planning firms in Lincoln, Rhode Island:

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FIAM LLC 900 Salem Street Smithfield, RI, 02917	$219,221,467,379	605	168
PROVIDENCE EQUITY PARTNERS L.L.C. 50 Kennedy Plaza 18th Floor Providence, RI, 02903	$24,631,658,238	40	143
CITIZENS SECURITIES, INC. One Citizens Bank Way, Jcb135 Johnston, RI, 02043	$9,188,004,183	53044	418
NAUTIC PARTNERS, LLC 50 Kennedy Plaza, 17th Floor Providence, RI, 02903-2393	$7,825,588,486	19	70
PARSONS CAPITAL MANAGEMENT INC 40 Westminster Street Ste 400 Providence, RI, 02903	$1,879,594,055	1833	21

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