BENJAMIN SECURITIES, INC.

421 New Karner Road
Suite 6
Albany, New York 12205
Tel: 516-931-1090

About BENJAMIN SECURITIES, INC.

BENJAMIN SECURITIES, INC, formally registered with the SEC as BENJAMIN SECURITIES, INC. The firm was established in 12/24/1987. They have over 2 offices throughout the country.

BENJAMIN SECURITIES, INC. is a Albany, New York based Financial Planning firm with nearly $33,945,441 assets under management, offering retirement planning & investment advisory services to 100 clients. The firm is staffed with 12 experienced financial planners.

Firm Information

SEC Current Status	Approved
Firm CRD#	7754
SEC#	801-30987
Assets Managed by Firm	$33,945,441
No. of Clients	100
No. of Advisors	12

Fee Structure

A percentage of AUM

Advisory Services Provided

Portfolio management for individuals and/or small businesses

Firm Client Information

	No. of Clients	AUM
Firm Total	100	$33,945,441
Individuals (other than high net worth individuals)	52	$9,257,217
High net worth individuals	14	$24,688,224

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