Personalized advice for Portfolio
Size of 100K and above
FINRA/SEC Registered Advisors
With so many financial products and solutions available in the market, it is a daunting task to choose the best one for you. We have over 20 years of experience in finding you the best financial planner as per your requirements in the field of retirement planning. Our vetted certified retirement financial planners can help you plan for your dream retirement.
All our retirement planners go through rigorous industry experience, disclosures, and registrations check. Our qualified retirement planners are specialized in investment management, insurance advisory, 401k rollovers, and estate planning. Their work experience ranges from being part of small independent firms to Fortune 500 companies.
Norwalk has 9 Retirementplanning.net vetted Retirement Planners and Advisors on the online list below for you to choose from and 9 non-vetted advisors in your local area. These retirement advisors in Norwalk, Connecticut have an average of 18 years of experience.
Charles Helme
BH Asset Management, LLC
Qualifications
CRD# 712007
Firm CRD# 152117
Series 65
Minimum Assets Required
$500,000
Portfolio Management, Retirement Planning, 401K Rollovers, Wealth Management, Money Management, Financial Advice & Consulting, Financial Planning for Individuals, Financial Planning for Businesses, Annuities, Insurance Planning.
Fee-Only, Based on Assets
Masa Yamazaki
CPWA®, CEPA®, CDFA®
Oxler Private Wealth
Qualifications
CRD# 2526772
Firm CRD# 309684
Series 66
Minimum Assets Required
$1,000,000
Financial Planning, Portfolio Management, Retirement Planning, 401K Rollovers, Wealth Management, Money Management, Risk Management, Education Funding and Planning, Financial Advice & Consulting, Financial Planning for Individuals, Financial Planning for Businesses, Investment Advice & Management, Estate Planning & Trusts, Insurance Products & Annuities.
Fee-Only, Based on Assets
Kevin Myers
CAIA®, CFP®, EA, CFA®
Flynn Financial Partners
Qualifications
CRD# 2976015
Firm CRD# 6413
Series 7, 63, 65
Minimum Assets Required
$0
Financial Planning, Portfolio Management, Retirement Planning, 401K Rollovers, Wealth Management, Money Management, Risk Management, Education Funding and Planning, Financial Advice & Consulting, Financial Planning for Individuals, Financial Planning for Businesses, Investment Advice & Management, Tax Advice and Services, Estate Planning & Trusts, Insurance Products & Annuities.
Fee-Based
Cody St John
LPL Financial | Arrowhead Financial Group
Qualifications
CRD# 7128086
Firm CRD# 6413
Series 7, 66
Minimum Assets Required
Not Specified
Portfolio Management, Retirement Planning, 401K Rollovers, Wealth Management, Money Management, Risk Management, Financial Advice & Consulting, Financial Planning for Individuals, Financial Planning for Businesses, Investment Advice & Management, Insurance Products & Annuities.
Fee-Only, Based on Assets
Christopher Badaracco
CFP®, EA
Rose Wealth Advisors
Qualifications
CRD# 7076172
Firm CRD# 7076172
Minimum Assets Required
$500,000
Not Specified.
Fee-Based, Hourly, Flat Fee, Based on Assets
Altfest Personal Wealth Management
CPA, CFP®, CFA®, ChFC®
Qualifications
Firm CRD# 110130
Series 65, 66
Minimum Assets Required
$1,000,000
Financial Planning, Portfolio Management, Retirement Planning, 401K Rollovers, Wealth Management, Money Management, Risk Management, Education Funding and Planning, Financial Advice & Consulting, Financial Planning for Individuals, Financial Planning for Businesses, Investment Advice & Management, Tax Advice and Services, Estate Planning & Trusts.
Fee-Only, Based on Assets
HIGHLAND Financial Advisors, LLC
RLP ®, CFP®, AIF®
Qualifications
CRD# 2063878
Firm CRD# 125838
Minimum Assets Required
$1,000,000
Financial Planning, Portfolio Management, Retirement Planning, 401K Rollovers, Wealth Management, Money Management, Risk Management, Education Funding and Planning, Financial Advice & Consulting, Financial Planning for Individuals, Financial Planning for Businesses, Investment Advice & Management, Tax Advice and Services, Estate Planning & Trusts.
