RAND CAPITAL MANAGEMENT

14 Lafayette Square
Suite 1405
Buffalo, New York 14203
Tel: 617-880-7494

About RAND CAPITAL MANAGEMENT

RAND CAPITAL MANAGEMENT, formally registered with the SEC as RAND CAPITAL MANAGEMENT. The firm was established in 07/17/2019. They have over 2 offices throughout the country.

RAND CAPITAL MANAGEMENT is a Buffalo, New York based Financial Planning firm with nearly $157,712,543 assets under management, offering retirement planning & investment advisory services to 3 clients. The firm is staffed with 9 experienced financial planners.

Firm Information

SEC Current Status	Approved
Firm CRD#	304504
SEC#	801-116971
Assets Managed by Firm	$157,712,543
No. of Clients	3
No. of Advisors	9

Fee Structure

A percentage of AUM
Other (PERFORMANCE, TRANSACTION CLOSING, MONITORING, BOARD FEES TO GP)

Advisory Services Provided

Portfolio management for investment companies
Portfolio management for pooled investment vehicles

Firm Client Information

	No. of Clients	AUM
Firm Total	3	$157,712,543

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