4THOUGHT FINANCIAL GROUP INC.

6851 Jericho Turnpike
Suite 120
Syosset, New York 11791
Tel: 516-300-1617

About 4THOUGHT FINANCIAL GROUP INC.

4THOUGHT FINANCIAL GROUP INC, formally registered with the SEC as 4THOUGHT FINANCIAL GROUP INC. The firm was established in 04/02/2012. They have over 1 offices throughout the country.

4THOUGHT FINANCIAL GROUP INC. is a Syosset, New York based Financial Planning firm with nearly $178,472,877 assets under management, offering retirement planning & investment advisory services to 828 clients. The firm is staffed with 5 experienced financial planners.

Firm Information

SEC Current Status	Approved
Firm CRD#	162997
SEC#	801-74692
Assets Managed by Firm	$178,472,877
No. of Clients	828
No. of Advisors	5

Fee Structure

A percentage of AUM
Hourly charges
Subscription fees
Fixed fees

Advisory Services Provided

Financial planning services
Portfolio management for individuals and/or small businesses
Portfolio management for businesses or institutional clients
Pesnsion consulting services
Selection for other advisors
Publication of periodicals and newsletters

Firm Client Information

	No. of Clients	AUM
Firm Total	828	$178,472,877
Individuals (other than high net worth individuals)	276	$133,667,862
Pension and profit sharing plans	33	$39,991,650
Corporations or other businesses	5	$4,813,365

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J.P. MORGAN INVESTMENT MANAGEMENT INC. 383 Madison Avenue New York, NY, 10179-0001	$2,549,092,782,514	92898	3167
GOLDMAN SACHS ASSET MANAGEMENT, L.P. 200 West Street New York, NY, 10282	$1,661,286,615,154	189311	1305
MORGAN STANLEY 2000 Westchester Avenue Purchase, NY, 10577-2530	$1,402,425,838,334	2405783	29300
BLACKROCK FINANCIAL MANAGEMENT, INC 50 Hudson Yards New York, NY, 10001	$1,288,497,806,439	2184	6407
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED One Bryant Park New York, NY, 10036	$1,271,593,679,276	2911578	34934

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