LAKE ROAD ADVISORS, LLC

5 East Market Street
Suite 229
Corning, New York 14830
Tel: (607) 438-2914

About LAKE ROAD ADVISORS, LLC

LAKE ROAD ADVISORS, LLC, formally registered with the SEC as LAKE ROAD ADVISORS, LLC. The firm was established in 09/16/2019. They have over 4 offices throughout the country.

LAKE ROAD ADVISORS, LLC is a Corning, New York based Financial Planning firm with nearly $78,090,626 assets under management, offering retirement planning & investment advisory services to 131 clients. The firm is staffed with 2 experienced financial planners.

Firm Information

SEC Current Status	Approved
Firm CRD#	281657
SEC#	801-117338
Assets Managed by Firm	$78,090,626
No. of Clients	131
No. of Advisors	2

Fee Structure

A percentage of AUM
Fixed fees

Advisory Services Provided

Financial planning services
Portfolio management for individuals and/or small businesses
Pesnsion consulting services
Selection for other advisors

Firm Client Information

	No. of Clients	AUM
Firm Total	131	$78,090,626
Individuals (other than high net worth individuals)	50	$9,028,180
High net worth individuals	76	$63,485,157
Pension and profit sharing plans	5	$5,577,289

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J.P. MORGAN INVESTMENT MANAGEMENT INC. 383 Madison Avenue New York, NY, 10179-0001	$2,549,092,782,514	92898	3167
GOLDMAN SACHS ASSET MANAGEMENT, L.P. 200 West Street New York, NY, 10282	$1,661,286,615,154	189311	1305
MORGAN STANLEY 2000 Westchester Avenue Purchase, NY, 10577-2530	$1,402,425,838,334	2405783	29300
BLACKROCK FINANCIAL MANAGEMENT, INC 50 Hudson Yards New York, NY, 10001	$1,288,497,806,439	2184	6407
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED One Bryant Park New York, NY, 10036	$1,271,593,679,276	2911578	34934

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