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Windsor, CT 06095
860-298-1064
Whats Your Legacy?
About Legatum Financial LLC
Derived from the Latin word meaning legacy, the name Legatum Financial is inspired by the belief that with intentionality and careful planning, you have the power to create a strong and prosperous legacy for you and your family.
We utilize an educational approach to wealth management, taking the time to explain things so you can make well-informed financial decisions with clarity and confidence. We also know your wealth management plans affect more than just you, and that's why we're happy to address questions from your family as well about how different scenarios may impact their futures.
You've worked hard in your career to accomplish great things and excel at what you do, and we've done the same when it comes to helping people learn how to grow and protect the wealth they've created. So if you're looking for a trusted partner who will help you define and create the legacy you desire for you and your family, look no further than Legatum Financial.
See Disclosures
General Information
Firm Start Year
2007
No. of Employees
1
CRD#
4823558
Firm CRD#
4823558
Insurance License#
8051217
States Licensed in
CT, MA, NY, NJ, PA, IO, FL, NC, CA, AL, DC
Years of Experience in Financial Services
18
Number of Years with Current Firm
18
Work Experience
Sofia Dumansky, Financial Adviser through Eagle Strategies LLC, A Registered Investment Advisor, owns and operates Legatum Financial LLC. She began her career in the financial services industry in 2007 and has acquired extensive knowledge through her unique and diverse experiences that have proved invaluable to her clients.
Sofia maintains life and health insurances, and securities licenses FINRA Series 6, 63, and 65. She is a Qualifying Member of the Million Dollar Round Table (MDRT), is currently a Community Leader, and has been actively involved in the Innovation, Bylaws, and Ethics Committees.
Sofia offers a variety of products that can help you meet a number of insurance and financial needs, including, but not limited to college funding, retirement, managing costs for extended periods of care and lifetime income strategies. Please contact me to help you fully analyze your needs and recommend appropriate solutions.
In addition to a Financial Adviser offering investment advisory services through Eagle Strategies LLC, A Registered Investment Adviser, I am also licensed as an Agent with New York Life Insurance Company and a Registered Representative of and offer securities products & services through NYLIFE Securities LLC, (Member FINRA/SIPC), A Licensed Insurance Agency. Eagle Strategies LLC and NYLIFE Securities LLC are New York Life Companies.
Neither Legatum Financial LLC nor New York Life Insurance Company, or its agents, provide tax, legal, or accounting advice. Please consult your own tax, legal, or accounting professionals before making any decisions.
Legatum Financial LLC is not owned or operated by New York Life Insurance Company or its affiliates.
Work with the following types of clients
Businesses, Individual Investors
Foreign Languages Serviced
Ukrainian, Polish
Advisory Services Provided
Investment Advice & Management, Estate Planning & Trusts, Insurance Products & Annuities, Financial Planning, Portfolio Management, Retirement Planning, 401K Rollovers, Wealth Management, Money Management, Education Funding and Planning, Financial Planning for Individuals, Financial Planning for Businesses, Risk Management
Services
Investment Types
Exchange Traded Funds (ETFs), Insurance, Annuities, Mutual Funds, Alternative Investments, Socially Responsible Investments (SRI)
Can meet clients in the following ways
Phone, Our Office, Video Conference
Compliance
Registered Representative
Yes
Investment Advisor Representative
Yes
Acknowledged fiduciary
Yes
Compliance Disclosures in Last 5 years
I have a clean record
Criminal Disclosures in Last 5 years
I have a clean record
Qualifications & Membership
Certifications, Accreditations & Designations
CFP®, CLTC®, LUTCF®, MBA, MSM
Securities Licenses
Series 65, Series 6, Series 7, Series 63
Insurance and Annuity Licenses
Annuity, Life, Variable Annuity, Long Term Care, Disability, Variable Life
Firm Information
Advisor's Number of Clients
732
Advisor's Number of Planning Clients
98
Total Assets Under Management by Advisor
35,000,000
Compensation and Fees
Fee Structure
Fee-Based
Minimum Portfolio Size for New Managed Accounts
250,000
Compensation Methods
Commissions, Based on Assets
Additional Details on Charges
All fees are disclosed at the time of presentation.
Minimum Fee Charged for Managed Accounts
Based on Account Siz
Minimum Fee Charged for Hourly Planning Accounts
N/A
Education
BS -
UCONN
1998 -2003
MBA, MSM -
Albertus Magnus
2005 -2009
Disclosures
RetirementPlanning.net provides referrals to financial professionals. RetirementPlanning.net is not a current client of advisor or advisory services. Financial professionals pay cash compensation for these referrals, which creates the incentive for RetirementPlanning.net to make these referrals, resulting in a conflict of interest.
Additional Detailed Disclosures
https://www.retirementplanning.net/disclosure/1892963/retirementplanning-Legatum-Financial-LLC-detailed-disclosure.html
Disclaimer
Sofia Dumansky is an agent licensed to sell insurance through New York Life Insurance Company and may be licensed with various other independent unaffiliated insurance companies in the states of AL, CA (CA Insurance License #0L28332), CO, CT, DC, FL, GA, IA, IL, MA, NC, NJ, NV, NY, PA, TN, TX, and VA. No insurance business may be conducted outside the states referenced. As a New York Life Agent, Sofia Dumansky is licensed and authorized to offer insurance in California, but Legatum Financial LLC may not be. For additional information on California licensure status, please click here. Sofia Dumansky is a Registered Representative of and offers securities products & services through NYLIFE Securities LLC, Member FINRA/SIPC, a licensed insurance agency, and a wholly-owned subsidiary of New York Life Insurance Company, 100 Northfield Dr Ste 200, Windsor, CT, 06095, 860-298-1064. In this regard, this communication is strictly intended for individuals residing in the states of AL, CA, CT, FL, MA, NC, NV, NY, TX, and VA. No offers may be made or accepted from any resident outside the specific states referenced. Sofia Dumansky is also a Financial Adviser with Eagle Strategies LLC, a Registered Investment Adviser, and a wholly-owned subsidiary of New York Life Insurance Company, offering advisory services in the states of AL, CA, CT, FL, MA, NC, NV, NY, and VA. As such, these services are strictly intended for individuals residing in the states referenced. The Million Dollar Round Table (MDRT), The Premier Association of Financial Professionals®, is recognized globally as the standard of excellence for life insurance sales performance in the insurance and financial services industry. Legatum Financial LLC is not owned or operated by NYLIFE Securities LLC or its affiliates. Neither Legatum Financial LLC nor its associates are in the business of offering tax, legal, or accounting advice. Please consult your own tax, legal, or accounting professional before making any decisions.