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VERIFIEDCharles Helme
BH Asset Management, LLC
777 W Putnam Ave. 3rd Floor
Greenwich, CT 06830
203-987-6227
Your goals. Our Passion.
About BH Asset Management, LLC
We are a registered investment advisor, meaning we are held to a fiduciary standard and must always put your interests first. We provide unbiased advice, employ an open architecture approach, and only charge flat fees. We are transparent and maintain frequent communication with our clients. With over 30 years of fund management experience, we offer the most sophisticated investment techniques.
See Disclosures
General Information
Firm Start Year
2020
No. of Employees
5-9
automated call
Yes
CRD#
712007
Firm CRD#
152117
Name of Custodial Firm
Charles Schwab, TD Ameritrade Fidelity Investments, Pershing, JP Morgan, Morgan Stanley, Comerica.
States Licensed in
CT, NY, FL
Years of Experience in Financial Services
30
Number of Years with Current Firm
10
Work Experience
Mr. Helme began his career in 1980 at Ernst & Company, New York Stock Exchange and American Stock Exchange Specialists. Mr. Helme graduated from New York University Stern School of Business. He is active in a variety of local charitable and community organizations.
Work with the following types of clients
Businesses, Non-Profit Organizations, Individual Investors
Foreign Languages Serviced
Spanish
Advisory Services Provided
Financial Advice & Consulting, Investment Advice & Management, Estate Planning & Trusts, Financial Planning, Portfolio Management, Retirement Planning, 401K Rollovers, Wealth Management, Money Management, Risk Management, Financial Planning for Individuals, Financial Planning for Businesses, Education Funding and Planning
Services
Investment Types
Stocks, Bonds, Options & Futures, FOREX & Currency, Mutual Funds, Annuities, Commodities, Mortgages & Real Estate, Exchange Traded Funds (ETFs), Alternative Investments, Socially Responsible Investments (SRI)
Can meet clients in the following ways
Your Home, Our Office, Phone, Email, Your Office, Our Offices, Video Conference
Compliance
Acknowledged fiduciary
Yes
Compliance Disclosures in Last 5 years
I have a clean record
Criminal Disclosures in Last 5 years
I have a clean record
Qualifications & Membership
Securities Licenses
Series 65
Firm Information
Firm's Number of Clients
80
Firm's Number of Planning Clients
25
Firm's Number of Managed Clients
80
Assets Managed by Firm
116,000,000
Advisor's Number of Clients
42
Advisor's Number of Managed Clients
42
Advisor's Number of Planning Clients
17
Assets Managed by Advisor
105,000,000
Compensation and Fees
Fee Structure
Fee-Only
Minimum Portfolio Size for New Managed Accounts
$500000
Compensation Methods
Based on Assets
Fee % Based on Assets
25-125 BPs
Additional Details on Charges
Fee level depends on service desired and assets under management (Domestic Large Cap Growth, Enhanced Dividend, International, Convertible Bond, Municipal Bond, Buy-Write, Socially Responsible Investing (SRI), ESG Investing, Taxable Fixed Income, Emerging Market, etc.)
Minimum Fee Charged for Managed Accounts
None
Minimum Fee Charged for Hourly Planning Accounts
N/A
Disclosures
RetirementPlanning.net provides referrals to financial professionals. RetirementPlanning.net is not a current client of advisor or advisory services. Financial professionals pay cash compensation for these referrals, which creates the incentive for RetirementPlanning.net to make these referrals, resulting in a conflict of interest.
Additional Detailed Disclosures
https://www.retirementplanning.net/disclosure/1889319/retirementplanning-BH-Asset-Management,-LLC-detailed-disclosure.html