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VERIFIEDThomas Brown
Brown Financial Management Group LLC
950 New Loudon Rd
Suite 105
Latham, NY 12110
518-464-9974
About Brown Financial Management Group LLC
........
See Disclosures
General Information
Firm Start Year
1986
No. of Employees
1
CRD#
1614783
Firm CRD#
282501
Insurance License#
LA-673474
Name of Broker/Dealer
Cambridge Investment Research, Inc.
Name of Custodial Firm
National Financial Services, LLC
States Licensed in
CT, FL, GA, IL, MA, MD, ME, MO, NC, NJ, NY, PA, SC, TX, VA, WI
Years of Experience in Financial Services
35
Number of Years with Current Firm
20
Work Experience
The founder of our firm, Thomas J. Brown, CFP®, is a CERTIFIED FINANCIAL PLANNER" with over 35 years of financial experience. He received his certification in November 1992 and has also established his own Registered Investment Advisor (RIA) Firm. Brown Financial Management Group, LLC was established in 2017.
Work with the following types of clients
Trusts and Estates, Individual Investors, Businesses
Foreign Languages Serviced
None
Advisory Services Provided
Money Management, Risk Management, Education Funding and Planning, Financial Planning for Individuals, Financial Planning for Businesses, Wealth Management, Financial Advice & Consulting, Investment Advice & Management, Insurance Products & Annuities, Financial Planning, Portfolio Management, Retirement Planning
Services
Investment Types
Mutual Funds, Bonds, Stocks, Annuities, Insurance, Exchange Traded Funds (ETFs), Socially Responsible Investments (SRI)
Can meet clients in the following ways
Our Office, Your Office, Your Home
Compliance
Registered Investment Advisor
Yes
Registered Representative
Yes
Investment Advisor Representative
Yes
Compliance Disclosures in Last 5 years
I have a clean record
Criminal Disclosures in Last 5 years
I have a clean record
Qualifications & Membership
Certifications, Accreditations & Designations
CFP®
Securities Licenses
Series 6, Series 7, Series 63
Insurance and Annuity Licenses
Long Term Care, Variable Life, Variable Annuity, Life, Health, Annuity, Disability
Financial Organization Memberships
Financial Planning Association (FPA), Financial Services Institute
Firm Information
Firm's Number of Clients
130
Firm's Number of Planning Clients
105
Firm's Number of Managed Clients
105
Assets Managed by Firm
40,831,751
Advisor's Number of Clients
135
Advisor's Number of Managed Clients
98
Advisor's Number of Planning Clients
98
Assets Managed by Advisor
51,209,233
Compensation and Fees
Fee Structure
Fee-Based
Minimum Portfolio Size for New Managed Accounts
$1
Compensation Methods
Hourly, Based on Assets
Fee % Based on Assets
varies
Hourly Rate
$195
Flat Fee Rate
varies
Additional Details on Charges
None
Minimum Fee Charged for Managed Accounts
$0
Minimum Fee Charged for Hourly Planning Accounts
$0
Minimum Fee Charged for Flat Fee Accounts
$0
Disclosures
RetirementPlanning.net provides referrals to financial professionals. RetirementPlanning.net is not a current client of advisor or advisory services. Financial professionals pay cash compensation for these referrals, which creates the incentive for RetirementPlanning.net to make these referrals, resulting in a conflict of interest.
www.thomasjbrown.com
Additional Detailed Disclosures
https://www.retirementplanning.net/disclosure/1811961/retirementplanning-Brown-Financial-Management-Group-LLC-detailed-disclosure.html
Disclaimer
*Registered Representative, Securities offered through Cambridge Investment Research, Inc., a Broker/Dealer; Member FINRA/SIPC. Investment Advisor Representative, Thomas J. Brown, Brown Financial Management Group, LLC a Registered Investment Advisor. Cambridge Investment Research, Inc. and Brown Financial Management Group, LLC are not affiliated.