NUVEEN ASSET MANAGEMENT, LLC

333 West Wacker Drive
Chicago, Illinois 60606
Tel: 312-917-7700

About NUVEEN ASSET MANAGEMENT, LLC

NUVEEN ASSET MANAGEMENT, LLC, formally registered with the SEC as NUVEEN ASSET MANAGEMENT, LLC. The firm was established in 11/24/2010. They have over 15 offices throughout the country.

NUVEEN ASSET MANAGEMENT, LLC is a Chicago, Illinois based Financial Planning firm with nearly $239,614,971,441 assets under management, offering retirement planning & investment advisory services to 59703 clients. The firm is staffed with 397 experienced financial planners.

Firm Information

SEC Current Status	Approved
Firm CRD#	155584
SEC#	801-71957
Assets Managed by Firm	$239,614,971,441
No. of Clients	59703
No. of Advisors	397

Fee Structure

A percentage of AUM
Fixed fees
Performance Based

Advisory Services Provided

Portfolio management for individuals and/or small businesses
Portfolio management for investment companies
Portfolio management for pooled investment vehicles
Portfolio management for businesses or institutional clients
Pesnsion consulting services
Selection for other advisors
Other (MODEL PORTFOLIO ADVICE)

Firm Client Information

	No. of Clients	AUM
Firm Total	59703	$239,614,971,441
Individuals (other than high net worth individuals)	45947	$17,830,586,852
High net worth individuals	11160	$31,253,905,326
Pension and profit sharing plans	111	$6,399,732,428
Charitable organizations	110	$601,244,450
Corporations or other businesses	2051	$8,575,863,992

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