RESOLUTION CAPITAL (US) LIMITED

800 Westchester Avenue
Suite 641 North
Rye Brook, New York 10573
Tel: 1-914-697-7511

About RESOLUTION CAPITAL (US) LIMITED

RESOLUTION CAPITAL (US) LIMITED, formally registered with the SEC as RESOLUTION CAPITAL (US) LIMITED. The firm was established in 10/29/2018. They have over 2 offices throughout the country.

RESOLUTION CAPITAL (US) LIMITED is a Rye Brook, New York based Financial Planning firm with nearly $2,075,990,241 assets under management, offering retirement planning & investment advisory services to 25 clients. The firm is staffed with 2 experienced financial planners.

Firm Information

SEC Current Status	Approved
Firm CRD#	298109
SEC#	801-114218
Assets Managed by Firm	$2,075,990,241
No. of Clients	25
No. of Advisors	2

Fee Structure

A percentage of AUM
Performance Based

Advisory Services Provided

Portfolio management for pooled investment vehicles
Portfolio management for businesses or institutional clients

Firm Client Information

	No. of Clients	AUM
Firm Total	25	$2,075,990,241
Pension and profit sharing plans	8	$246,381,127
Other investment advisers	Fewer than 5 clients	$297,649
Corporations or other businesses	8	$478,196,930

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MORGAN STANLEY 2000 Westchester Avenue Purchase, NY, 10577-2530	$1,402,425,838,334	2405783	29300
BLACKROCK FINANCIAL MANAGEMENT, INC 50 Hudson Yards New York, NY, 10001	$1,288,497,806,439	2184	6407
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED One Bryant Park New York, NY, 10036	$1,271,593,679,276	2911578	34934

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