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West Hartford, CT 06107
860-385-1968
About Align Wealth Group
To know where you're going, a map is a helpful tool. By developing a sophisticated financial plan, we're able to seamlessly implement your investment portfolio with real time updates. We believe the heart of any strong relationship is communication. We strive to provide a fresh communication strategy that fits your lifestyle, while providing timely updates and clear direction on your finances and investments.
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General Information
Firm Start Year
Firm CRD#
6413
Name of Broker/Dealer
LPL FINANCIAL LLC
States Licensed in
CT, MA, FL, GA, MI, NC, NH, NY, PA, RI, SC
Work with the following types of clients
Businesses, Individual Investors
Advisory Services Provided
Insurance Products & Annuities, Estate Planning & Trusts, Investment Advice & Management, Financial Advice & Consulting, Financial Planning, Portfolio Management, 401K Rollovers, Wealth Management, Money Management, Risk Management, Education Funding and Planning, Financial Planning for Individuals, Financial Planning for Businesses, Retirement Planning
Services
Investment Types
Exchange Traded Funds (ETFs), Insurance, Annuities, Stocks, Bonds, Mutual Funds, Alternative Investments, Socially Responsible Investments (SRI)
Can meet clients in the following ways
Your Office, Phone, Our Office, Your Home, Video Conference
Compliance
Registered Representative
Yes
Investment Advisor Representative
Yes
Acknowledged fiduciary
Yes
Compliance Disclosures in Last 5 years
I have a clean record
Criminal Disclosures in Last 5 years
I have a clean record
Qualifications & Membership
Certifications, Accreditations & Designations
CFP®, CPWA®
Securities Licenses
Series 6, Series 66, Series 65, Series 63, Series 24, Series 7
Insurance and Annuity Licenses
Accident, Annuity, Life, Variable Annuity, Long Term Care, Variable Life
Compensation and Fees
Fee Structure
Fee-Based
Minimum Portfolio Size for New Managed Accounts
250K+
Compensation Methods
Based on Assets, Commissions, Flat Fee, Hourly
Disclosures
RetirementPlanning.net provides referrals to financial professionals of LPL Financial, LLC (LPL). RetirementPlanning.net is not a current client of LPL for brokerage or advisory services. Financial professionals of LPL pay RetirementPlanning.net cash compensation for these referrals, which creates the incentive for RetirementPlanning.net to make these referrals, resulting in a conflict of interest.
LPL ADV 2A
https://www.lpl.com/content/dam/lpl-www/documents/disclosures/A58.pdf
Additional Detailed Disclosures
https://www.lpl.com/content/dam/edam/format/disclosure/wiseradvisor-lpl-detailed-disclosures.pdf
Disclaimer
Securities and Advisory Services offered through LPL Financial, a Registered Investment Advisor. Member FINRA & SIPC The LPL Financial registered representatives associated with this website may discuss and/or transact business only with residents of the states in which they are properly registered or licensed. No offers may be made or accepted from any resident of any other state.