NPA ASSET MANAGEMENT, LLC

32-16 Broadway 2nd Floor
Fair Lawn, New Jersey 07410
Tel: 201-476-0029

About NPA ASSET MANAGEMENT, LLC

NPA ASSET MANAGEMENT, LLC, formally registered with the SEC as NPA ASSET MANAGEMENT, LLC. The firm was established in 02/23/2006. They have over 14 offices throughout the country.

NPA ASSET MANAGEMENT, LLC is a Fair Lawn, New Jersey based Financial Planning firm with nearly $882,639,178 assets under management, offering retirement planning & investment advisory services to 2853 clients. The firm is staffed with 71 experienced financial planners.

Firm Information

SEC Current Status	Approved
Firm CRD#	131534
SEC#	801-66006
Assets Managed by Firm	$882,639,178
No. of Clients	2853
No. of Advisors	71

Fee Structure

A percentage of AUM
Fixed fees
Other (REFERRAL FEES)

Advisory Services Provided

Financial planning services
Portfolio management for individuals and/or small businesses
Portfolio management for businesses or institutional clients
Pesnsion consulting services
Selection for other advisors
Other (TACTICAL ASSET ALLOCATION)

Firm Client Information

	No. of Clients	AUM
Firm Total	2853	$882,639,178
Individuals (other than high net worth individuals)	1573	$253,105,741
High net worth individuals	818	$413,938,776
Pension and profit sharing plans	380	$137,965,784
Charitable organizations	4	$3,870,351
Corporations or other businesses	78	$73,758,526

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