HENNION & WALSH ASSET MANAGEMENT, INC.

2001 Route 46
Waterview Plaza
Parsippany, New Jersey 07054
Tel: 973-299-8989

About HENNION & WALSH ASSET MANAGEMENT, INC.

HENNION & WALSH ASSET MANAGEMENT, INC, formally registered with the SEC as HENNION & WALSH ASSET MANAGEMENT, INC. The firm was established in 05/02/2003. They have over 2 offices throughout the country.

HENNION & WALSH ASSET MANAGEMENT, INC. is a Parsippany, New Jersey based Financial Planning firm with nearly $472,710,937 assets under management, offering retirement planning & investment advisory services to 1178 clients. The firm is staffed with 70 experienced financial planners.

Firm Information

SEC Current Status	Approved
Firm CRD#	126236
SEC#	801-61977
Assets Managed by Firm	$472,710,937
No. of Clients	1178
No. of Advisors	70

Fee Structure

A percentage of AUM
Commission Based

Advisory Services Provided

Financial planning services
Portfolio management for individuals and/or small businesses
Portfolio management for businesses or institutional clients
Pesnsion consulting services
Selection for other advisors

Firm Client Information

	No. of Clients	AUM
Firm Total	1178	$472,710,937
Individuals (other than high net worth individuals)	623	$211,381,556
High net worth individuals	87	$222,106,179
Pension and profit sharing plans	2	$7,848,487
Charitable organizations	4	$27,135,228
Corporations or other businesses	6	$4,239,487

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