NORTHERN TRUST INVESTMENTS, INCORPORATED

50 S Lasalle Street
Chicago, Illinois 60603-1008
Tel: 312-630-6000

About NORTHERN TRUST INVESTMENTS, INCORPORATED

NORTHERN TRUST INVESTMENTS, INCORPORATED, formally registered with the SEC as NORTHERN TRUST INVESTMENTS, INCORPORATED. The firm was established in 11/25/1988. They have over 8 offices throughout the country.

NORTHERN TRUST INVESTMENTS, INCORPORATED is a Chicago, Illinois based Financial Planning firm with nearly $1,016,556,943,580 assets under management, offering retirement planning & investment advisory services to 41105 clients. The firm is staffed with 674 experienced financial planners.

Firm Information

SEC Current Status	Approved
Firm CRD#	105780
SEC#	801-33358
Assets Managed by Firm	$1,016,556,943,580
No. of Clients	41105
No. of Advisors	674

Fee Structure

A percentage of AUM
Subscription fees
Fixed fees
Performance Based
Other (TRANSITION MANAGEMENT SERVICE FEES)

Advisory Services Provided

Portfolio management for individuals and/or small businesses
Portfolio management for investment companies
Portfolio management for pooled investment vehicles
Portfolio management for businesses or institutional clients
Selection for other advisors
Publication of periodicals and newsletters
Education seminars/workshops
Other (MODEL PORTFOLIO PROVIDER, INVESTMENT RESEARCH,INDEX SERVICES, TRANSITION MANAGEMENT AND OVERLAY SERVICES)

Firm Client Information

	No. of Clients	AUM
Firm Total	41105	$1,016,556,943,580
Individuals (other than high net worth individuals)	22383	$8,429,872,229
High net worth individuals	12197	$69,342,445,516
Pension and profit sharing plans	426	$85,559,109,101
Charitable organizations	1574	$25,147,908,190
Corporations or other businesses	3993	$83,192,998,135

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