MARINER INVESTMENT GROUP, LLC

500 Mamaroneck Avenue
4th Floor
Harrison, New York 10528
Tel: 914-670-4300

About MARINER INVESTMENT GROUP, LLC

MARINER INVESTMENT GROUP, LLC, formally registered with the SEC as MARINER INVESTMENT GROUP, LLC. The firm was established in 05/14/2003. They have over 6 offices throughout the country.

MARINER INVESTMENT GROUP, LLC is a Harrison, New York based Financial Planning firm with nearly $119,844,184,594 assets under management, offering retirement planning & investment advisory services to 45 clients. The firm is staffed with 134 experienced financial planners.

Firm Information

SEC Current Status	Approved
Firm CRD#	124744
SEC#	801-62016
Assets Managed by Firm	$119,844,184,594
No. of Clients	45
No. of Advisors	134

Fee Structure

A percentage of AUM
Performance Based

Advisory Services Provided

Portfolio management for investment companies
Portfolio management for pooled investment vehicles
Portfolio management for businesses or institutional clients

Firm Client Information

	No. of Clients	AUM
Firm Total	45	$119,844,184,594
Pension and profit sharing plans	Fewer than 5 clients	$1,346,903,308

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BLACKROCK FINANCIAL MANAGEMENT, INC 50 Hudson Yards New York, NY, 10001	$1,288,497,806,439	2184	6407
BLACKROCK ADVISORS, LLC 50 Hudson Yards New York, NY, 10001	$869,677,370,186	306	221
MORGAN STANLEY INVESTMENT MANAGEMENT INC. 1585 Broadway New York, NY, 10036	$535,031,832,553	25406	492

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