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Delmar, NY 12054
518-963-5800
Bryant Maloney Prinzo Wealth Management
About Bryant Maloney Prinzo Wealth Management
We provide great service:
Our entire team of financial advisors and staff are dedicated to our clients success and wellbeing. Leveraging the latest technology coupled with old-fashioned personal service, we do our very best to exceed our clients expectations every single day.
We educate:
We do much more than manage our clients money. We help them build a path to financial success and realization of their life goals through ongoing education and behavioral coaching.
We give back:
We are a locally-owned firm dedicated to giving back to our community.
Dually registered as a registered representative and investment adviser representative of Commonwealth Financial Network.
More information is available in Commonwealth’s Form CRS.
See Disclosures
General Information
Firm Start Year
1951
No. of Employees
5-9
CRD#
5524806
Firm CRD#
8032
Name of Broker/Dealer
Commonwealth Financial Network
Years of Experience in Financial Services
20
Number of Years with Current Firm
10
Work with the following types of clients
Investment Clubs, Non-Profit Organizations, Individual Investors, Businesses
Advisory Services Provided
Financial Advice & Consulting, Investment Advice & Management, Estate Planning & Trusts, Insurance Products & Annuities, Financial Planning, Portfolio Management, 401K Rollovers, Wealth Management, Money Management, Risk Management, Education Funding and Planning, Financial Planning for Individuals, Financial Planning for Businesses, Tax Advice and Services, Retirement Planning
Services
Investment Types
Options & Futures, Mutual Funds, Bonds, Alternative Investments, Exchange Traded Funds (ETFs), Mortgages & Real Estate, Commodities, Insurance, Annuities, Stocks, Socially Responsible Investments (SRI)
Can meet clients in the following ways
Our Office, Video Conference, Your Home, Phone, Email
Compliance
Registered Representative
Yes
Investment Advisor Representative
Yes
Acknowledged fiduciary
Yes
Compliance Disclosures in Last 5 years
Have a clean record
Criminal Disclosures in Last 5 years
Have a clean record
Qualifications & Membership
Certifications, Accreditations & Designations
CFA®, CHARTERED FINANCIAL ANALYST
Securities Licenses
Series 6, Series 63, Series 24, Series 7, Series 51
Insurance and Annuity Licenses
Long Term Care, Disability, Variable Life, Annuity, Life, Variable Annuity
Firm Information
Firm's Number of Clients
1000
Assets Managed by Firm
$800 million
Compensation and Fees
Compensation Methods
Based on Assets
Disclosures
RetirementPlanning.net provides referrals to financial professionals. RetirementPlanning.net is not a current client of advisor or advisory services. Financial professionals pay cash compensation for these referrals, which creates the incentive for RetirementPlanning.net to make these referrals, resulting in a conflict of interest.
Commonwealth Financial Network ADV 2A
https://adviserinfo.sec.gov/firm/brochure/8032
Additional Detailed Disclosures
https://content.commonwealth.com/media/RetirementPlanning.netPromoterDisclosure_Reid_Prinzo_Shawn_Maloney.pdf
Disclaimer
Securities and advisory services offered through Commonwealth Financial Network®, www.FINRA.org / www.SIPC.org, a Registered Investment Adviser. This communication is strictly intended for individuals residing in the states of AL, AZ, CA, CO, CT, DE, FL, GA, ID, IN, LA, MA, MD, ME, MI, NC, NE, NH, NJ, NV, NY, OH, OK, PA, SC, VA, VT, WA, WI. No offers may be made or accepted from any resident outside these states due to various state requirements and registration requirements regarding investment products and services.