LIGHT CAPITAL LLC

520 Broadway,
2nd Floor
Santa Monica, California 90401
Tel: 424-625-2065

About LIGHT CAPITAL LLC

LIGHT CAPITAL LLC, formally registered with the SEC as LIGHT CAPITAL LLC. The firm was established in 02/16/2023. They have over 1 offices throughout the country.

LIGHT CAPITAL LLC is a Santa Monica, California based Financial Planning firm with nearly $120,166,619 assets under management, offering retirement planning & investment advisory services to 162 clients. The firm is staffed with 1 experienced financial planners.

Firm Information

SEC Current Status	Approved
Firm CRD#	323373
SEC#	801-126710
Assets Managed by Firm	$120,166,619
No. of Clients	162
No. of Advisors	1

Fee Structure

A percentage of AUM
Fixed fees
Performance Based

Advisory Services Provided

Financial planning services
Portfolio management for individuals and/or small businesses
Other (FAMILY OFFICE SERVICES)

Firm Client Information

	No. of Clients	AUM
Firm Total	162	$120,166,619
Individuals (other than high net worth individuals)	Fewer than 5 clients	$922,883
High net worth individuals	11	$115,794,899
Corporations or other businesses	Fewer than 5 clients	$3,448,837

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