ROANOKE ASSET MANAGEMENT CORP

Harborside 5
185 Hudson St., Suite 1640
Jersey City, New Jersey 07311-1213
Tel: 201-985-1111

About ROANOKE ASSET MANAGEMENT CORP

ROANOKE ASSET MANAGEMENT CORP, formally registered with the SEC as ROANOKE ASSET MANAGEMENT CORP. The firm was established in 06/15/1978. They have over 1 offices throughout the country.

ROANOKE ASSET MANAGEMENT CORP is a Jersey City, New Jersey based Financial Planning firm with nearly $317,882,483 assets under management, offering retirement planning & investment advisory services to 119 clients. The firm is staffed with 4 experienced financial planners.

Firm Information

SEC Current Status	Approved
Firm CRD#	107063
SEC#	801-13857
Assets Managed by Firm	$317,882,483
No. of Clients	119
No. of Advisors	4

Fee Structure

A percentage of AUM
Performance Based

Advisory Services Provided

Portfolio management for individuals and/or small businesses
Portfolio management for pooled investment vehicles
Portfolio management for businesses or institutional clients

Firm Client Information

	No. of Clients	AUM
Firm Total	119	$317,882,483
Individuals (other than high net worth individuals)	6	$2,388,814
High net worth individuals	49	$243,880,922
Pension and profit sharing plans	Fewer than 5 clients	$4,244,889
Charitable organizations	9	$61,419,015

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