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VERIFIEDAnna Hartwell
Hartwell Financial Strategies
106 Court Sq
Ste 8
Yanceyville, NC 27606
315-744-4885
The best returns are measured in moments, not markets.
About Hartwell Financial Strategies
At the heart of my practice is a belief that the best returns are measured in moments, not markets. I partner with clients to build personalized financial strategies that support the life they want to livenow and in the future.
My approach integrates portfolio management, retirement planning, risk management, and tax-aware strategies, all tailored to each client's unique goals. Through collaboration with a network of legal, tax, and insurance professionals, I deliver holistic, values-based financial guidance with clarity and care.
Whether you're planning for retirement, managing a business, or navigating a life transition, I provide disciplined advice grounded in long-term thinkingand measured by what matters most to you.
See Disclosures
General Information
Firm Start Year
2021
No. of Employees
1
CRD#
6063419
Firm CRD#
23131
Insurance License#
1182981
Name of Broker/Dealer
Osaic Wealth
Name of Custodial Firm
Pershing, LLC and AssetMark
States Licensed in
Securities: FL, MI, NC, NY, SC, VA Investment Advisor: NC, NY, TX
Years of Experience in Financial Services
13
Number of Years with Current Firm
7
Work Experience
Primerica - 2 years - life insurance and annuities Prudential - 3 years - life insurance and annuities Sagepoint who was bought by Osaic - 8+ years investment advisor & financial planning
Work with the following types of clients
Businesses, Individual Investors
Foreign Languages Serviced
None
Advisory Services Provided
Financial Advice & Consulting, Investment Advice & Management, Estate Planning & Trusts, Insurance Products & Annuities, Financial Planning, Portfolio Management, Retirement Planning, 401K Rollovers, Wealth Management, Money Management, Risk Management, Financial Planning for Individuals, Financial Planning for Businesses, Tax Advice and Services, Education Funding and Planning
Services
Investment Types
Exchange Traded Funds (ETFs), Insurance, Annuities, Stocks, Bonds, Alternative Investments, Mutual Funds
Can meet clients in the following ways
Your Home, Our Office, Phone, Your Office, Video Conference
Compliance
Registered Representative
Yes
Investment Advisor Representative
Yes
Acknowledged fiduciary
Yes
Compliance Disclosures in Last 5 years
I have a clean record
Criminal Disclosures in Last 5 years
I have a clean record
Qualifications & Membership
Securities Licenses
Series 6, Series 7, Series 63, Series 65
Insurance and Annuity Licenses
Disability, Annuity, Variable Life, Long Term Care, Variable Annuity, Life
Firm Information
Firm's Number of Clients
164
Firm's Number of Planning Clients
42
Firm's Number of Managed Clients
42
Assets Managed by Firm
$25,767,086
Advisor's Number of Clients
164
Advisor's Number of Managed Clients
42
Advisor's Number of Planning Clients
42
Assets Managed by Advisor
$25,787,026
Compensation and Fees
Fee Structure
Fee-Based
Minimum Portfolio Size for New Managed Accounts
$250,000
Compensation Methods
Based on Assets, Hourly, Commissions
Fee % Based on Assets
1%
Hourly Rate
$250
Minimum Fee Charged for Managed Accounts
$2500
Minimum Fee Charged for Hourly Planning Accounts
$250
Education
Bachelor of Science - Business Management, Economics and Finance
SUNY Empire
01/2021 -05/2025
Disclosures
RetirementPlanning.net provides referrals to financial professionals. RetirementPlanning.net is not a current client of advisor or advisory services. Financial professionals pay cash compensation for these referrals, which creates the incentive for RetirementPlanning.net to make these referrals, resulting in a conflict of interest.
Additional Detailed Disclosures
https://www.retirementplanning.net/disclosure/1891965/retirementplanning-Hartwell-Financial-Strategies-detailed-disclosure.html
Disclaimer
Securities and investment advisory services offered through Osaic Wealth, Inc. member FINRA/SIPC. Osaic Wealth is separately owned and other entities and/or marketing names, products or services referenced here are independent of Osaic Wealth.