MAIN STREET FINANCIAL

550 Mamaroneck Avenue
Suite 402
Harrison, New York 10528
Tel: 914-698-8303

About MAIN STREET FINANCIAL

MAIN STREET FINANCIAL, formally registered with the SEC as MAIN STREET FINANCIAL. The firm was established in 05/03/2012. They have over 1 offices throughout the country.

MAIN STREET FINANCIAL is a Harrison, New York based Financial Planning firm with nearly $61,328,487 assets under management, offering retirement planning & investment advisory services to 264 clients. The firm is staffed with 4 experienced financial planners.

Firm Information

SEC Current Status	Approved
Firm CRD#	118130
SEC#	801-76458
Assets Managed by Firm	$61,328,487
No. of Clients	264
No. of Advisors	4

Fee Structure

A percentage of AUM
Hourly charges

Advisory Services Provided

Financial planning services
Portfolio management for individuals and/or small businesses

Firm Client Information

	No. of Clients	AUM
Firm Total	264	$61,328,487
Individuals (other than high net worth individuals)	80	$29,391,851
High net worth individuals	17	$31,936,636

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J.P. MORGAN INVESTMENT MANAGEMENT INC. 383 Madison Avenue New York, NY, 10179-0001	$2,549,092,782,514	92898	3167
GOLDMAN SACHS ASSET MANAGEMENT, L.P. 200 West Street New York, NY, 10282	$1,661,286,615,154	189311	1305
MORGAN STANLEY 2000 Westchester Avenue Purchase, NY, 10577-2530	$1,402,425,838,334	2405783	29300
BLACKROCK FINANCIAL MANAGEMENT, INC 50 Hudson Yards New York, NY, 10001	$1,288,497,806,439	2184	6407
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED One Bryant Park New York, NY, 10036	$1,271,593,679,276	2911578	34934

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