Fee-Only, Based on Assets
Frank Lepore
Bleakley Financial Group
Qualifications
CRD# 4695659
Firm CRD# 318366
Series 6, 7, 65, 66
Minimum Assets Required
$250,000
Financial Planning, Portfolio Management, Retirement Planning, Wealth Management, Risk Management, Education Funding and Planning, Financial Planning for Individuals, Financial Planning for Businesses, Investment Advice & Management, Insurance Products & Annuities.
Fee-Based, Flat Fee
Michael Klein
CFP®
Bleakley Financial Group
Qualifications
CRD# 6281153
Firm CRD# 318366
Series 7, 66
Minimum Assets Required
$250,000
Financial Planning, Portfolio Management, Retirement Planning, 401K Rollovers, Wealth Management, Money Management, Risk Management, Education Funding and Planning, Financial Advice & Consulting, Financial Planning for Individuals, Financial Planning for Businesses, Investment Advice & Management, Legal Advice and Services, Estate Planning & Trusts, Insurance Products & Annuities.
Fee-Based, Flat Fee, Based on Assets
Rank | Firm Name | Assets Under Management | Total Clients | Total Advisors | Fee Structure |
---|---|---|---|---|---|
1 | GE INVESTMENT MANAGEMENT 901 Main Avenue, The Towers At Merritt River Norwalk, CT, 6851 | $49,512,750,895 | 1 | 17 | Other (COST REIMBURSEMENT) |
2 | ROCATON INVESTMENT ADVISORS 20 Glover Avenue, Norwalk, CT, 6850 | $12,393,319,013 | 155 | 31 | A Percentage of AUM, Fixed Fees |
3 | HARVEST VOLATILITY MANAGEMENT, LLC 101 Merritt 7 Corporate Park, 3rd Floor Norwalk, CT, 6851 | $1,938,505,126 | 133 | 13 | A Percentage of AUM, Performance Based, Other (REVENUE SHARE WITH ANOTHER INVESTMENT ADVISER) |
4 | CAPITAL PARTNERS HOLDINGS, INC. 301 Merritt 7, Norwalk, CT, 6851 | $1,161,400,000 | 15 | 25 | A Percentage of AUM, Performance Based, Other (WE RECEIVE A PERCENTAGE OF EBITDA FROM PORTFOLIO COMPANIES) |
5 | GREENWICH INVESTMENT MANAGEMENT, INC. 50 Washington Street, Suite 402w Norwalk, CT, 6854 | $816,894,670 | 1082 | 12 | A Percentage of AUM |
6 | HEARTWOOD PARTNERS, LLC 301 Merritt 7, Third Floor Norwalk, CT, 6851 | $462,300,000 | 3 | 25 | A Percentage of AUM, Performance Based, Other (WE RECEIVE A PERCENTAGE OF EBITDA FROM PORTFOLIO COMPANIES) |
7 | RISKBRIDGE ADVISORS, LLC 401 Merritt 7, Ph Norwalk, CT, 6851 | $435,207,101 | 38 | 6 | A Percentage of AUM, Fixed Fees |
8 | LITVAK WEALTH, LLC 50 Washington Street, Suite 301e Norwalk, CT, 6854 | $410,735,531 | 163 | 4 | A Percentage of AUM |
9 | SAVOIR FAIRE CAPITAL MANAGEMENT, LP 18 Marshall Street, Suite 340 Norwalk, CT, 6854 | $338,871,777 | 4 | 4 | A Percentage of AUM, Performance Based |
QualificationsFirm CRD# 323648
Assets Under Management $49,512,750,895
No. Of Clients1
Clients Per Financial Advisor0
GE INVESTMENT MANAGEMENT is a financial advisory firm situated in Norwalk, Connecticut. With a nearly $50B assets under management, the firm specializes in crafting personalized retirement planning solutions for 1 clients. The team consists of 17 skilled financial advisors, committed to delivering comprehensive retirement planning services tailored to your needs.
