ALSWORTH CAPITAL MANAGEMENT, LLC

4 West Market Street
Corning, New York 14830
Tel: (607) 973-2665

About ALSWORTH CAPITAL MANAGEMENT, LLC

ALSWORTH CAPITAL MANAGEMENT, LLC, formally registered with the SEC as ALSWORTH CAPITAL MANAGEMENT, LLC. The firm was established in 07/06/2018. They have over 2 offices throughout the country.

ALSWORTH CAPITAL MANAGEMENT, LLC is a Corning, New York based Financial Planning firm with nearly $84,131,507 assets under management, offering retirement planning & investment advisory services to 169 clients. The firm is staffed with 6 experienced financial planners.

Firm Information

SEC Current Status	Approved
Firm CRD#	281417
SEC#	801-113550
Assets Managed by Firm	$84,131,507
No. of Clients	169
No. of Advisors	6

Fee Structure

A percentage of AUM
Hourly charges
Fixed fees

Advisory Services Provided

Financial planning services
Portfolio management for individuals and/or small businesses
Pesnsion consulting services

Firm Client Information

	No. of Clients	AUM
Firm Total	169	$84,131,507
Individuals (other than high net worth individuals)	119	$25,686,419
High net worth individuals	42	$53,710,763
Pension and profit sharing plans	5	$242,235
Charitable organizations	5	$3,543,262
Corporations or other businesses	Fewer than 5 clients	$948,828

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GOLDMAN SACHS ASSET MANAGEMENT, L.P. 200 West Street New York, NY, 10282	$1,661,286,615,154	189311	1305
MORGAN STANLEY 2000 Westchester Avenue Purchase, NY, 10577-2530	$1,402,425,838,334	2405783	29300
BLACKROCK FINANCIAL MANAGEMENT, INC 50 Hudson Yards New York, NY, 10001	$1,288,497,806,439	2184	6407
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED One Bryant Park New York, NY, 10036	$1,271,593,679,276	2911578	34934

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