
624 Village Rd
Suite 2
Shallotte, NC 28470
910-721-5392

CRD#
6464355
States Licensed in
NC, SC, VA, MD, FL, GA, NY, WI, AZ, NJ
Years of Experience in Financial Services
11
Number of Years with Current Firm
1
Work with the following types of clients
Individual Investors, Non-Profit Organizations, Businesses
Advisory Services Provided
Retirement Planning, Wealth Management, Financial Planning, Insurance Products & Annuities, Investment Advice & Management, Financial Advice & Consulting, Risk Management, Financial Planning for Individuals, Financial Planning for Businesses, Portfolio Management, 401K Rollovers
Investment Types
Stocks, Annuities, Alternative Investments, Exchange Traded Funds (ETFs), Mortgages & Real Estate, Bonds, Insurance, Mutual Funds, Employer Sponsored Plans,, Commodities, Options & Futures, Socially Responsible Investments (SRI)
Can meet clients in the following ways
Video Conference, Your Home, Our Office, Phone, Email, Your Office
Investment Advisor Representative
Yes
Acknowledged fiduciary
Yes
Compliance Disclosures in Last 5 years
I have a clean record
Criminal Disclosures in Last 5 years
I have a clean record
Certifications, Accreditations & Designations
AAMS®, CRPC®
Securities Licenses
Series 66, Series 7
Insurance and Annuity Licenses
Disability, Life, Variable Annuity, Long Term Care, Variable Life, Annuity
Fee Structure
Fee-Based
Minimum Portfolio Size for New Managed Accounts
$500,000
Compensation Methods
Based on Assets, Flat Fee, Commissions
Additional Details on Charges
Fee percentage is based on level of complexity and managment style. Flat fee is for planning only sevices when we do not manage underlying investments.
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Additional Detailed Disclosures
https://www.retirementplanning.net/disclosure/1893958/retirementplanning-Pine-&-Coast-Wealth-Advisors-LLC-detailed-disclosure.html