ABNER HERRMAN & BROCK, LLC

Harborside 5 185 Hudson Street
Suite 1640
Jersey City, New Jersey 07311
Tel: 201-484-2000

About ABNER HERRMAN & BROCK, LLC

ABNER HERRMAN & BROCK, LLC, formally registered with the SEC as ABNER HERRMAN & BROCK, LLC. The firm was established in 07/09/1982. They have over 1 offices throughout the country.

ABNER HERRMAN & BROCK, LLC is a Jersey City, New Jersey based Financial Planning firm with nearly $1,952,266,950 assets under management, offering retirement planning & investment advisory services to 1859 clients. The firm is staffed with 11 experienced financial planners.

Firm Information

SEC Current Status	Approved
Firm CRD#	8517
SEC#	801-17402
Assets Managed by Firm	$1,952,266,950
No. of Clients	1859
No. of Advisors	11

Fee Structure

A percentage of AUM
Commission Based

Advisory Services Provided

Portfolio management for individuals and/or small businesses
Portfolio management for businesses or institutional clients

Firm Client Information

	No. of Clients	AUM
Firm Total	1859	$1,952,266,950
Individuals (other than high net worth individuals)	5	$593,347
High net worth individuals	1729	$1,711,731,296
Pension and profit sharing plans	17	$21,922,384
Charitable organizations	41	$59,104,997
Corporations or other businesses	67	$158,914,926

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