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VAUGHAN AND COMPANY SECURITIES, INC.

68 Passaic Street
Ridgewood, New Jersey 07450-9901
Tel: 201 444-1361

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About VAUGHAN AND COMPANY SECURITIES, INC.

VAUGHAN AND COMPANY SECURITIES, INC, formally registered with the SEC as VAUGHAN AND COMPANY SECURITIES, INC. The firm was established in 05/15/2020. They have over 1 offices throughout the country.

VAUGHAN AND COMPANY SECURITIES, INC. is a Ridgewood, New Jersey based Financial Planning firm with nearly $226,000,000 assets under management, offering retirement planning & investment advisory services to 479 clients. The firm is staffed with 5 experienced financial planners.

Firm Information

SEC Current StatusApproved
Firm CRD#18826
SEC#801-118757
Assets Managed by Firm$226,000,000
No. of Clients479
No. of Advisors5

Fee Structure

  • A Percentage of AUM
  • Fixed Fees
  • Performance Based
  • Other(SELECTION OF TPMM)

Advisory Services Provided

  • Financial Planning
  • Portfolio Management for Individuals
  • Pension Consulting Services
  • Selection of Other Advisors

Firm Client Information

No. of ClientsAUM
Firm Total479$226,000,000
Individuals (other than high net worth individuals)50$156,000,000
High net worth individuals144$44,000,000
Pension and profit sharing plans11$26,000,000

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