QualificationsFirm CRD# 120451
Assets Under Management $12,393,319,013
No. Of Clients155
Clients Per Financial Advisor5
ROCATON INVESTMENT ADVISORS is a financial advisory firm situated in Norwalk, Connecticut. With a nearly $12B assets under management, the firm specializes in crafting personalized retirement planning solutions for 155 clients. The team consists of 31 skilled financial advisors, committed to delivering comprehensive retirement planning services tailored to your needs.
QualificationsFirm CRD# 146869
Assets Under Management $1,938,505,126
No. Of Clients133
Clients Per Financial Advisor10
HARVEST VOLATILITY MANAGEMENT, LLC is a financial advisory firm situated in Norwalk, Connecticut. With a nearly $2B assets under management, the firm specializes in crafting personalized retirement planning solutions for 133 clients. The team consists of 13 skilled financial advisors, committed to delivering comprehensive retirement planning services tailored to your needs.
QualificationsFirm CRD# 161657
Assets Under Management $1,161,400,000
No. Of Clients15
Clients Per Financial Advisor1
CAPITAL PARTNERS HOLDINGS, INC. is a financial advisory firm situated in Norwalk, Connecticut. With a nearly $1B assets under management, the firm specializes in crafting personalized retirement planning solutions for 15 clients. The team consists of 25 skilled financial advisors, committed to delivering comprehensive retirement planning services tailored to your needs.
QualificationsFirm CRD# 127161
Assets Under Management $816,894,670
No. Of Clients1082
Clients Per Financial Advisor90
GREENWICH INVESTMENT MANAGEMENT, INC. is a financial advisory firm situated in Norwalk, Connecticut. With a nearly $817M assets under management, the firm specializes in crafting personalized retirement planning solutions for 1082 clients. The team consists of 12 skilled financial advisors, committed to delivering comprehensive retirement planning services tailored to your needs.
QualificationsFirm CRD# 313052
Assets Under Management $462,300,000
No. Of Clients3
Clients Per Financial Advisor0
HEARTWOOD PARTNERS, LLC is a financial advisory firm situated in Norwalk, Connecticut. With a nearly $462M assets under management, the firm specializes in crafting personalized retirement planning solutions for 3 clients. The team consists of 25 skilled financial advisors, committed to delivering comprehensive retirement planning services tailored to your needs.
QualificationsFirm CRD# 310396
Assets Under Management $435,207,101
No. Of Clients38
Clients Per Financial Advisor6
RISKBRIDGE ADVISORS, LLC is a financial advisory firm situated in Norwalk, Connecticut. With a nearly $435M assets under management, the firm specializes in crafting personalized retirement planning solutions for 38 clients. The team consists of 6 skilled financial advisors, committed to delivering comprehensive retirement planning services tailored to your needs.
QualificationsFirm CRD# 170805
Assets Under Management $410,735,531
No. Of Clients163
Clients Per Financial Advisor41
LITVAK WEALTH, LLC is a financial advisory firm situated in Norwalk, Connecticut. With a nearly $411M assets under management, the firm specializes in crafting personalized retirement planning solutions for 163 clients. The team consists of 4 skilled financial advisors, committed to delivering comprehensive retirement planning services tailored to your needs.
QualificationsFirm CRD# 306994
Assets Under Management $338,871,777
No. Of Clients4
Clients Per Financial Advisor1
SAVOIR FAIRE CAPITAL MANAGEMENT, LP is a financial advisory firm situated in Norwalk, Connecticut. With a nearly $339M assets under management, the firm specializes in crafting personalized retirement planning solutions for 4 clients. The team consists of 4 skilled financial advisors, committed to delivering comprehensive retirement planning services tailored to your needs.
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