CANTY FINANCIAL MANAGEMENT, INC.

20 Church Ave.
Ballston Spa, New York 12020
Tel: 518-885-3230

About CANTY FINANCIAL MANAGEMENT, INC.

CANTY FINANCIAL MANAGEMENT, INC, formally registered with the SEC as CANTY FINANCIAL MANAGEMENT, INC. The firm was established in 06/14/2007. They have over 2 offices throughout the country.

CANTY FINANCIAL MANAGEMENT, INC. is a Ballston Spa, New York based Financial Planning firm with nearly $165,259,056 assets under management, offering retirement planning & investment advisory services to 462 clients. The firm is staffed with 5 experienced financial planners.

Firm Information

SEC Current Status	Approved
Firm CRD#	118945
SEC#	801-68026
Assets Managed by Firm	$165,259,056
No. of Clients	462
No. of Advisors	5

Fee Structure

A percentage of AUM
Hourly charges

Advisory Services Provided

Financial planning services
Portfolio management for individuals and/or small businesses

Firm Client Information

	No. of Clients	AUM
Firm Total	462	$165,259,056
Individuals (other than high net worth individuals)	324	$34,794,343
High net worth individuals	109	$116,538,146
Pension and profit sharing plans	1	$13,245,759
Charitable organizations	2	$680,808

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GOLDMAN SACHS ASSET MANAGEMENT, L.P. 200 West Street New York, NY, 10282	$1,661,286,615,154	189311	1305
MORGAN STANLEY 2000 Westchester Avenue Purchase, NY, 10577-2530	$1,402,425,838,334	2405783	29300
BLACKROCK FINANCIAL MANAGEMENT, INC 50 Hudson Yards New York, NY, 10001	$1,288,497,806,439	2184	6407
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED One Bryant Park New York, NY, 10036	$1,271,593,679,276	2911578	34934

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