68 Passaic Street
Ridgewood, New Jersey 07450-9901
Tel: 201 444-1361
VAUGHAN AND COMPANY SECURITIES, INC, formally registered with the SEC as VAUGHAN AND COMPANY SECURITIES, INC. The firm was established in 05/15/2020. They have over 1 offices throughout the country.
VAUGHAN AND COMPANY SECURITIES, INC. is a Ridgewood, New Jersey based Financial Planning firm with nearly $226,000,000 assets under management, offering retirement planning & investment advisory services to 479 clients. The firm is staffed with 5 experienced financial planners.
SEC Current Status | Approved |
---|---|
Firm CRD# | 18826 |
SEC# | 801-118757 |
Assets Managed by Firm | $226,000,000 |
No. of Clients | 479 |
No. of Advisors | 5 |
No. of Clients | AUM | |
---|---|---|
Firm Total | 479 | $226,000,000 |
Individuals (other than high net worth individuals) | 50 | $156,000,000 |
High net worth individuals | 144 | $44,000,000 |
Pension and profit sharing plans | 11 | $26,000,000 |
Firm Name | Assets Under Management | Total Clients | Total Advisors |
---|---|---|---|
$983,853,862,895 | 874 | 1658 | |
$600,808,847,012 | 1077471 | 13059 | |
$576,264,919,539 | 1736317 | 64 | |
$481,198,610,149 | 588 | 1081 | |
$402,869,110,523 | 44867 | 1157 |
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