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PGIM, INC.
655 Broad St.
Newark, New Jersey 07102
Tel: 973-367-6335
About PGIM, INC.
PGIM, INC, formally registered with the SEC as PGIM, INC. The firm was established in 12/07/1984. They have over 16 offices throughout the country.
PGIM, INC. is a Newark, New Jersey based Financial Planning firm with nearly $1,014,741,753,029 assets under management, offering retirement planning & investment advisory services to 1021 clients. The firm is staffed with 1705 experienced financial planners.
Firm Information
| SEC Current Status | Approved |
|---|---|
| Firm CRD# | 105676 |
| SEC# | 801-22808 |
| Assets Managed by Firm | $1,014,741,753,029 |
| No. of Clients | 1021 |
| No. of Advisors | 1705 |
Fee Structure
- A percentage of AUM
- Fixed fees
- Performance Based
- Other (COST BASIS FOR CERTAIN AFFILIATED PARTIES, AND TRANSACTION FEES)
Advisory Services Provided
- Portfolio management for investment companies
- Portfolio management for pooled investment vehicles
- Portfolio management for businesses or institutional clients
- Selection for other advisors
- Publication of periodicals and newsletters
- Education seminars/workshops
- Other (NONDISCRETIONARY ASSET ALLOCATION ADVICE/RESEARCH)
Firm Client Information
| No. of Clients | AUM | |
|---|---|---|
| Firm Total | 1021 | $1,014,741,753,029 |
| Pension and profit sharing plans | 112 | $92,421,828,394 |
| Other investment advisers | 6 | $5,059,079,548 |
| Corporations or other businesses | 9 | $9,399,518,834 |
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