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Home > Retirement Planners > new jersey > ridgewood > VAUGHAN AND COMPANY SECURITIES, INC.
VAUGHAN AND COMPANY SECURITIES, INC.
68 Passaic Street
Ridgewood, New Jersey 07450-9901
Tel: 201 444-1361
About VAUGHAN AND COMPANY SECURITIES, INC.
VAUGHAN AND COMPANY SECURITIES, INC, formally registered with the SEC as VAUGHAN AND COMPANY SECURITIES, INC. The firm was established in 05/15/2020. They have over 1 offices throughout the country.
VAUGHAN AND COMPANY SECURITIES, INC. is a Ridgewood, New Jersey based Financial Planning firm with nearly $280,000,000 assets under management, offering retirement planning & investment advisory services to 458 clients. The firm is staffed with 7 experienced financial planners.
Firm Information
| SEC Current Status | Approved |
|---|---|
| Firm CRD# | 18826 |
| SEC# | 801-118757 |
| Assets Managed by Firm | $280,000,000 |
| No. of Clients | 458 |
| No. of Advisors | 7 |
Fee Structure
- A percentage of AUM
- Fixed fees
- Performance Based
- Other (SELECTION OF TPMM)
Advisory Services Provided
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Pesnsion consulting services
- Selection for other advisors
- Other (CONSULTING SERVICES)
Firm Client Information
| No. of Clients | AUM | |
|---|---|---|
| Firm Total | 458 | $280,000,000 |
| Individuals (other than high net worth individuals) | 140 | $70,000,000 |
| High net worth individuals | 60 | $180,000,000 |
| Pension and profit sharing plans | 10 | $30,000,000 |
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